{"id":5395,"date":"2018-09-28T09:12:01","date_gmt":"2018-09-28T13:12:01","guid":{"rendered":"http:\/\/www.ipoboutique.com\/blog\/?p=5395"},"modified":"2018-09-28T19:31:55","modified_gmt":"2018-09-28T23:31:55","slug":"new-filings-updated-terms-ending-9-28-18","status":"publish","type":"post","link":"https:\/\/www.ipoboutique.com\/blog\/new-filings-updated-terms-ending-9-28-18\/","title":{"rendered":"New Filings &#038; Updated Terms (ending 9.28.18)"},"content":{"rendered":"<p>This is the latest look at the IPO Pipeline including the newest filings that have registered with the SEC in the last seven days.<\/p>\n<p><!--more--><\/p>\n<p>IPO Boutique keeps apprised of the active pipeline. Currently there are 58 active IPOs in the pipeline as of September 28, 2018. No SPACs or Unit Offerings are included. While the numbers may look diminished, we outlined why \u201clooks may be perceiving\u201d when it comes to the IPO pipeline\u00a0<a href=\"http:\/\/www.ipoboutique.com\/blog\/?p=2877\" target=\"_blank\" rel=\"noopener\"><strong>in this article.<\/strong><\/a><\/p>\n<p><a href=\"http:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2018\/09\/Screen-Shot-2018-09-28-at-9.14.43-AM.png\"><img decoding=\"async\" class=\"alignnone size-medium wp-image-5398\" src=\"http:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2018\/09\/Screen-Shot-2018-09-28-at-9.14.43-AM-300x101.png\" alt=\"\" width=\"300\" height=\"101\" srcset=\"https:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2018\/09\/Screen-Shot-2018-09-28-at-9.14.43-AM-300x101.png 300w, https:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2018\/09\/Screen-Shot-2018-09-28-at-9.14.43-AM-600x203.png 600w, https:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2018\/09\/Screen-Shot-2018-09-28-at-9.14.43-AM-768x260.png 768w, https:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2018\/09\/Screen-Shot-2018-09-28-at-9.14.43-AM-1024x346.png 1024w, https:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2018\/09\/Screen-Shot-2018-09-28-at-9.14.43-AM.png 1212w\" sizes=\"(max-width: 300px) 100vw, 300px\" \/><\/a><\/p>\n<p><strong>NEW FILINGS<\/strong><\/p>\n<p>Company: PhaseBio Pharmaceuticals<br \/>\nSymbol: PHAS<br \/>\nDescription: They are a clinical-stage biopharmaceutical company focused on the development and commercialization of novel therapies to treat orphan diseases, with an initial focus on cardiopulmonary indications.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): Citigroup, Cowen, Stifel<br \/>\nFiled: 9-21-18<br \/>\nListed Cash Raise: $86.25m<\/p>\n<p>Company: Solarwinds Corporation<br \/>\nSymbol: SWI<br \/>\nDescription: SolarWinds is a leading provider of information technology, or IT, infrastructure management software.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): Goldman Sachs, JP Morgan, , Credit Suisse, BofA Merrill Lynch, Barclays, Citigroup, Evercore, Jefferies, Macquarie Capital, Nomura, RBC Capital<br \/>\nCo-Manager(s): Baird, JMP Securities, KeyBanc Capital, SunTrust Robinson<br \/>\nFiled: 9-21-18<br \/>\nListed: Cash Raise: $500m<\/p>\n<p>Company: Niu Technologies<br \/>\nSymbol: NIU<br \/>\nDescription: They are the world&#8217;s leading provider of smart urban mobility solutions, according to CIC.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): Credit Suisse, Citigroup<br \/>\nCo-Manager(s): Needham<br \/>\nFiled: 9-24-18<br \/>\nListed: Cash Raise: $150m<\/p>\n<p>Company: Valtech SE<br \/>\nSymbol: VTEC<br \/>\nDescription: Valtech is a next-generation business transformation services provider focused on helping medium and large organizations as they embrace the digital age.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): J.P. Morgan, Morgan Stanley<br \/>\nCo-Manager(s): Cowen, Oddo BHF, William Blair\u200b<br \/>\nFiled: 9-25-18<br \/>\nListed: Cash Raise: $100m<\/p>\n<p>Company: LogicBio Therapeutics, Inc.