IPO Pipeline Update: Five New Filings for week ending 01.21.22

NEW FILINGS

Company: Dynasty Financial Partners Inc.
Symbol: DSTY (Nasdaq)
Description: They believe they are a leading provider of technology-enabled wealth management solutions and business services for financial advisory firms primarily focused on serving high net worth (“HNW”) and ultra-high net worth (“UHNW”) clients.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, J.P. Morgan, Citigroup, RBC Capital Markets
Co-Manager(s): D.A.Davidson & Co., Keefe Bruyette & Woods., Maxim Group
Link to Prospectus: Filed: 1-19-22
Listed Cash Raise: $100m

Company: REV Renewables, Inc.
Symbol: RVR (Nasdaq)
Description: They are a leader in the development, acquisition, ownership, and operation of energy storage and renewables generation assets in the United States.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Morgan Stanley, Goldman Sachs, RBC Capital, BofA Securities, Citigroup, BMO Capital, Evercore ISI, Wolfe Nomura Alliance
Co-Manager(s): BNP PARIBAS, East West Markets LLC, ING, Mizuho Securities, Ramirez & Co., Siebert Williams Shank, SMBC Nikko
Link to Prospectus: Filed: 1-14-22
Listed Cash Raise: $100m

Company: Arcellx, Inc.
Symbol: ACLX (Nasdaq)
Description: They are a clinical-stage biotechnology company reimagining cell therapy through the development of innovative immunotherapies for patients with cancer and other incurable diseases.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: BofA Securities, SVB Leerink, Barclays, William Blair
Link to Prospectus: Filed: 1-14-22
Listed Cash Raise: $100m

Company: DESRI Inc.
Symbol: DESR (Nasdaq)
Description: They are a top-five, pure-play, renewable energy independent power producer, or IPP, in the United States based on total gross capacity of operating projects as of September 30, 2021, according to Wood Mackenzie.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, BofA Securities
Link to Prospectus: Filed: 1-14-22
Listed Cash Raise: $100m

Company: Basis Global Technologies, Inc.
Symbol: BASI (Nasdaq)
Description: Basis Global Technologies is recognized by its users and industry market research companies as a leading provider of cloud-based workflow automation and business intelligence software for marketing and advertising functions within enterprises.
Shares: TBD
Price Range: TBD
Trade Date: TBD
Underwriters: Goldman Sachs, BofA Securities, RBC Capital
Co-Manager(s): BMO Capital, Stifel, Needham, Loop Capital, Academy Securities, C.L. King & Associates, Ramirez & Co., Siebert Williams Shank
Link to Prospectus: Filed: 1-14-22
Listed Cash Raise: $100m

TERMS ADDED

Company: Credo Technology Group Holding Ltd
Symbol: CRDO (Nasdaq)
Description: Credo is an innovator in providing secure, high-speed connectivity solutions that deliver improved power and cost efficiency as data generation and corresponding bandwidth requirements increase exponentially throughout the data infrastructure market.
Shares: 25 million
Price Range: $10.00-$12.00
Market Cap: $1.45b-$1.75b
Trade Date: Thursday, 1/27
Underwriters: Goldman Sachs, BofA Securities, Cowen, Mizuho Securities, Needham & Company, Stifel
Co-Manager(s): Craig-Hallum, Roth Capital
Link to Prospectus: Terms Added: 1-18-22
Note: 1.6mm shares being offered by selling shareholders