IPO and Secondaries
IPO Boutique
<< Return Home

Subscribe Now

  IPO Boutique Blog
  FREE IPO Newsletter
IPO Central
  IPO Calendar
  IPO Pipeline
  Track Record
  2017 IPOs
    IPO Pricings
    Industry Breakdown
  2016 IPOs
  2015 IPOs
  2014 IPOs
  2013 IPOs
  2012 IPOs
  Underwriters
  Sample IPO
  Rating Scale
  IPO Primer
Secondaries
  Current Week
  Track Record
  2017 Secondaries
  2016 Secondaries
  Secondaries Primer
Media
International publications
quoting IPO Boutique
founder Scott Sweet
General Info
  About Us
  Contact Us
  Testimonials
  Announcements
  Disclaimer
  Site Map
SubscriptionsTrack RecordIPO CalendarPipelineFree Sample IPOBlogTestimonialsContact UsAbout UsSite Map

IPO PIPELINE

Notes:
The Pipeline is a running total of filed IPO's that have not Opened, been Withdrawn or Postponed.
An adjustment was made in December 2016 to clean out IPO filings without any activity.
The list of IPO filings and or specific changes listed below...is updated daily.
No SPACS or Unit Offerings are included.
THERE ARE 60 ACTIVE IPOS IN THE PIPELINE AS OF Nov 23 2017

IPO Pipeline detailed listing
Click on column heading to re-sort by that heading
COMPANY
SYMBOL
UNDERWRITER
SECTOR
FILING HISTORY yyyy-mm-dd
COMMENT
iClick Interactive Asia Group LimitedICLK
[ Nasdaq ]
Network 1 Financial SecuritiesTechnology2017-11-22 Underwriter's Changed
2017-10-20 Filed
They were the largest independent online marketing technology platform in China in terms of gross billing in 2016 according to Frost & Sullivan.
Industrial Logistics Properties TrustILPT
[ Nasdaq ]
UBS Investment Bank, Citigroup, RBC CapitalBusiness Services2017-11-21 Filed
Industrial Logistics Properties Trust was recently formed to own and lease industrial and logistics properties throughout the United States.
LexinFintech Holdings Ltd.LXL
[ Nasdaq ]
Goldman Sachs (Asia), BofA Merrill Lynch, Deutsche Bank Securities, China RenaissanceFinancial2017-11-20 Underwriters Added
2017-11-13 Filed
They are a leading online consumer finance platform in China in terms of the outstanding principal balance of loans originated on our platform as of June 30, 2017, according to Oliver Wyman.
Cue Biopharma, Inc.CUE
[ Nasdaq ]
MDB Capital, Feltl and CompanyHealth Care2017-11-17 Updated Prospectus
2017-11-02 Terms Added
2017-09-21 Filed
They are an innovative biopharmaceutical company developing a novel and proprietary class of biologic drugs for the selective modulation of the human immune system to treat a broad range of cancers and autoimmune disorders.
Casa Systems, Inc.CASA
[ Nasdaq ]
Morgan Stanley, BarclaysTechnology2017-11-17 Filed
They provide a suite of software-centric infrastructure solutions that allow cable service providers to deliver voice, video and data services over a single platform at multi-gigabit speeds.
Advantage Insurance Inc.AVIRaymond James, JMP Securities, B. Riley | FBRBusiness Services2017-11-16 Filed
They are an underwriter of specialty private placement life insurance, or PPLI, for high net worth individuals, or HNWIs, business owners and family groups worldwide through their Life Insurance division.
Farmmi, Inc.FAMI
[ Nasdaq ]
Viewtrade SecuritiesConsumer2017-11-15 Filed
They process and/or sell four categories of agricultural products: Shiitake mushrooms, Mu Er mushrooms, other edible fungi, and other agricultural products.
Americold Realty TrustCOLD
[ NYSE ]
BofA Merrill Lynch, J.P. Morgan, RBC CapitalBusiness Services2017-11-14 Filed
They are the world’s largest owner and operator of temperature-controlled warehouses.
Camposol Holding PlcTBD
[ NYSE ]
BofA Merrill Lynch, UBS Investment Bank, BTG Pactual, Itau BBAConsumer2017-11-14 Filed
They are a fast-growing, vertically-integrated producer of branded and predominantly off-season fresh and healthy food for leading global retailers and wholesalers, with strong operating margins.
