Year: 2014

1347 Property Insurance Holdings, Inc. PIH $10.00-$12.00 2.3 mill 3/26 Aegis Capital 2U, Inc. TWOU $11.00-$13.00 9.18 mill 3/28 Goldman Sachs Aerohive Networks, Inc. HIVE $9.00-$11.00 7.5 mill 3/28 Goldman Sachs Applied Genetic Technologies AGTC $13.00-$15.00 3.57 mill 3/27 BMO Capital Markets Bluerock Residential Growth Reit BRG $15.00-$15.00 3.33 mill 3/28 Wunderlich Securities CBS Outdoor[…]

A10 Networks, Inc. ATEN $13.00-$15.00 12.5 mill 3/21 Morgan Stanley Akebia Therapeutics AKBA $14.00-$17.00 4.9 mill 3/20 Morgan Stanley Amber Road, Inc. AMBR $10.50-$12.50 6.5 mill 3/21 Stifel Borderfree BRDR $14.00-$16.00 5 mill 3/21 Credit Suisse Globoforce Group PLC THNX $16.00-$18.00 4.41 mill 3/21 J.P. Morgan Mediwound Ltd. MDWD $14.00-$16.00 5 mill 3/20 Credit Suisse[…]

Achaogen, Inc. AKAO $12.00-$14.00 5 mill 3/12 Credit Suisse Castlight Health, Inc. CSLT $9.00-$11.00 11.1 mill 3/14 Goldman Sachs Diamond S Shipping Group DSG $14.00-$16.00 14 mill 3/12 Jefferies Dipexium Pharmaceuticals DPRX $12.00-$14.00 2.31 mill 3/13 Oppenheimer

Aquinox Pharmaceuticals, Inc. AQXP $10.00-$12.00 3.7 mill 3/7 Jefferies Coupons.com Inc. COUP $12.00-$14.00 10 mill 3/7 Goldman Sachs Recro Pharma REPH $10.00-$12.00 2.55 mill 3/7 Aegis TriplePoint Venture Growth BDC TPVG $15.00-$15.00 8.33 mill 3/6 Morgan Stanley

Lumenis Ltd. LMNS $15.00-$17.00 6.25 mill 2/27 Goldman Sachs Varonis Systems, Inc. VRNS $17.00-$19.00 4.8 mill 2/28 Morgan Stanley

Amedica Corporation AMDA $10.00-$12.00 3.2 mill 2/12 JMP Concert Pharmaceuticals CNCE $12.00-$14.00 5 mill 2/14 UBS Eagle Pharmaceuticals EGRX $14.00-$16.00 3.33 mill 2/13 Piper Jaffray Flexion Therapeutics FLXN $12.00-$14.00 5 mill 2/12 BMO Inogen, Inc. INGN $16.00-$18.00 4.4 mill 2/14 J.P. Morgan Installed Building Products, Inc. IBP $14.00-$16.00 9 mill 2/13 Deutsche Bank Securities Semler[…]

Argos Therapeutics ARGS $13.00-$15.00 4.25 mill 2/7 Piper Jaffray Auspex Pharmaceuticals ASPX $10.00-$12.00 5.5 mill 2/5 Stifel CM Finance CMFN $15.00-$15.00 6.7 mill 2/6 Raymond James Continental Building Products CBPX $16.00-$18.00 13.2 mill 2/5 Citi Egalet EGLT $11.00-$13.00 3.5 mill 2/7 Stifel Eleven Biotherapeutics EBIO $13.00-$15.00 4.3 mill 2/6 Citi Genocea GNCA $12.00-$14.00 5.5 mill[…]

Cara Therapeutics CARA $11.00-$13.00 5 mill 1/31 Stifel Dicerna Pharmaceuticals, Inc. DRNA $11.00-$13.00 5 mill 1/31 Jefferies Intrawest Resorts Holdings SNOW $15.00-$17.00 15.6 mill 1/31 Goldman Sachs Malibu Boats, Inc. MBUU $13.00-$15.00 7.1 mill 1/31 Raymond James The New Home Company NWHM $15.00-$17.00 7.8 mill 1/31 Citi Ultragenyx Pharmaceutical RARE $14.00-$17.00 4.8 mill wk of[…]

Care.com CRCM $14.00-$16.00 5.35 mill 1/24 Morgan Stanley Rice Energy RICE $19.00-$21.00 40 mill 1/24 Barclays Santander Consumer USA Holdings SC $22.00-$24.00 65.2 mill 1/24 Citigroup

American Capital Senior floating, Ltd. ACSF $15.00-$15.00 10 mill 1/16 Morgan Stanley CHC Group Ltd. HELI $16.00-$18.00 29.4 mill 1/17 J.P. Morgan Cypress Energy Partners, L.P. CELP $19.00-$21.00 3.75 mill 1/16 Raymond James EP Energy EPE $23.00-$27.00 40 mill 1/17 Credit Suisse RSP Permian RSPP $19.00-$21.00 20 mill 1/17 Barclays