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IPO's by Industry: Financial

Browse Industries: Business Services | Consumer | Communications | Energy | Health Care | Industrial | Materials | Technology | Transportation

COMPANYSYMBOLPRICESharesTrade DateUNDERWRITER (S)
Alcentra Capital Corporation ABDCPriced at $15.006.66 million5/9/2014Raymond James, Baird, Keefe, Bruyette & Woods
Allegiance BancsharesABTX$22.00-$24.002.6 million10/8/2015Baird, Stephens Inc.
Ally Financial Inc.ALLYPriced at $25.0095 million4/10/2014Citigroup, Morgan Stanley, Goldman Sachs & Co., Barclays, BofA Merrill Lynch, Deutsche Bank Securities, J.P. Morgan
American Capital Senior Floating, Ltd.ACSFPriced at $15.0010 million1/16/2014Morgan Stanley, Citigroup, Deutsche Bank Securities, Keefe, Bruyette & Woods, UBS Investment Bank
American Farmland CompanyAFCO$8.50-$10.506 million10/20/2015Deutsche Bank Securities, Citigroup, Raymond James, RBC Capital Markets, FBR
American Residential PropertiesARPIPriced at $21.0013.7 million5/9/2013Morgan Stanley, BofA Merrill Lynch, FBR, Jefferies
Anchor Bancorp Wisconsin Inc.ABCWPriced at $26.00372 K10/22/2014Sandler O' Neill + Partners LP
Ares Management, L.P.ARESPriced at $19.0011.4 million5/2/2014J.P. Morgan, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Wells Fargo Securities
Athene Holding LtdATH$38.00-$42.0027 million12/9/2016Barclays, Citigroup, Goldman Sachs & Co., Wells Fargo Securities, BofA Merrill Lynch, BMO Capital Markets, Credit Suisse, Deutsche Bank Securities, J.P. Morgan, Morgan Stanley, RBC Capital Markets,BNP Paribas, BTIG, Evercore ISI, SunTrust Robinson Humphrey, UBS Investment Bank
Avaya Holdings CorpAVYAWithdrawnTBD0/0/0Morgan Stanley, Goldman Sachs, J.P. Morgan, Citi, Deutsche Bank Securities,
Avenue Financial HoldingsAVNUPriced at $11.002.5 million2/10/2015Keefe Bruyette & Woods
Bats Global Markets, Inc.BATS$17.00-$19.0013.3 million4/15/2016Morgan Stanley, Citigroup, BofA Merrill Lynch, Credit Suisse, Goldman Sachs & Co., J.P. Morgan
Blackhawk Network Holdings, Inc.HAWKPriced at $23.0010 million4/19/2013Goldman Sachs, BofA Merrill Lynch, Citigroup, Deutsche Bank Securities
Blue Capital Reinsurance Holdings Ltd.BCRHPriced at $20.006.3 million11/6/2013Deutsche Bank Securities, UBS Investment Bank, Barclays Capital, Keefe Bruyette & Woods, Raymond James, RBC Capital Markets
Bluerock Residential Growth Reit, Inc.BRGPriced at $14.503.45 million3/28/2014Wunderlich Securities
C1 Financial, Inc.BNKPriced at $17.002.6 million8/14/2014Keefe, Raymond James
Capital Bank Financial Corp.CBFPriced at $18.0010 million9/20/2012Credit Suisse, BofA Merrill Lynch, Goldman Sachs, Barclays Capital, FBR
Capitala FinanceCPTAPriced at $20.004 million9/25/2013Deutsche Bank Securities, UBS Investment Bank, Barclays Capital
CapStar Financial HoldingsCSTR$14.50-$16.502.6 million9/22/2016Keefe Bruyette & Woods, Sandler O' Neill + Partners
CatchMark Timber TrustCTTPriced at $13.5010.5 million12/12/2013Raymond James, Baird, Stifel Nicolaus Weisel
CBS Outdoor AmericasCBSOPriced at $28.0020 million3/28/2014Goldman Sachs, BofA Merrill Lynch, J.P. Morgan, Morgan Stanley
Cherry Hill Mortgage Investment CorporationCHMIPriced at $20.006.5 million10/4/2013Barclays Capital, Morgan Stanley, Citigroup, UBS Investment Bank
Citizens Financial Group, Inc.,CFGPriced at $21.50140 million9/24/2014Morgan Stanley, Goldman Sachs & Co., J.P. Morgan, Deutsche Bank Securities, RBS Securities, Wells Fargo Securities, Barclays, Citigroup
City Office REIT, Inc.CIOPriced at $12.505.8 million4/15/2014Janney Montgomery Scott, Wunderlich Securities, Oppenheimer & Co.