Hudson Ltd.HUD
[ NYSE ]
Credit Suisse, Morgan Stanley, UBS Investment BankConsumer2017-11-14 Filed
Hudson Group, anchored by their iconic Hudson brand, is committed to enhancing the travel experience for over 300,000 travelers every day in the continental United States and Canada.
Imperial Garden & Resort, Inc.MNSI
[ Nasdaq ]
Network 1 Financial SecuritiesConsumer2017-11-13 Terms Changed
2017-03-15 Filed
They seek to provide premium services to customers in the hospitality and entertainment businesses.
TFI TAB Food InvestmentsQSRG
[ Nasdaq ]
Morgan Stanley, Credit Suisse, Goldman Sachs & Co., Citigroup, J.P. Morgan, Rabo SecuritiesConsumer2017-11-13 Filed
They are one of the world's largest global restaurant operators by number of restaurants and the largest Restaurant Brands International, or RBI, franchisee globally.
Denali Therapeutics IncDNLI
[ Nasdaq ]
Goldman Sachs, J.P. Morgan, Morgan StanleyHealth Care2017-11-13 Filed
Their goal is to discover and develop therapeutics to defeat degeneration.
AXA Equitable Holdings, Inc.TBDMorgan Stanley, J.P. MorganFinancial2017-11-13 Filed
They are one of America’s leading financial services companies and have helped clients prepare for their financial future with confidence since 1859.
Odonate Therapeutics, LLCODT
[ Nasdaq ]
Goldman Sachs, JefferiesHealth Care2017-11-13 Filed
They are a pharmaceutical company dedicated to the development of best-in-class therapeutics that improve and extend the lives of patients with cancer.
Luther Burbank CorporationLBC
[ Nasdaq ]
Keefe Bruyette & Woods, Sandler O' NeillFinancial2017-11-09 Filed
They are Luther Burbank Corporation, a bank holding company headquartered in Santa Rosa, Sonoma County, California.
Entera Bio Ltd. ENTX
[ Nasdaq ]
Oppenheimer & Co.Health Care2017-11-09 Filed
They are a clinical-stage biopharmaceutical company focused on the development and commercialization of orally delivered large molecule therapeutics for use in orphan indications and other areas with significant unmet medical need.
Quanterix CorporationQTRX
[ Nasdaq ]
J.P. Morgan, LeerinkHealth Care2017-11-09 Filed
They are a life sciences company that has developed a next generation, ultra-sensitive digital immunoassay platform that advances precision health for life sciences research and diagnostics.
SSLJ.Com LimitedSSLJ
[ Nasdaq ]
Boustead SecuritiesConsumer2017-11-07 Filed
They are one of the leading vertically integrated online-to-offline home improvement service and product providers in China.
Hancock Jaffe Laboratories, Inc.HJLI
[ Nasdaq ]
WallachBeth Capital, Network 1 Financial SecuritiesHealth Care2017-11-06 Terms Added
2017-09-07 Filed
They are a development stage medical device company developing biologic based solutions that are designed to be life-enhancing for patients with cardiovascular disease, peripheral arterial and venous disease, and end stage renal disease, or ESRD.
FTS International Inc.FTSI
[ NYSE ]
Credit Suisse, Morgan StanleyEnergy2017-10-30 Updated Prospectus
2017-04-11 Underwriters Changed
2017-02-28 Underwriters Added
2017-02-10 Filed
2012-11-28 Withdrawn
2011-09-09 1st Filed
They are one of the largest providers of hydraulic fracturing services in North America based on both active and total horsepower of our equipment.
Senmiao Technology LimitedAIHS
[ Nasdaq ]
Viewtrade SecuritiesFinancial2017-10-30 Filed
They are an online lending platform in China connecting Chinese investors with individual and small- to-medium-sized enterprise borrowers and creditors. A $20m cash raise has been listed.
Adial PharmaceuticalsADIL
[ Nasdaq ]
Joseph Gunnar & Co.Health Care2017-10-25 Underwriters Added
2017-09-25 Terms Added
2017-09-07 Filed
They are a clinical-stage biopharmaceutical company focused on the development of a therapeutic agent for the treatment of alcohol use disorder using their lead investigational new drug product, AD04, a selective serotonin-3 antagonist.
CURO Group Holdings Corp. CURO
[ NYSE ]
Credit Suisse, Jefferies, Stephens IncFinancial2017-10-24 Filed
They are a growth-oriented, technology-enabled, highly-diversified consumer finance company serving a wide range of underbanked consumers in the United States, Canada and the United Kingdom and are a market leader in our industry based on revenues.
