Secondaries Announced 4.12.17

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Our Buy, Neutral or Avoid ratings of the Secondaries below are intended as a recommendation for those who buy Secondaries on a regular basis. For example, this is not to be interpreted as a Buy recommendation in the traditional sense of adding to your stock portfolio; this is a short term (usually one day or opening trade) time period. Spot secondaries or block trades due to the very short duration of announcement to trading, may take longer to “work”, and should be judged accordingly. (the key is the pricing for spots and or blocks…even more so than scheduled secondaries

Company: Sorrento Therapeutics, Inc.
Symbol: SRNE
Price: Last Trade $2.95
Re-Offer Range: Subscription Needed
Trade Date 4/13
Shares: 13.6 million ($40m cash raise)
Underwriter(s) Cantor Fitzgerald, FBR
Rating = Subscription Needed

Company: Del Mar Pharmaceuticals Inc.
Symbol: DMPI
Price: Last Trade $4.06
Trade Date TBD
Shares: TBD
Underwriter(s) Rodman & Renshaw
Rating = IPO Boutique does not cover R&R deals

Company: Adecoagro S.A. – Block
Symbol: AGRO
Price: Last Trade $11.58
Re-Offer Range: Subscription Needed
Trade Date 4/13
Shares: 9.3 million
Underwriter(s) Morgan Stanley
Rating = Subscription Needed