CM FinanceCMFNPriced at $15.006.7 million2/6/2014Raymond James, Keefe, Bruyette & Woods, Oppenheimer & Co.
Community Choice Financial, Inc.CCFI$10.00-$12.0010.66 million0/0/0Credit Suisse, Jefferies, Stephens Inc.
Conifer HoldingsCNFR$11.00-$13.003.1 million8/13/2015BMO Capital Markets, Raymond James
ConnectOne BancorpCNOBPriced at $28.001.6 million2/12/2013Stifel
County BancorpICBKPriced at $15.751.18 million1/16/2015Baird, Sterne Agee
CPI Card Group PMTS$16.00-$18.0015 million10/9/2015BMO Capital Markets, Goldman Sachs & Co., CIBC
Crescent Capital Finance Group, Inc.CCFG$15.00-$15.008.33 million3/7/2012UBS Investment Bank, Morgan Stanley, Credit Suisse, RBC Capital Markets
Dragon Victory International LimitedTBDTBDTBD0/0/0Boustead Securities, Network 1 Financial Securities
Easterly Government Properties, Inc.DEAPriced at $15.0012 million2/6/2015Citigroup, Raymond James, RBC Capital Markets
Elevate Credit, Inc.ELVTTBDTBD0/0/0UBS Investment Bank, Jefferies, Stifel, William Blair
Empire State Realty TrustESRTPriced at $13.0071.5 million10/2/2013BofA Merrill Lynch, Goldman Sachs
Enova International, Inc.ENVATBDTBD0/0/0UBS Investment Bank, Barclays Capital, Jefferies
Equity BancsharesEQBK$22.00-$24.001.94 million11/11/2015Keefe Bruyette & Woods, Stephens Inc.
EverBank Financial CorpEVERPriced at $10.0019.2 million5/3/2012Goldman Sachs, BofA Merrill Lynch, Credit Suisse
FB Financial GroupFBK$16.00-$18.005.88 million9/16/2016J.P. Morgan, UBS Investment Bank, Keefe Bruyette & Woods
FCB Financial HoldingsFCBPriced at $22.007.5 million8/1/2014Deutsche Bank Securities, J.P. Morgan, BofA Merrill Lynch, UBS Investment Bank
Fidelity & Guaranty LifeFGLPriced at $17.009.8 million12/13/2013Credit Suisse, J.P. Morgan, Jefferies, Macquarie Capital, RBC Capital Markets
Fifth Street Asset ManagementFSAMPriced at $17.006 million10/30/2014Morgan Stanley, J.P. Morgan, Goldman Sachs, RBC Capital Markets, Credit Suisse
First Data CorporationFDC$18.00-$20.00160 million10/15/2015Citigroup, Morgan Stanley, BofA Merrill Lynch, KKR, Barclays, Credit Suisse, Deutsche Bank Securities, Goldman Sachs & Co., HSBC, Mizuho Securities, PNC Capital Markets LLC, SunTrust Robinson Humphrey, Wells Fargo Securities
First Hawaiian, Inc.FHB$21.00-$23.0021.1 million8/4/2016Goldman Sachs & Co., BofA Merrill Lynch, BNP PARIBAS, Barclays, Credit Suisse, Deutsche Bank Securities, J.P. Morgan, Citigroup, Morgan Stanley, UBS Investment Bank
First NBC Bank HoldingNBCBPriced at $24.004.2 million5/10/2013Sandler O' Neill + Partners LP, Keefe Bruyette & Woods
Fortress Transportation and Infrastructure Investors Ltd.FTAI$19.00-$21.0020 million5/15/2015Citigroup, BofA Merrill Lynch, Barclays, Deutsche Bank Securities, UBS Investment Bank
FX Alliance, Inc.FXPriced at $12.005.2 million2/9/2012BofA Merrill Lynch, Goldman Sachs, Citigroup, J.P. Morgan
Garrison CapitalGARSPriced at $15.005.33 million 3/27/2013Baird, Oppenheimer & Co., William Blair & Co., Janney Montgomery Scott, Stephens Inc.
