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CareDx Inc., CDNA $15.00-$17.00 3.1 million 7/18 Piper Jaffray Globant S.A. GLOB $11.00-$13.00 6.3 million 7/18 J.P. Morgan Iradimed Inc. IRMD $5.00-$6.00 1.75 million Wk of 7/14 Roth Capital Partners Medical Transcription Billing Corp MTBC $9.00-$11.00 3 million 7/15 Chardan,Summer Street Pfenex, Inc. PFNX $12.00-$14.00 5 million 7/18 William Blair Roka Biosciences ROKA $14.00-$16.00 5[…]

Medical Transcription Billing Corp MTBC $9.00-$11.00 3 million 7/10 Chardan,Summer Street

Investar Holding Corp ISTR $15.00-$17.00 2.9 mill 7/1 Sandler O’Neill, Sterne Agee

Adeptus Health ADPT $19.00-$22.00 4.9 million 6/25 Deutsche Bank Securities Ambrx, Inc. AMBX $12.00-$14.00 5.4 million 6/25 Stifel Amphastar Pharmaceuticals AMPH $10.00-$12.00 7.4 million 6/25 Jefferies GlobeImmune, Inc. GBIM $15.00-$17.00 1.56 million 6/27 Aegis GoPro Inc. GPRO $21.00-$24.00 17.8 million 6/26 J.P. Morgan Imprivata, Inc. IMPR $14.00-$16.00 5 million 6/25 J.P. Morgan KineMed, Inc. KNMD[…]

Ardelyx Inc., ARDX $13.00-$15.00 3.6 million 6/19 Citigroup Century Communities CCS $23.00-$26.00 4.5 million 6/18 FBR Eclipse Resources Corporation ECR $27.00-$30.00 30.3 million 6/20 Citigroup Foresight Energy Partners LP FELP $19.00-$21.00 17.5 million 6/18 Barclays Kite Pharma, Inc., KITE $12.00-$14.00 6 million 6/20 Jefferies Markit Ltd., MRKT $23.00-$25.00 45.7 million 6/19 BofA Merrill Lynch Microlin[…]

Abengoa Yield plc ABY $25.00-$27.00 23.1 million 13-Jun Citigroup Aspen Aerogels, Inc. ASPN $14.00-$16.00 6.67 million 6/13 Barclays Memorial Resource Development Corp. MRD $16.00-$18.00 36 million 6/13 Citigroup Mobile Iron, Inc MOBL $8.00-$10.00 11.1 million 6/12 Morgan Stanley Signal Genetics SGNL $10.00-$12.00 1.5 mill 6/12 Aegis Trinseo S.A. TSE $17.00-$19.00 10 million 6/12 Goldman, Sachs[…]

Arista Networks, Inc. ANET $36.00-$40.00 5.25 mill 6/6 Morgan Stanley

There are no IPO’s scheduled for the week of 5/26/14-5/30/14

21st Century Oncology Holdings Inc. ICC $14.00-$16.00 13.33 million 5/21 Morgan Stanley Agile Therapeutics, Inc. AGRX $12.00-$14.00 4.6 million 5/22 RBC Capital Markets First Foundation Inc., FFWM $21.00-$24.00 2.2 million Wk of 5/19 Sandler O’Neill + Partners Heritage Insurance Holding, Inc., HRTG $14.00-$16.00 6 million 5/23 Citigroup JD.com JD $16.00-$18.00 93.7 million 5/22 BofA Merrill[…]

Bankwell Financial Group BWFG $22.00-$24.00 2.22 million Wk of 5/12 Sandler O’ Neill + Partners ETRE REIT ECAV $14.00-$16.00 3.7 million Wk of 5/12 Sandler O’Neill Jumei International Holding Limited JMEI $19.50-$21.50 9.5 million 16-May Goldman Sachs (Asia) SD Company SDPI $5.00-$7.00 5 million Wk of 5/12 Roth Capital Partners ServisFirst Bancshares Inc., SFBS $91.00-$93.00[…]

Alcentra Capital Corp ABDC $15.00-$15.00 6.66 mill Wk of 5/5 Raymond James Alder Biopharmaceuticals ALDR $13.00-$15.00 7.15 mill 5/8 Credit Suisse Cheetah Mobile Inc., CMCM $12.50-$14.50 12 million 5/8 Morgan Stanley GasLog Partners LP GLOP $19.00-$21.00 8.4 million 5/8 Citigroup K2M Group Holdings, Inc. KTWO $16.00-$18.00 8.83 million 5/8 Piper Jaffray PBF Logistics LP PBFX[…]

