Scheduled IPO's and Secondaries

CompanySymbolPrice at FilingSharesTrade DateUnderwriter(s)Co-Manager(s)
Dolphin Entertainment, Inc.
[NASDAQ]
Filed 2017-10-16
DLPNLast Trade $8.001.875 million 11/28Maxim Group...
Hancock Jaffe Laboratories, Inc.
[NASDAQ]
Filed 2017-09-07
HJLI1.875 million$6.00-$8.00TBD WallachBeth Capital...
LiveXLive Media, Inc.
[NYSE]
Filed 2017-09-11
LXL$4.00-$4.0021.25 millionDay-to-Day BMO Capital MarketsJMP Securities...
Seanergy Maritime Holdings Corp.
[NASDAQ]
Filed 2017-11-09
SHIPLast Trade $1.056 million 11/28Maxim Group