{"id":3097,"date":"2017-10-06T09:05:19","date_gmt":"2017-10-06T13:05:19","guid":{"rendered":"http:\/\/www.ipoboutique.com\/blog\/?p=3097"},"modified":"2017-10-07T10:00:24","modified_gmt":"2017-10-07T14:00:24","slug":"ipo-pipeline-filings-terms-remain-consistent","status":"publish","type":"post","link":"https:\/\/www.ipoboutique.com\/blog\/ipo-pipeline-filings-terms-remain-consistent\/","title":{"rendered":"IPO Pipeline: Filings &#038; Terms remain consistent"},"content":{"rendered":"<p><a href=\"http:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2017\/09\/Screen-Shot-2017-09-22-at-9.34.24-AM.png\"><br \/>\n<\/a>IPO Boutique keeps apprised of the active pipeline. Currently there are 74 active IPOs in the pipeline as of October 6, 2017. No SPACs or Unit Offerings are included. While the numbers may look diminished, we outlined why \u201clooks may be perceiving\u201d when it comes to the IPO pipeline\u00a0<a href=\"http:\/\/www.ipoboutique.com\/blog\/?p=2877\" target=\"_blank\"><strong>in this article.<\/strong><\/a><\/p>\n<p><a href=\"http:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2017\/10\/Screen-Shot-2017-10-06-at-9.04.50-AM.png\"><img fetchpriority=\"high\" decoding=\"async\" class=\"aligncenter size-full wp-image-3098\" src=\"http:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2017\/10\/Screen-Shot-2017-10-06-at-9.04.50-AM.png\" alt=\"IPOPipelineChart10602017\" width=\"489\" height=\"289\" srcset=\"https:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2017\/10\/Screen-Shot-2017-10-06-at-9.04.50-AM.png 489w, https:\/\/www.ipoboutique.com\/blog\/wp-content\/uploads\/2017\/10\/Screen-Shot-2017-10-06-at-9.04.50-AM-300x177.png 300w\" sizes=\"(max-width: 489px) 100vw, 489px\" \/><\/a><\/p>\n<p>&nbsp;<\/p>\n<p><span style=\"text-decoration: underline;\"><strong>NEW FILINGS<\/strong><\/span><\/p>\n<p>Company: <strong>Altair Engineering, Inc<\/strong><br \/>\nSymbol: ALTR<br \/>\nDescription: They are a leading provider of enterprise-class engineering software enabling innovation across the entire product lifecycle from concept design to in-service operation.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): J.P. Morgan, RBC Capital Markets, Deutsche Bank Securities<br \/>\nCo-Manager(s): William Blair, Canaccord Genuity<br \/>\nFiled 9-29-17<br \/>\nListed Cash Raise: $150 million<\/p>\n<p>Company: <strong>National Vision Holdings, Inc.<\/strong><br \/>\nSymbol: EYE<br \/>\nDescription: They are one of the largest and fastest growing optical retailers in the United States and a leader in the attractive value segment of the U.S. optical retail industry.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): KKR<br \/>\nFiled 9-29-17<br \/>\nListed Cash Raise: $100 million<\/p>\n<p>Company: <strong>Hexindai, Inc<\/strong><br \/>\nSymbol: HX<br \/>\nDescription: They are a fast-growing consumer lending marketplace facilitating loans to meet the increasing consumption demand of the emerging middle class in China.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): Network 1 Securities<br \/>\nFiled 9-29-17<br \/>\nListed Cash Raise: $80 million<\/p>\n<p>Company: <strong>Forescout Technologies, Inc.<\/strong><br \/>\nSymbol: FSCT<br \/>\nDescription: They have pioneered an agentless approach to network security to protect organizations against the emerging threats that exploit the billions of devices connected to organizations\u2019 networks.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): Morgan Stanley, J.P. Morgan, Citigroup<br \/>\nCo-Manager(s): BofA Merrill Lynch, UBS Investment Bank, KeyBanc Capital Markets<br \/>\nFiled 9-29-17<br \/>\nListed Cash Raise: $100 million<\/p>\n<p>Company: <strong>EWT Holdings I Corp<\/strong><br \/>\nSymbol: AQUA<br \/>\nDescription: They are a leading provider of mission critical water treatment solutions, offering services, systems and technologies to support our customers&#8217; full water lifecycle needs.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): Credit Suisse, J.P. Morgan<br \/>\nFiled: 10-3-17<br \/>\nListed Cash Raise: $100 million<\/p>\n<p>Company: <strong>Metropolitan Bank Holding Corp.