Goldman Sachs BDC, Inc.GSBDPriced at $20.006 million3/18/2015BofA Merrill Lynch, Goldman Sachs & Co., Morgan Stanley, Citigroup, Credit Suisse, Wells Fargo Securities
Great Ajax Corp.AJXPriced at $14.255 million2/13/2015FBR, Sterne Agee, Nomura
Great Western BancorpGWBPriced at $18.0016 million10/15/2014Deutsche Bank Securities, BofA Merrill Lynch
Green Bancorp, Inc.GNBCPriced at $15.004.7 million8/8/2014Sandler O' Neill + Partners LP, Jefferies
Grupo Supervielle S.A.SUPV$11.00-$13.0025.5 million ADS5/19/2016Morgan Stanley, BofA Merrill Lynch
Hamilton Lane IncorporatedHLNE$15.00-$17.0011.9 million3/1/2017J.P. Morgan, Morgan Stanley
Harvest Capital CreditHCAPPriced at $15.003.4 Million5/3/2013Keefe Bruyette & Woods, JMP Securities, William Blair
Heritage Insurance Holding, Inc., HRTGPriced at $11.006 million5/23/2014Citigroup
HomeStreet, Inc.HMST$43.00-$45.001.3 million2/10/2012FBR
Houlihan Lokey, Inc.HLI$22.00-$24.0010.5 million8/13/2015BofA Merrill Lynch, Goldman Sachs & Co.
Hunting Dog Capital Corp.HDCCTBDTBD0/0/0WR Hambrecht & Co.
Independent Bank GroupIBTXPriced at $26.003.2 million4/3/2013Sandler O' Neill + Partners LP, Evercore, Keefe Bruyette & Woods
InfraREIT, Inc.HIFRPriced at $23.0020 million1/30/2015BofA Merrill Lynch, Citigroup
Innovative Industrial PropertiesIIPR$20.00-$20.003.35 million12/1/2016Ladenburg Thalmann, Compass Point
Investar Holding CorporationISTRPriced at $14.002.87 million7/1/2014Sandler O' Neill + Partners LP, Sterne Agee
James River Group HoldingsJRVRPriced at $21.0011 million12/12/2014Keefe, UBS Investment Company, FBR, BMO Capital Markets
Jernigan CapitalJCAPPriced at $20.005 million3/27/2015Raymond James, Baird, Wunderlich Securities
JGWPT Holdings Inc.JGW$15.00-$17.009.75 million11/8/2013Barclays Capital, Credit Suisse, Deutsche Bank Securities, Jefferies, Keefe Bruyette & Woods
Ladder Capital CorpLADRPriced at $17.0013.25 million2/6/2014Deutsche Bank Securities, Citigroup, Wells Fargo Securities, BofA Merrill Lynch, J.P. Morgan
Landmark Apartment TrustLATTBDTBD0/0/0BofA Merrill Lynch, Citigroup
Leju Holdings Ltd.LEJUPriced at $10.0010.0 million4/17/2014Credit Suisse, J.P. Morgan
LendingClub CorporationLCPriced at $15.0057.7 million12/11/2014Morgan Stanley, Goldman Sachs & Co., Credit Suisse, Citigroup
Live Oak BancsharesLOB$16.00-$18.004.8 million7/23/2015Sandler O' Neill + Partners LP, Keefe Bruyette & Woods, SunTrust Robinson Humphrey
loanDepot, Inc.LDI$16.00-$18.00Postponed11/13/2015Morgan Stanley, Goldman Sachs & Co., Wells Fargo Securities, Barclays, UBS Investment Bank, Citigroup
Manning & Napier, Inc.MNPriced at $12.0012.5 million11/18/2011BofA Merrill Lynch
Markit Ltd.MRKTPriced at $24.0053.5 million6/19/2014BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse, Deutsche Bank Securities, Goldman Sachs & Co., HSBC, J.P. Morgan, Morgan Stanley, UBS Investment Bank
