"Recently" filed IPO's and Secondaries
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CompanySymbolPriceSharesTrade DateUnderwriter(s)Co-Manager(s)
Sea Limited
[NYSE]
Filed 2017-09-22
SECOTBDTBDTBD Goldman Sachs (Asia)...
RISE Education Cayman Ltd.
[NASDAQ]
Filed 2017-09-22
REDUTBDTBDTBD Morgan Stanley...
MongoDB, Inc.

Filed 2017-09-21
MDBTBDTBDTBD Morgan Stanley...Stifel...
Cue Biopharma, Inc.
[NASDAQ]
Filed 2017-09-21
CUETBDTBDTBD MDB Capital...
VM Holding S.A.
[NYSE]
Filed 2017-09-21
NEXATBDTBDTBD JP Morgan...
Dogness (International) Corporation
[NASDAQ]
Filed 2017-09-20
DOGZ$4.00-$6.008.0 - 10.0 millionTBD Spartan Securities
Qudian Inc.
[NYSE]
Filed 2017-09-18
QDTBDTBDTBD Morgan Stanley...Stifel...
Optinose, Inc.

Filed 2017-09-18
TBDTBDTBDTBD Jefferies...
NetREIT, Inc.
[NYSE]
Filed 2017-09-18
SQFTTBDTBDTBD Janney Montgomery Scott
CarGurus, Inc.

Filed 2017-09-15
CARGTBDTBDTBD Goldman Sachs & Co....JMP Securities...
ACM Research, Inc.

Filed 2017-09-13
ACMRTBDTBDTBD Roth Capital PartnersCraig Hallum Capital...
Howard Midstream Partners LP
[NYSE]
Filed 2017-09-12
HMPTBDTBDTBD Barclays...Capital One Securities...
BP Midstream Partners LP
[NYSE]
Filed 2017-09-11
BPMPTBDTBDTBD Citigroup...BofA Merrill Lynch...
Molino Canuelas S.A.C.I.F.I.A.
[NYSE]
Filed 2017-09-11
MOLCTBDTBDTBD J.P. Morgan...
LiveXLive Media, Inc.

Filed 2017-09-11
LIVXTBDTBDTBD BMO Capital Markets
MPM Holdings
[NYSE]
Filed 2017-09-08
MPMHTBDTBDTBD TBD
Switch, Inc.
[NYSE]
Filed 2017-09-08
SWCHTBDTBDTBD Goldman Sachs & Co....Citigroup...
Adial Pharmaceuticals
[NASDAQ]
Filed 2017-09-07
ADILTBDTBDTBD Aegis Capital
Hancock Jaffe Laboratories, Inc.
[NASDAQ]
Filed 2017-09-07
TBDTBDTBDTBD Network 1 Financial Securities
Rhythm Pharmaceuticals, Inc.
[NASDAQ]
Filed 2017-09-05
RYTMTBDTBDTBD Morgan Stanley...Needham & Co.
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