<br \/>\nSymbol: LOGC<br \/>\nDescription: They are a genome editing company focused on developing medicines to durably treat rare diseases in patients with significant unmet medical need using GeneRide, our proprietary technology platform.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): Jefferies, Barclays, William Blair, Chardan\u200b<br \/>\nFiled: 9-25-18<br \/>\nListed: Cash Raise: $86.25m<\/p>\n<p>Company: YETI Holdings<br \/>\nSymbol: YETI<br \/>\nDescription: They are a rapidly growing designer, marketer, and distributor of premium products for the outdoor and recreation market.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): BofA Merrill Lynch, Morgan Stanley, Jefferies<br \/>\nCo-Manager(s): Baird, Piper Jaffray, Citigroup, Goldman Sachs, KeyBanc, William Blair, Raymond James, Stifel<br \/>\nFiled: 9-28-18<br \/>\nListed Cash Raise: $100m<br \/>\nNote: First filed in July 2016<\/p>\n<p>Company: Revolve Group, Inc.<br \/>\nSymbol: RVLV<br \/>\nDescription: REVOLVE is the next-generation fashion retailer for millennial consumers.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): Morgan Stanley, Credit Suisse, BofA Merrill Lynch<br \/>\nCo-Manager(s): Barclays, Jefferies, Cowen, Guggenheim Securities, Raymond James, William Blair<br \/>\nFiled: 9-28-18<br \/>\nListed Cash Raise: $100m<\/p>\n<p>Company: Samoyed Holding Limited<br \/>\nSymbol: SMY<br \/>\nDescription: They are the only loan facilitator in China focused on facilitating credit card balance transfer products with a weighted average APR lower than 18.25%, the annual interest rate cap for credit cards set by the PRC regulators, according to Oliver Wyman.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): Morgan Stanley, Deutsche Bank, CICC<br \/>\nFiled: 9-28-18<br \/>\nListed Cash Raise: $80m<\/p>\n<p>Company: Arog Pharmaceuticals, Inc.<br \/>\nSymbol: AROG<br \/>\nDescription: They are a late-stage biopharmaceutical company dedicated to improving the lives of cancer patients by developing crenolanib in indications with high unmet need.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): Citigroup, RBC Capital, Nomura<br \/>\nFiled: 9-28-18<br \/>\nListed Cash Raise: $74.75m<\/p>\n<p>Company: NGM Biopharmaceuticals, Inc.<br \/>\nSymbol: NGM<br \/>\nDescription: They are a clinical-stage biopharmaceutical company developing novel therapeutics based on our scientific understanding of key biological pathways underlying cardio-metabolic, liver, oncologic and ophthalmic diseases.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): Goldman Sachs, Citigroup, Cowen<br \/>\nFiled: 9-28-18<br \/>\nListed Cash Raise: $75m<\/p>\n<p>Company: Gamida Cell Ltd.<br \/>\nSymbol: GMDA<br \/>\nDescription: They are a clinical stage biopharmaceutical company leveraging our proprietary technology to develop cell therapies that are designed to cure cancer and rare, serious hematologic diseases.<br \/>\nTrade Date: TBD<br \/>\nShares: TBD<br \/>\nPrice Range: TBD<br \/>\nUnderwriter(s): BMO Capital, RBC Capital<br \/>\nCo-Manager(s): Needham &amp; Co., Oppenheimer &amp; Co.<br \/>\nFiled: 9-28-18<br \/>\nListed Cash Raise: $69m<\/p>\n<p>TERMS ADDED<\/p>\n<p>Company: Upwork Inc.<br \/>\nSymbol: UPWK<br \/>\nDescription: They operate the largest online global marketplace that enables businesses to find and work with highly-skilled freelancers as measured by gross services volume, or GSV.<br \/>\nTrade Date: 10\/3<br \/>\nShares: 12.3 million<br \/>\nPrice Range: $10.00-$12.00<br \/>\nUnderwriter(s): Citigroup, Jefferies, RBC, Stifel, JMP Securities<br \/>\nTerms Added: 9-21-18<\/p>\n<p>Company: Guardant Health<br \/>\nSymbol: GH<br \/>\nDescription: They are a leading precision oncology company focused on helping conquer cancer globally through use of their proprietary blood tests, vast data sets and advanced analytics.