MedEquities Realty Trust, IncMRT$12.00-$14.0019.9 million9/29/2016FBR, J.P. Morgan, Citigroup, KeyBanc Capital Markets
Medley Management Inc.MDLYPriced at $18.006 million9/24/2014Goldman Sachs, Credit Suisse, Barclays, Deutsche Bank, Keefe
MGM Growth Properties LLCMGP$18.00-$21.0050 million4/20/2016BofA Merrill Lynch, J.P. Morgan, Morgan Stanley, Evercore ISI, Barclays, Citigroup, Deutsche Bank Securities
Midland States BancorpMSBI$25.00-$27.003.6 million5/24/2016Sandler O' Neill + Partners LP, Keefe Bruyette & Woods
Moelis & Co.MCPriced at $25.006.5 million4/16/2014Goldman Sachs, Morgan Stanley, Moelis & Co., J.P. Morgan, UBS Investment Bank
National Bank Holdings CorporationNBHCPriced at $19.257.15 million9/20/2012Goldman Sachs, Keefe Bruyette & Woods
National Commerce CorporationNCOMPriced at $19.501.7 million3/19/2015Keefe Bruyette & Woods
National Storage Affiliates TrustNSAPriced at $13.0020 million4/23/2015Jefferies, Morgan Stanley, Wells Fargo Securities
Nationstar Mortgage Holdings Inc.NSMPriced at $14.0016.7 million3/8/2012BofA Merrill Lynch, Citigroup, Credit Suisse, Wells Fargo Securities
Nordic Realty TrustNORT$15.00-$15.005 million0/0/0Wunderlich Securities
OM Asset Management LimitedOMAMPriced at $14.0022 million10/9/2014BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse
On Deck CapitalONDKPriced at $20.0010 million12/17/2014Morgan Stanley, BofA Merrill Lynch, J.P. Morgan, Deutsche Bank Securities, Jefferies
Opus BankOPBPriced at $30.005.126 million4/16/2014J.P. Morgan, Credit Suisse,Sandler O' Neill + Partners LP, and Keefe, Bruyette & Woods
Paramount GroupPGREPriced at $17.50131 million11/19/2014BofA Merrill Lynch, Morgan Stanley, Wells Fargo Securities, Deutsche Bank Securities
People's Utah BancorpPUB$13.00-$15.002.5 million6/11/2015D.A. Davidson & Co.
Preferred Apartment Communities, Inc.APTS$10.00-$10.004.5 million3/31/2011Wunderlich Securities, Anderson & Strudwick
QTS Realty TrustQTSPriced at $21.0012.25 million10/9/2013Goldman Sachs, Jefferies, BofA Merrill Lynch, Deutsche Bank Securities, KeyBanc Capital Markets, Morgan Stanley
Retail Properties of America, Inc.RPAIPriced at $8.0031.8 million4/5/2012J.P. Morgan, Citigroup, Deutsche Bank Securities, Keybank Capital Markets
Reverse Mortgage Investment TrustRMITTBDTBD0/0/0Credit Suisse, Barclays, FBR, UBS Investment Bank, Nomura, Wells Fargo Securities
Santander Consumer USA HoldingsSCPriced at $24.0075 million1/23/2014Citigroup, J.P. Morgan, BofA Merrill Lynch, Deutsche Bank Securities, Santander, Barclays, Goldman Sachs, Morgan Stanley, RBC Capital Markets, BMO Capital Markets, Credit Suisse, UBS Investment Bank, Wells Fargo Securities
ServisFirst Bancshares Inc.,SFBSPriced at $91.000.625 million5/14/2014Sandler O' Neill + Partners LP
Sidoti & Company, Inc.SDTI$9.00-$11.003 million0/0/0WR Hambrecht & Co., Sidoti & Co.