Insurance Income Strategies Ltd.ILS
[ NYSE ]
Joseph Gunnar & Co.Business Services2017-10-24 Filed
They are a newly incorporated Bermuda holding company seeking to offer collateralized reinsurance in the property catastrophe market.
Newmark Group, Inc.NMRK
[ Nasdaq ]
Goldman Sachs & Co., BofA Merrill Lynch, Citigroup, Cantor FitzgeraldBusiness Services2017-10-23 Filed
Newmark is a rapidly growing, high margin, full-service commercial real estate services business that offers a full suite of services and products for both owners and occupiers across the entire commercial real estate industry.
WatchGuard, Inc.WGRD
[ Nasdaq ]
Barclays, SunTrust Robinson HumphreyTechnology2017-10-19 Filed
They are the leading provider of mobile video solutions for law enforcement. Our products include in-car video systems, body-worn cameras and evidence management software.
Prolung, Inc. LUNG
[ Nasdaq ]
Maxim Group, AegisHealth Care2017-10-17 Terms Added
2017-08-04 Filed
They are a medical technology company specializing in predictive analytic, early stage lung cancer risk testing, which we refer to as the "ProLung Test."
Genprex, Inc.GNPX
[ Nasdaq ]
Network 1 FinancialHealth Care2017-10-10 Terms Changed
2017-09-08 Terms Added
2017-07-21 Filed
Genprex is a clinical stage gene therapy company developing a new approach to treating cancer, based upon their novel proprietary technology platform, including their initial product candidate, Oncoprex immunogene therapy, or Oncoprex.
LiveXLive Media, Inc.LXL
[ NYSE ]
BMO Capital MarketsTechnology2017-10-06 Terms Added
2017-09-11 Filed
They are one of the world's only premium internet networks devoted to live music and music-related video content.
Dogness (International) Corporation DOGZ
[ Nasdaq ]
Spartan Securities Consumer2017-09-20 Filed
They design and manufacture fashionable and high-quality leashes, collars, harnesses to complement cats and dogs appearances and keep them safe.
AGM Group Holdings Inc.AGMH
[ Nasdaq ]
Network 1 Financial SecuritiesFinancial2017-09-19 Terms Added
2017-05-15 Filed
Incorporated on April 27, 2015, under the laws of the British Virgin Islands, they strive to become a one-stop shop that focuses on providing financial technology service to brokers, and institutional clients.
NetREIT, Inc.SQFT
[ NYSE ]
Janney Montgomery ScottBusiness Services2017-09-18 Filed
They are a self-managed Maryland corporation originally formed in California in 1999 and reincorporated in Maryland in 2010. Their current portfolio consists of 1,695,000 square feet comprised of 15 office properties, two industrial properties and five retail properties, which they refer to collectively as their commercial portfolio.
Howard Midstream Partners LPHMP
[ NYSE ]
Barclays, RBC Capital Markets, Tudor Pickering Holt & Co., BofA Merrill Lynch, Citigroup, MUFG, SunTrust Robinson Humphrey, Wells Fargo Securities Energy2017-09-12 Filed
They are a fee-based, growth-oriented Delaware limited partnership formed by our sponsor to own, operate, develop and acquire a diverse range of midstream energy infrastructure assets in North America.
Sol-Gel Technologies, Ltd.SLGL
[ Nasdaq ]
Jefferies, BMO Capital Markets​ Health Care2017-08-29 Filed
They are a clinical-stage dermatology company focused on identifying, developing and commercializing branded and generic topical drug products for the treatment of skin diseases
Ambow Education HoldingsAMBO
[ NYSE ]
TBD2017-08-28 Filed
They are a leading national provider of educational and career enhancement services in China. Prior to this offering, ADSs representing our Class A ordinary shares (each such ADS representing two Class A ordinary shares) traded in the Over the Counter Market in the U.S. under the symbol: AMBOY.
Albertsons Companies, Inc.ABS
[ NYSE ]
Goldman Sachs & Co., BofA Merrill Lynch, Citigroup, Morgan Stanley, Deutsche Bank Securities, Credit Suisse, Barclays Consumer2017-08-22 Updated Prospectus
2015-11-24 Updated Terms
2015-10-15 Postponed
2015-10-02 Terms Added
2015-09-25 Underwriters Added
2015-07-08 Filed
They are one of the largest food and drug retailers in the United States, with both strong local presence and national scale.