<\/strong><br \/>\nSymbol: MCB<br \/>\nDescription: They are a bank holding company headquartered in New York, New York and registered under the Bank Holding Company Act of 1956, as amended (the BHC Act).<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): J.P. Morgan, Keefe Bruyette &amp; Woods<br \/>\nCo-Manager: Piper Jaffray<br \/>\nFiled: 10-3-17<br \/>\nListed Cash Raise: $100 million<\/p>\n<p>Company: <strong>Funko, Inc<\/strong><br \/>\nSymbol: FNKO<br \/>\nDescription: They are a leading pop culture consumer products company.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): Goldman Sachs &amp; Co., J.P. Morgan, BofA Merrill Lynch<br \/>\nCo-Manager(s): Piper Jaffray, Jefferies, Stifel, BMO Capital Markets, SunTrust Robinson Humphrey<br \/>\nFiled 10-06-17<br \/>\nListed Cash Raise: $100 million<\/p>\n<p>Company: <strong>Allena Pharmaceuticals, Inc.<\/strong><br \/>\nSymbol: ALNA<br \/>\nDescription: They are a late-stage clinical biopharmaceutical company dedicated to developing and commercializing first-in-class, oral enzyme therapeutics to treat patients with rare and severe metabolic and kidney disorders.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): Credit Suisse, Jefferies, Cowen &amp; Company<br \/>\nCo-Manager(s): Wedbush PacGrow<br \/>\nFiled 10-06-17<br \/>\nListed Cash Raise: $92 million<\/p>\n<p>Company:<strong> Spero Therapeutics, Inc<\/strong>.<br \/>\nSymbol: SPRO<br \/>\nDescription: They are a multi-asset, clinical-stage biopharmaceutical company focused on identifying, developing and commercializing novel treatments for multi-drug resistant bacterial infections.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): BofA Merrill Lynch, Cowen &amp; Company, Stifel<br \/>\nCo-Manager(s): Oppenheimer &amp; Co.<br \/>\nFiled 10-06-17<br \/>\nListed Cash Raise: $86.25 million<\/p>\n<p>Company: <strong>Aquantia Corp.<\/strong><br \/>\nSymbol: AQ<br \/>\nDescription: They are a leader in the design, development and marketing of advanced high-speed communications integrated circuits, or ICs, for Ethernet connectivity in the data center, enterprise infrastructure and access markets.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): Morgan Stanley, Barclays, Deutsche Bank Securities<br \/>\nCo-Manager(s): Needham &amp; Co., Raymond James<br \/>\nFiled 10-06-17<br \/>\nListed Cash Raise: $86.25 million<\/p>\n<p>Company:<strong> ERYTECH Pharma S.A.<\/strong><br \/>\nSymbol: ERYP<br \/>\nDescription: They are a biopharmaceutical company developing innovative therapies for rare forms of cancer and orphan diseases. Their ordinary shares are listed on Euronext Paris under the symbol &#8216;ERYP&#8217;.<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): Jefferies, Cowen, Oddo BHF<br \/>\nCo-Manager(s): JMP Securities<br \/>\nFiled 10-06-17<br \/>\nListed Cash Raise: $100 million<\/p>\n<p><span style=\"text-decoration: underline;\"><strong>TERMS ADDED<\/strong><\/span><\/p>\n<p>Company: <strong>CarGurus, Inc.<\/strong><br \/>\nSymbol: CARG<br \/>\nDescription: CarGurus is a global, online automotive marketplace connecting buyers and sellers of new and used cars.<br \/>\nShares: 9.4 million<br \/>\nPrice Range: $13.00-$15.00<br \/>\nTrade Date: 10\/12<br \/>\nUnderwriter(s): Goldman Sachs &amp; Co., Allen &amp; Company, RBC Capital Markets<br \/>\nCo-Manager(s): JMP Securities, Raymond James, William Blair<\/p>\n<p>Company: <strong>OrthoPediatrics Corp.<\/strong><br \/>\nSymbol: KIDS<br \/>\nDescription: They are the only medical device company focused exclusively on providing a comprehensive product offering to the pediatric orthopedic market in order to improve the lives of children with orthopedic conditions.<br \/>\nShares: 9.4 million<br \/>\nPrice Range: $12.00-$14.00<br \/>\nTrade Date: 10\/12<br \/>\nUnderwriter(s): Piper Jaffray, Stifel<br \/>\nCo-Manager(s): William Blair, BTIG<br \/>\nTerms Added: 10-3-17<\/p>\n<p>Company: <strong>Optinose Inc.