IPO Pipeline: Seven New Filings added to pipeline (Week ending 9-22-17)


IPO Boutique keeps apprised of the active pipeline. Currently there are 72 active IPOs in the pipeline as of September 22, 2017. No SPACs or Unit Offerings are included. While the numbers may look diminished, we outlined why “looks may be perceiving” when it comes to the IPO pipeline in this article.

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Additionally, the ordinary retail investor had access to indicate for the Deciphera Pharmaceuticals offering through selling group Motif but that window has now closed. You can indicate for these deals in the future by clicking on the link below:

Deciphera Offering
Company: CarGurus, Inc.


Symbol: CARG
Description: CarGurus is a global, online automotive marketplace connecting buyers and sellers of new and used cars.
Trade Date: TBD
Underwriter(s): Goldman Sachs & Co., Allen & Company, RBC Capital Markets
Co-Manager(s): JMP Securities, Raymond James, William Blair
Filed 9-15-17
Listed Cash Raise: $100 million

Company: Qudian Inc.
Symbol: QD
Description: They are a provider of online credit products, we use big data-enabled technologies, such as artificial intelligence and machine learning, to transform the consumer finance experience in China.
Trade Date: TBD
Underwriter(s): Morgan Stanley, Credit Suisse, Citigroup, CICC, UBS Investment Bank
Co-Manager(s): Stifel, Needham & Co.
Filed 9-18-17
Listed Cash Raise: $750 million

Company: Optinose Inc.
Symbol: TBD
Description: They are a specialty pharmaceutical company focused on the development and commercialization of products for patients treated by ear, nose and throat, or ENT, and allergy specialists.
Trade Date: TBD
Underwriter(s): Jefferies, Piper Jaffray, BMO Capital Markets, RBC Capital Markets
Filed 9-18-17
Listed Cash Raise: $100 million

Company: NetREIT, Inc.
Symbol: SQFT
Description: They are a self-managed Maryland corporation originally formed in California in 1999 and reincorporated in Maryland in 2010. Their current portfolio consists of 1,695,000 square feet comprised of 15 office properties, two industrial properties and five retail properties, which they refer to collectively as their commercial portfolio.
Trade Date: TBD
Underwriter(s): Janney Montgomery Scott
Filed 9-18-17
Listed Cash Raise: $69 million

Company: Cue Biopharma, Inc.
Symbol: CUE
Description: They are an innovative biopharmaceutical company developing a novel and proprietary class of biologic drugs for the selective modulation of the human immune system to treat a broad range of cancers and autoimmune disorders.
Trade Date: TBD
Underwriter(s): MDB Capital, Feltl and Company
Filed 9-21-17
Listed Cash Raise: $40 million

Company: VM Holding S.A.
Symbol: NEXA
Description: They are age-scale, low-cost integrated zinc producer with over 60 years of experience developing and operating mining assets in Latin America.
Trade Date: TBD
Underwriter(s): JP Morgan, BMO Capital Markets, Morgan Stanley, Credit Suisse, BofA Merrill Lynch, Citigroup, Scotiabank, Bradesco BBI, Credicorp Capital
Filed 9-21-17
Listed Cash Raise: $100 million

Company: MongoDB, Inc.
Symbol: MDB
Description: MongoDB is the leading modern, general purpose database platform. Our platform unleashes the power of software and data for developers and the applications they build.
Trade Date: TBD
Underwriter(s): Morgan Stanley, Goldman Sachs & Co., Barclays, Allen & Company LLC
Co-Manager(s): Stifel, Canaccord Genuity, JMP Securities
Filed 9-21-17
Listed Cash Raise: $100 million

TERMS ADDED

Company: Deciphera Pharmaceuticals
Symbol: DCPH
Description: They are a clinical-stage biopharmaceutical company developing new drugs to improve the lives of cancer patients by addressing key mechanisms of drug resistance that limit the rate and durability of response of many cancer therapies.
Shares: 6.25 million
Price Range: $15.00-$17.00
Trade Date: 9/28
Underwriter(s): J.P. Morgan, Piper Jaffray
Co-Manager(s): JMP Securities, Nomura
Terms Added: 9-18-17

Deciphera Offering

Company: Roku, Inc.
Symbol: ROKU
Description: They pioneered streaming to the TV. Roku connects users to the streaming content they love, enables content publishers to build and monetize large audiences, and provides advertisers with unique capabilities to engage consumers.
Shares: 15.7 million
Price Range: $12.00-$14.00
Trade Date: 9/28
Underwriter(s): Morgan Stanley, Citigroup, Allen & Co., RBC Capital Markets
Co-Manager(s): Needham & Co., Oppenheimer & Co., William Blair
Terms Added: 9-18-17

Company: Nucana PLC
Symbol: NCNA
Description: They are a clinical-stage biopharmaceutical company focused on significantly improving treatment outcomes for cancer patients by applying our ProTide technology to transform some of the most widely prescribed chemotherapy agents, nucleoside analogs, into more effective and safer medicines.
Shares: 6.67 million
Price Range: $14.00-$16.00
Trade Date: 9/28
Underwriter(s): Citigroup, Jefferies, Cowen
Co-Manager(s): William Blair
Terms Added: 9-18-17

Company: PQ Group Holdings Inc.
Symbol: PQG
Description: They are a leading global provider of catalysts, specialty materials and chemicals, and services that enable environmental improvements, enhance consumer products, and increase personal safety.
Shares: 29 million
Price Range: $21.00-$23.00
Trade Date: 9/29
Underwriter(s): Morgan Stanley, Goldman Sachs & Co., Citigroup, Credit Suisse
Co-Manager(s): J.P. Morgan, Jefferies, Deutsche Bank Securities, KeyBanc Capital Markets, Nomura
Terms Added: 9-19-17

Company: AGM Group Holdings Inc.
Symbol: AGMH
Description: Incorporated on April 27, 2015, under the laws of the British Virgin Islands, they strive to become a one-stop shop that focuses on providing financial technology service to brokers, and institutional clients.
Shares: 1.0 – 1.4 million
Range: $5.00-$5.00
Trade Date: TBD
Underwriter(s): Network 1 Financial Securities
Terms Added: 9-19-17
Listed Cash Raise: Best Efforts Offering

Company: Dogness (International) Corporation
Symbol: DOGZ
Description: They design and manufacture fashionable and high-quality leashes, collars, harnesses to complement cats’ and dogs’ appearances and keep them safe.
Shares: 8.0-10.0 million
Price Range: $4.00-$6.00
Trade Date: TBD
Underwriter(s): Spartan Securities
Filed & Terms Added 9-20-17


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IPO Pipeline: Seven New Filings added to pipeline (Week ending 9-22-17)
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