Liberty Oilfield Services Inc.BDFC
[ NYSE ]
Morgan Stanley, Goldman Sachs & Co., Wells Fargo Securities, Citigroup, J.P. Morgan, Evercore ISIEnergy2017-08-21 Updated Propsectus
2017-05-23 Filed
2017-05-04 Postponed
2017-05-02 Terms Revised
2017-05-02 Amended Terms
2017-04-24 Terms Added
2017-03-13 Underwriters Added
2017-02-14 1st Filed
They are a rapidly growing independent provider of hydraulic fracturing services to onshore oil and natural gas exploration and production (E&P) companies in North America.
Preferred Sands, Inc.PSND
[ NYSE ]
Credit Suisse, KKR, Morgan StanleyEnergy2017-08-10 Filed
They provide sand-based proppant solutions to the oil and gas industry through our ownership and operation of a portfolio of geographically diversified mines and processing and coating plants.
Quintana Energy Services Inc.QES
[ NYSE ]
BofA Merrill Lynch, Simmons & Company InternationalEnergy2017-08-09 Filed
They are a growth-oriented provider of diversified oilfield services to leading onshore oil and natural gas exploration and production (E&P) companies operating in both conventional and unconventional plays in all of the active major basins throughout the U.S. The following business segments comprise our primary services: (1) directional drilling services, (2) pressure pumping services, (3) pressure control services and (4) wireline services.
US LBM Holdings, Inc.LBM
[ NYSE ]
Barclays, RBC Capital Markets, Credit SuisseMaterials2017-08-04 Updated Prospectus
2017-05-10 Filed
They are one of the leading and fastest growing distributors of specialty building materials in the United States.
ReTo Eco-Solutions, Inc.RETO
[ Nasdaq ]
Viewtrade SecuritiesMaterials2017-08-04 Filed
They are a manufacturer and distributor of eco-friendly construction materials (aggregates, bricks, pavers and tiles), made from mining waste (iron tailings) and fly-ash, as well as equipment used for the production of these eco-friendly construction materials.
Intrepid Aviation LimitedINTR
[ NYSE ]
Goldman Sachs & Co., Deutsche Bank Securities Business Services2017-07-31 Updated Prospectus
2016-02-12 Filed
They are a global leasing company that acquires and leases passenger aircraft to a diverse group of airlines throughout the world.
Nexpoint Multifamily Capital TrustNREF
[ NYSE ]
Compass PointBusiness Services2017-07-21 Filed
NREF will originate and structure preferred equity, alternative structured financing investments, mezzanine debt, bridge financing and first mortgage loans in properties benefiting from significant tenant diversification and short-term lease structures, including multifamily, storage and select-service and extended-stay hospitality properties.
BJ Services, Inc.BJS
[ NYSE ]
Goldman Sachs & Co., Morgan Stanley, Credit SuisseEnergy2017-07-14 Filed
They are the largest North American-focused, pure-play pressure pumping services provider.
Bicapital CorporationBICA
[ NYSE ]
BofA Merrill Lynch, Citigroup, J.P. MorganFinancial2017-07-11 Filed
They are the largest financial services group in Guatemala, with a growing presence in other underpenetrated and fast-growing Central American countries.
Torrid, Inc.CURV
[ NYSE ]
BofA Merrill Lynch, Morgan Stanley, Goldman Sachs & Co., J.P. Morgan, JefferiesConsumer2017-07-10 Filed
Torrid is the industry-leading and fastest growing branded omni-channel retailer of apparel, intimates and accessories for young, plus-size women in North America.
Gadsden Growth Properties, Inc.GADS
[ NYSE ]
National SecuritiesBusiness Services2017-06-26 Terms Added
2016-11-10 Filed
They are a Maryland corporation that was formed on August 11, 2016 and intends to elect to be taxed as a real estate investment trust, or REIT, for U.S. Federal income tax purposes commencing with the taxable year ending December 31, 2017.
Vencore Holding Corp.VNCR
[ NYSE ]
Goldman Sachs & Co., Wells Fargo SecuritiesTechnology2017-06-21 Filed
Vencore is a leading provider of mission-critical, innovation-driven services and solutions to U.S. Government customers.
Compulab Ltd.CPUL
[ Nasdaq ]
Maxim Group LLCTechnology2017-06-13 Filed
They are a global developer and manufacturer of embedded computer systems, fan-less Mini PCs and a line of recently developed powerful fan-less computing systems, including workstations, entry-level servers, PCs for industrial and homeland security, or HLS, which are less susceptible to the threat of spyware.