<br \/>\nTrade Date: 10\/4<br \/>\nShares: 12.5 million<br \/>\nPrice Range: $15.00-$17.00<br \/>\nUnderwriter(s): JP Morgan, BofA Merrill Lynch<br \/>\nCo-Manager(s): Cowen, Leerink Partners, William Blair<br \/>\nTerms Added: 9-21-18<\/p>\n<p>Company: Kodiak Sciences Inc.<br \/>\nSymbol: KOD<br \/>\nDescription: They are a clinical stage biopharmaceutical company specializing in novel therapeutics to treat chronic, high-prevalence retinal diseases.<br \/>\nTrade Date: 10\/4<br \/>\nShares: 9 million<br \/>\nPrice Range: $13.00-$15.00<br \/>\nUnderwriter(s): Morgan Stanley, BofA Merrill Lynch<br \/>\nCo-Manager(s): Barclays, Chardan<br \/>\nTerms Added: 9-24-18<\/p>\n<p>Company: Elastic N.V.<br \/>\nSymbol: ESTC<br \/>\nDescription: Elastic is a search company. Search is foundational to a wide variety of experiences. Elastic makes the power of search\u2014the ability to instantly find relevant information and insights from large amounts of data\u2014available for a diverse set of applications and use cases.<br \/>\nTrade Date: 10\/5<br \/>\nShares: 7 million<br \/>\nPrice Range: $26.00-$29.00<br \/>\nUnderwriter(s): Goldman Sachs &amp; Co., J.P. Morgan, Barclays, RBC Capital Markets<br \/>\nCo-Manager(s): BofA Merrill Lynch, Citigroup, Jefferies, Canaccord Genuity<br \/>\nTerms Added: 9-24-18<\/p>\n","protected":false},"excerpt":{"rendered":"<p>This is the latest look at the IPO Pipeline including the newest filings that have registered with the SEC in the last seven days.<\/p>\n","protected":false},"author":4,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"zakra_general_container_width":0,"zakra_general_content_width":0,"zakra_general_sidebar_width":0,"zakra_sticky_header":"customizer","zakra_header_main_area":true,"zakra_site_logo_width":0,"zakra_header_top_enabled":"customizer","zakra_header_top_style":"customizer","zakra_primary_menu_item_style":"customizer","zakra_page_header_text_color":"","zakra_page_header_layout":"customizer","zakra_page_title_bg":"","zakra_footer_widgets_bg_image":0,"zakra_page_title_bg_repeat":"customizer","zakra_page_title_bg_position":"customizer","zakra_page_title_bg_size":"customizer","zakra_page_title_bg_attachment":"customizer","zakra_breadcrumbs_enabled":"customizer","zakra_breadcrumbs_text_color":"","zakra_breadcrumbs_separator_color":"","zakra_breadcrumbs_link_color":"","zakra_breadcrumbs_link_hover_color":"","zakra_page_title_bg_image":0,"zakra_footer_widgets_enabled":"customizer","zakra_footer_column_layout_1_style":"customizer","zakra_footer_widgets_bg":"","zakra_footer_widgets_bg_repeat":"customizer","zakra_footer_widgets_bg_position":"customizer","zakra_footer_widgets_bg_size":"customizer","zakra_footer_widgets_bg_attachment":"customizer","zakra_footer_bar_enabled":"customizer","zakra_footer_bar_style":"customizer","footnotes":""},"categories":[24,1536],"tags":[],"class_list":["post-5395","post","type-post","status-publish","format-standard","hentry","category-ipo","category-subscriber-content"],"_links":{"self":[{"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/posts\/5395","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/users\/4"}],"replies":[{"embeddable":true,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/comments?post=5395"}],"version-history":[{"count":5,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/posts\/5395\/revisions"}],"predecessor-version":[{"id":5423,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/posts\/5395\/revisions\/5423"}],"wp:attachment":[{"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/media?parent=5395"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/categories?post=5395"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/tags?post=5395"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}