New Filings & Terms Added: Tech stocks line up in upcoming week

NEW FILINGS

Company: Artiva Biotherapeutics Inc.
Symbol: RTVA
Description: They deliver highly effective, off-the-shelf, allogeneic, natural killer (NK) cell-based therapies that are safe and accessible to cancer patients.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Cowen, Evercore ISI
Co-Manager(s): Wedbush PacGrow
Filed: 4-8-21
Listed Cash Raise: $100m

Company: Werewolf Therapeutics Inc.
Symbol: HOWL
Description: They are an innovative biopharmaceutical company pioneering the development of therapeutics engineered to stimulate the body’s immune system for the treatment of cancer.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Jefferies, SVB Leerink, Evercore ISI, H.C. Wainwright & Co.
Filed: 4-8-21
Listed Cash Raise: $100m

Company: Onion Global Limited
Symbol: OG
Description: They are a next-generation lifestyle brand platform that incubates, markets and distributes the world’s fresh, fashionable and future brands, which we refer to as “3F brands,” to young people in China and across Asia.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): AMTD, Huatiai Securities
Co-Manager(s): Roth Capital Partners, Tiger Brokers, Valuable Capital
Filed: 4-7-21
Listed Cash Raise: $100m

Company: Privia Health Group, Inc.

Symbol: PRVA
Description: Privia Health is a technology-driven, national physician-enablement company that collaborates with medical groups, health plans, and health systems to optimize physician practices, improve patient experiences, and reward doctors for delivering high-value care in both in-person and virtual care settings (the “Privia Platform”).
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, JP Morgan, Credit Suisse, Piper Sandler, William Blair, Canaccord Genuity, Truist Securities
Co-Manager(s): R. Seelaus & Co., Siebert Williams Shank
Filed: 4-7-21
Listed Cash Raise: $100m

Company: Bowman Consulting Group Ltd.
Symbol: BWMN
Description: Bowman is a professional services firm delivering innovative engineering solutions to customers who own, develop, and maintain the built environment.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): DA Davidson, B. Riley Securities
Filed: 4-6-21
Listed Cash Raise: $46m

Company: PowerSchool Holdings, Inc.
Symbol: PWSC
Description: They provide a Unified Platform that includes the core system of record used by districts and schools and leverage their rich data to deliver insights and analytics to improve education outcomes.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Barclays, Credit Suisse, UBS Investment Bank, BofA Securities, Jefferies, Macquarie Capital, RBC Capital
Co-Manager(s): Baird, Piper Sandler, Raymond James, WIlliam Blair
Filed: 4-6-21
Listed Cash Raise: $100m

Company: Impel NeuroPharma, Inc.
Symbol: IMPL
Description: They are a late-stage pharmaceutical company focused on utilizing our proprietary technology to develop and commercialize transformative therapies for patients suffering from diseases with high unmet medical needs, with an initial focus on diseases of the central nervous system, or CNS.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Cowen, Guggenheim
Co-Manager(s): Wedbush PacGrow
Filed: 4-2-21
Listed Cash Raise: $75m

Company: Rain Therapeutics Inc.
Symbol: RAIN
Description: They are a clinical-stage precision oncology company developing therapies that target oncogenic drivers for which they are able to genetically select patients they believe will most likely benefit
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriter(s): Goldman Sachs, Citigroup, Piper Sandler, Guggenheim Securities
Filed: 4-2-21
Listed Cash Raise: $100m

TERMS ADDED

Company: TuSimple Holdings Inc
Symbol: TSP
Description: They are an autonomous technology company that is revolutionizing the estimated $4 trillion global truck freight market.
Shares: 33.8 million
Price Range: $35.00-$39.00
Market Cap: $7.4b-$8.3b
Trade Date: Thursday, 4/15
Underwriter(s): Morgan Stanley, Citigroup, JP Morgan, BofA Securities, Cowen, Credit Suisse, Nomura, RBC Capital
Co-Manager(s): Baird, Needham, Oppenheimer, Piper Sandler, Valuable Capital
Terms Added: 4-7-21

Company: agilon health, Inc.
Symbol: AGL
Description: Their business is transforming healthcare by empowering the primary care physician (“PCP”) to be the agent for change in the communities they serve.
Shares: 46.6 million
Price Range: $20.00-$23.00
Market Cap: $7.7b-$8.9b
Trade Date: Thursday, 4/15
Underwriter(s): JP Morgan, Goldman Sachs, BofA Securities, Deutsche Bank, Wells Fargo
Co-Manager(s): William Blair, Truist Securities, Nomura
Terms Added: 4-7-21

Company: Applovin Corporation
Symbol: APP
Description: Their software solutions provide advanced tools for mobile app developers to grow their businesses by automating and optimizing the marketing and monetization of their apps.
Shares: 25 million
Price Range: $75.00-$85.00
Market Cap: $26.9b-$30.4b
Trade Date: Thursday, 4/15
Underwriter(s): Morgan Stanley, J.P. Morgan, KKR, BofA Securities, Citigroup, Goldman Sachs, Credit Suisse, UBS Investment Bank
Co-Manager(s): Oppenheimer, Stifel, Truist, William Blair, LionTree, LUMA Securities, The Raine Group, Blaylock Van LLC Guzman & Co., R Seelhaus & Co., Robert & Ryan
Terms Added: 4-7-21

Company: Karat Packaging, Inc.
Symbol: KRT
Shares: 3.95 million
Price Range: $18.00-$20.00
Market Cap: $344m-$382m
Trade Date: Thursday, 4/15
Description: They are a rapidly-growing specialty distributor and select manufacturer of environmentally-friendly disposable foodservice products and related items.
Underwriter(s): Stifel, William Blair, Truist Securities ​ ​
Co-Manager(s): National Securities, D.A. Davidson & Co. ​
Terms Added: 4-7-21
Note: Originally Postponed in October 2019

Company: Alkami Technology, Inc..
Symbol: ALKT
Description: Alkami is a cloud-based digital banking platform.
Shares: 6 million
Price Range: $22.00-$25.00
Market Cap: $1.8b-$2.1b
Trade Date: Wednesday, 4/14
Underwriter(s): Goldman Sachs, JP Morgan, Barclays
Co-Manager(s): Citigroup, William Blair, JMP Securities, KeyBanc Capital, Needham
Terms Added: 4-5-21