"Recently" filed IPO's and Secondaries
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CompanySymbolPriceSharesTrade DateUnderwriter(s)Co-Manager(s)
Argenx N.V.
[NASDAQ]
Filed 2017-04-21
ARGXTBDTBDTBD Cowen and Company...JMP Securities...
Frankly, Inc.
[NASDAQ]
Filed 2017-04-18
FKLYTBDTBDTBD Roth Capital PartnersNoble Capital Markets
Newater Technology, Inc.
[NASDAQ]
Filed 2017-04-18
NEWA$4.00-$5.001.6 millionTBD Viewtrade Securities
Bright Scholar Education Holdings Limited
[NYSE]
Filed 2017-04-18
TBDTBDTBDTBD Morgan Stanley...China Merchants Securities (HK)
China Internet Nationwide Financial Services
[NASDAQ]
Filed 2017-04-17
CIFS$5.00-$5.004 million Boustead Securities...
Tapstone Energy Inc.
[NYSE]
Filed 2017-04-13
TETBDTBDTBD BofA Merrill Lynch...
G1 Therapeutics, Inc.
[NASDAQ]
Filed 2017-04-13
GTHXTBDTBDTBD J.P. Morgan...Needham & Company...
Altice USA, Inc.

Filed 2017-04-11
TBDTBDTBDTBD J.P. Morgan...
Ovid Therapeutics Inc.
[NASDAQ]
Filed 2017-04-11
OVIDTBDTBDTBD Citigroup...William Blair...
Safety, Income and Growth, Inc.
[NYSE]
Filed 2017-04-10
SFTYTBDTBDTBD BofA Merrill Lynch...
Vine Resources Inc.
[NYSE]
Filed 2017-04-10
VRITBDTBDTBD Credit Suisse...
Guaranty Bancshares
[NASDAQ]
Filed 2017-04-06
GNTYTBDTBDTBD Sandler O' Neill + Partners...
ActiveCare, Inc.
[NASDAQ]
Filed 2017-04-03
ACAR$5.00-$6.00TBDTBD Joseph Gunnar & Co....
KKR Real Estate Finance Trust, Inc.
[NYSE]
Filed 2017-04-03
KREFTBDTBDTBD Wells Fargo Securities...Keefe Bruyette & Woods
Frontier Group Holdings

Filed 2017-03-31
FRNTTBDTBDTBD Citigroup...BofA Merrill Lynch...
Plymouth REIT
[NYSE]
Filed 2017-03-30
PLYMTDBTBDTBD D.A. Davidson
Akcea Therapeutics, Inc.
[NASDAQ]
Filed 2017-03-27
AKCATBDTBDTBD Cowen and Company...
A.S.V., LLC
[NASDAQ]
Filed 2017-03-24
ASVTBDTBDTBD Roth Capital Partners
WideOpenWest, Inc.

Filed 2017-03-23
WOWTBDTBDTBD UBS Investment Bank...
Imperial Garden & Resort, Inc.
[NASDAQ]
Filed 2017-03-15
MNSITBDTBDTBD Network 1 Financial Securities
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