Ares Management, L.P. ARES $21.00-$23.00 18.2 mill 5/2 J.P. Morgan Papa Murphy’s Holdings FRSH $11.00-$13.00 5.83 mill 5/2 Jefferies

Quotient Limited QTNT $14.00-$16.00 5 million 4/22 UBS Investment Bank

Leju Holdings Ltd. LEJU $10.00-$12.00 17.7 mill 4/17 Credit Suisse Moelis & Co. MC $26.00-$29.00 7.3 million 4/16 Goldman Sachs Opus Bank OPB $31.00-$34.00 5.76 million 4/16 J.P. Morgan Quotient Limited QTNT $14.00-$16.00 5 million 4/16 UBS Investment Bank Sabre SABR $18.00-$20.00 44.7 million 4/17 Morgan Stanley Sportsman’s Warehouse Holdings, Inc. SPWH $11.00-$13.00 12.5 million[…]

Adamas Pharmaceuticals ADMS $16.00-$18.00 3 million 4 / 10 Credit Suisse Aldeyra Therapeutics ALDX $10.00-$12.00 2.3 million 4 / 11 Aegis Capital Ally Financial Inc. ALLY $25.00-$28.00 95 million 4 / 10 Citigroup Cerulean Pharma CERU $11.00-$13.00 5 million 4 / 10 Leerink Partners City Office REIT, Inc. CIO $14.00-$16.00 6.67 million 4 / 11[…]

Corium International CORI $10.00-$12.00 5.5 mill 4/3 Jefferies Five9 FIVN $9.00-$11.00 10 mill 4/4 J.P.Morgan GrubHub Inc. GRUB $20.00-$22.00 7.03 mill 4/4 Citi IMS Health Holdings IMS $18.00-$21.00 65 mill 4/4 J.P. Morgan Opower OPWR $17.00-$19.00 6.1 mill 4/4 Morgan Stanley Scynexis, Inc. SCYX $12.00-$14.00 4.23 mill 4/3 RBC Capital Markets Tarena International TEDU $8.00-$10.00[…]

1347 Property Insurance Holdings, Inc. PIH $10.00-$12.00 2.3 mill 3/26 Aegis Capital 2U, Inc. TWOU $11.00-$13.00 9.18 mill 3/28 Goldman Sachs Aerohive Networks, Inc. HIVE $9.00-$11.00 7.5 mill 3/28 Goldman Sachs Applied Genetic Technologies AGTC $13.00-$15.00 3.57 mill 3/27 BMO Capital Markets Bluerock Residential Growth Reit BRG $15.00-$15.00 3.33 mill 3/28 Wunderlich Securities CBS Outdoor[…]

A10 Networks, Inc. ATEN $13.00-$15.00 12.5 mill 3/21 Morgan Stanley Akebia Therapeutics AKBA $14.00-$17.00 4.9 mill 3/20 Morgan Stanley Amber Road, Inc. AMBR $10.50-$12.50 6.5 mill 3/21 Stifel Borderfree BRDR $14.00-$16.00 5 mill 3/21 Credit Suisse Globoforce Group PLC THNX $16.00-$18.00 4.41 mill 3/21 J.P. Morgan Mediwound Ltd. MDWD $14.00-$16.00 5 mill 3/20 Credit Suisse[…]

Achaogen, Inc. AKAO $12.00-$14.00 5 mill 3/12 Credit Suisse Castlight Health, Inc. CSLT $9.00-$11.00 11.1 mill 3/14 Goldman Sachs Diamond S Shipping Group DSG $14.00-$16.00 14 mill 3/12 Jefferies Dipexium Pharmaceuticals DPRX $12.00-$14.00 2.31 mill 3/13 Oppenheimer

Aquinox Pharmaceuticals, Inc. AQXP $10.00-$12.00 3.7 mill 3/7 Jefferies Coupons.com Inc. COUP $12.00-$14.00 10 mill 3/7 Goldman Sachs Recro Pharma REPH $10.00-$12.00 2.55 mill 3/7 Aegis TriplePoint Venture Growth BDC TPVG $15.00-$15.00 8.33 mill 3/6 Morgan Stanley