Silver Bay Realty TrustSBYPriced at $18.5013.25 million12/14/2012Credit Suisse, BofA Merrill Lynch, J.P. Morgan
Silvercrest Asset Management GroupSAMGPriced at $11.004.8 million6/27/2013Sandler O' Neill + Partners LP, Raymond James
Springleaf HoldingsLEAFPriced @ $17.0021.1 million10/16/2013BofA Merrill Lynch, Citigroup, Credit Suisse, Barclays Capital, Allen & Co.
Sprott Physical Platinum and Palladium TrustSPPPPriced @ $10.0028 million12/19/2012Morgan Stanley, RBC Capital Markets, BofA Merrill Lynch, UBS Investment Bank
Square 1 FinancialSQBKPriced at $18.005.8 million3/27/2014Sandler O' Neill + Partners LP, Keefe, Bruyette & Woods
Stonegate Mortgage CorporationSGMPriced at $16.007.1 million10/10/2013BofA Merrill Lynch, Credit Suisse, Barclays Capital, FBR
Store Capital CorporationSTORPriced at $18.5027.5 million11/18/2014Goldman Sachs & Co., Credit Suisse, Morgan Stanley
Sutherland Asset ManagementSLDTBDTBD0/0/0TBD
Synchrony FinancialSYFPriced at $23.00125 million7/31/2014Goldman Sachs, J.P. Morgan, Citigroup, Morgan Stanley, Barclays, BofA Merrill Lynch, Credit Suisse, Deutsche Bank Securities
Talmer BancorpTLMRPriced at $13.0015.6 million2/12/2014Keefe, Bruyette & Woods, J.P. Morgan
The Bank of N.T. Butterfield & SonNTB$22.00-$25.0010.6 million9/16/2016Goldman Sachs & Co., Citigroup, Sandler O' Neill + Partners LP
TPG Specialty Lending, Inc.TSLXPriced at $16.007 million3/21/2014J.P. Morgan, BofA Merrill Lynch, Goldman Sachs, Citigroup, Wells Fargo Securities, Barclays
Transfirst, Inc.TFTBDTBD0/0/0Goldman Sachs & Co., J.P. Morgan, Credit Suisse,Barclays, Deutsche Bank Securities, Citigroup, Jefferies, RBC Capital Markets, Wells Fargo Securities
TransUnionTRU$21.00-$23.0029.5 million6/25/2015Goldman Sachs & Co., J.P. Morgan, BofA Merrill Lynch, Deutsche Bank Securities, RBC Capital Markets, Wells Fargo Securities, Credit Suisse
TriplePoint Venture Growth BDC Corp.TPVGPriced at $15.008.33 million3/6/2014Morgan Stanley, Wells Fargo, Goldman Sachs, Credit Suisse, UBS Investment Bank
TriState Capital HoldingsTSCPriced at $11.505.7 million5/9/2013Stephens, Inc., Keefe Bruyette & Woods, Baird
Triumph BancorpTBKPriced at $12.006.7 million11/7/2014Sandler O' Neill + Partners LP, Evercore, Wells Fargo
Veritex HoldingsVBTXPriced at $13.002.7 million10/9/2014Sandler O' Neill + Partners LP, Stephens Inc.
Virtu Financial, Inc.VIRTPriced at $19.0016.5 million4/16/2015Goldman Sachs, J.P. Morgan,Sandler O' Neill + Partners LP
WhiteHorse Finance, Inc.WHFPriced @ $15.006.66 million12/5/2012Deutsche Bank Securities, J.P. Morgan, Citigroup, Barclays Capital
Yintech Investment HoldingYIN$12.50-$14.507.5 million ADSs4/27/2016Jefferies
Yirendai Ltd.YRD$9.00-$11.007.5 million12/18/2015Morgan Stanley, Credit Suisse, China Renaissance
ZAIS FinancialZFCPriced at $21.255.7 million2/8/2013Deutsche Bank Securities, Citigroup, Barclays Capital, Credit Suisse



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