Frontier Group HoldingsFRNT
[ Nasdaq ]
Citigroup, Deutsche Bank Securities, Evercore ISI, J.P. Morgan Transportation2017-06-12 Updated Prospectus
2017-03-31 Filed
Frontier Airlines is an ultra low-cost carrier whose business strategy is focused on "Low Fares Done Right".
GPM Petroleum LPGPMP
[ NYSE ]
Raymond James, Wells Fargo Securities, RBC Capital MarketsEnergy2017-05-31 Underwriters Added
2017-04-28 Filed
2016-10-07 Withdrawn
2015-05-22 Underwriters Added
2015-04-20 1st Filed
They are a growth-oriented Delaware limited partnership formed by GPM to engage in the wholesale distribution of motor fuels on a fixed fee per gallon basis to GPM-controlled convenience stores and third parties.
Hunting Dog Capital Corp.HDCC
[ NYSE ]
Joseph Gunnar & Co.Financial2017-05-24 Terms Added
2017-04-19 Underwriters Changed
2016-03-04 Filed
Hunting Dog Capital Corp. is a holding company that intends to operate through several wholly owned subsidiaries to provide financing solutions to lower middle-market companies, which we define as businesses with revenues between $5 million and $50 million, and needing financing typically under $20 million.
Nine Energy Service, Inc.NINE
[ NYSE ]
J.P. Morgan, Goldman Sachs & Co., Wells Fargo, BofA Merrill Lynch, Credit SuisseEnergy2017-05-19 Underwriters Added
2017-05-02 Filed
They are a leading North American onshore completion and production services provider that targets unconventional oil and gas resource development. We partner with our exploration and production customers across all major onshore basins in both the U.S. and Canada to design and deploy downhole solutions and technology to prepare horizontal, multistage wells for production.
Vine Resources Inc.VRI
[ NYSE ]
Credit Suisse, Morgan Stanley, Barclays, Citigroup, HSBCEnergy2017-05-05 Underwriters Added
2017-04-10 Filed
They are a pure play natural gas company focused solely on the development of natural gas properties in the stacked Haynesville and Mid-Bossier shale plays in the Haynesville Basin of Northwest Louisiana.
Advantage Solutions, Inc.ADV
[ NYSE ]
Goldman Sachs, Morgan StanleyBusiness Services2017-05-04 Filed
They are a leading business solutions provider to consumer goods manufacturers and retailers.
McGraw-Hill EducationMHED
[ NYSE ]
Credit Suisse ,Morgan Stanley, BMO Capital Markets, Goldman Sachs & Co., Barclays, Jefferies, RBC Capital Markets, Wells Fargo SecuritiesConsumer2017-04-28 Updated Prospectus
2015-10-07 Underwriters Added
2015-09-04 Filed
They are a leading provider of outcome-focused learning solutions, delivering both curated content and digital learning tools and platforms to the students in the classrooms of approximately 250,000 higher education instructors, 13,000 pre-kindergarten through 12th grade school districts and a wide variety of academic institutions, professionals and companies in over 135 countries.
Dole Food CompanyDOLE
[ Nasdaq ]
Morgan Stanley, BofA Merrill Lynch, Deutsche Bank SecuritiesConsumer2017-04-25 Filed
Founded in 1851, Dole Food Company is one of the worlds leading producers, marketers and distributors of fresh fruit and fresh vegetables.
Tapstone Energy Inc.TE
[ NYSE ]
BofA Merrill Lynch, CitigroupEnergy2017-04-13 Filed
They are a growth-oriented, independent oil and natural gas company focused on the development and production of oil and natural gas condensate resources in the Anadarko Basin in Oklahoma, Texas and Kansas.
Klockner Pentaplast Inc.KP
[ NYSE ]
Citigroup, Credit Suisse, Goldman Sachs & Co.Materials2017-02-09 Updated Prospectus
2016-12-21 Filed
They are the leading global provider in the rigid plastic film industry with highly complementary capabilities in semi-rigid and flexible films used in packaging and other protective film applications.




To consider a subscription with IPO Boutique click on




Subscribers, we will gladly re-send our Ratings for the current week's IPO's and secondaries: RESEND NOW


© 2005 - 2017 IPO Boutique. All Rights Reserved