<\/strong><br \/>\nSymbol: OPTN<br \/>\nDescription: They are a specialty pharmaceutical company focused on the development and commercialization of products for patients treated by ear, nose and throat, or ENT, and allergy specialists.<br \/>\nShares: 6.25 million<br \/>\nPrice Range: $15.00-$17.00<br \/>\nTrade Date: 10\/13<br \/>\nUnderwriter(s): Jefferies, Piper Jaffray, BMO Capital Markets, RBC Capital Markets<br \/>\nTerms Added: 10-3-17<\/p>\n<p>Company: <strong>Qudian Inc.<\/strong><br \/>\nSymbol: QD<br \/>\nDescription: They are a provider of online credit products, we use big data-enabled technologies, such as artificial intelligence and machine learning, to transform the consumer finance experience in China.<br \/>\nShares: 37.5 million ADSs<br \/>\nPrice Range: $19.00-$22.00<br \/>\nTrade Date: 10\/18<br \/>\nUnderwriter(s): Morgan Stanley, Credit Suisse, Citigroup, CICC, UBS Investment Bank<br \/>\nCo-Manager(s): Stifel, Needham &amp; Co.<br \/>\nTerms Added: 10-3-17<\/p>\n<p>Company: <strong>MongoDB, Inc.<\/strong><br \/>\nSymbol: MDB<br \/>\nDescription: MongoDB is the leading modern, general purpose database platform. Our platform unleashes the power of software and data for developers and the applications they build.<br \/>\nShares: 8 million<br \/>\nPrice Range: $18.00-$20.00<br \/>\nTrade Date: 10\/19<br \/>\nUnderwriter(s): Morgan Stanley, Goldman Sachs &amp; Co., Barclays, Allen &amp; Company LLC<br \/>\nCo-Manager(s): Stifel, Canaccord Genuity, JMP Securities<br \/>\nTerms Added: 10-6-17<\/p>\n<p>Company: RISE Education Cayman Ltd.<br \/>\nSymbol: REDU<br \/>\nDescription: They operate in Chinas junior English Language Training, or ELT, market, which refers to after-school English teaching and tutoring services provided by training institutions to students aged three to 18.<br \/>\nShares: 11 million ADSs<br \/>\nPrice Range: $12.00-$14.00<br \/>\nTrade Date: 10\/20<br \/>\nUnderwriter(s): Morgan Stanley, Credit Suisse, UBS<br \/>\nCo-Manager(s): HSBC<br \/>\nTerms Added: 10-6-17<\/p>\n<p>Company: <strong>Sea Limited<\/strong><br \/>\nSymbol: SE<br \/>\nDescription: They have developed an integrated platform consisting of digital entertainment (focused on online games), e-commerce, and digital financial services (focused on e-wallet services), each localized to meet the unique characteristics of GSEA. We define GSEA as the combined region of Indonesia, Taiwan, Vietnam, Thailand, the Philippines, Malaysia and Singapore.<br \/>\nShares: 49.69 million<br \/>\nRange: $12.00-$14.00<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): Goldman Sachs (Asia), Morgan Stanley, Credit Suisse<br \/>\nCo-Manager(s): CITIC, CLSA, Citigroup, Cowen, Nomura, Piper Jaffray, Stifel, Mandiri Sekuritas, PWP Securities, BDO Capital &amp; Investment Corporation, Cathay Securities Corporation, DBS Bank Ltd., Viet Capital<br \/>\nSecurities<br \/>\nTerms Added: 10-6-17<\/p>\n<p>Company: <strong>LiveXLive Media, Inc.<\/strong><br \/>\nSymbol: LIVX<br \/>\nDescription: They are one of the world\u2019s only premium internet networks devoted to live music and music-related video content.<br \/>\nShares: 7.69 million<br \/>\nPrice Range: $12.00-$14.00<br \/>\nTrade Date: TBD<br \/>\nUnderwriter(s): BMO Capital Markets<br \/>\nCo-Manager(s): JMP Securities, Craig Hallum Group<br \/>\nTerms Added: 10-6-17<\/p>\n<hr \/>\n<p>IPO Boutique provides ratings, daily commentary and a forecast for how IPOs and Secondaries will perform. We have kept a\u00a0<a href=\"https:\/\/www.ipoboutique.com\/cgi\/ipo-track-record-summary-report.php\">track record<\/a>\u00a0with our performance for last 12 years on our website.<\/p>\n<p>Indicate with confidence,\u00a0<a href=\"https:\/\/www.ipoboutique.com\/Subscribe.html\">SUBSCRIBE<\/a>\u00a0today.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>IPO Boutique keeps apprised of the active pipeline. Currently there are 74 active IPOs in the pipeline as of October 6, 2017. No SPACs or Unit Offerings are included. While the numbers may look diminished, we outlined why \u201clooks may be perceiving\u201d when it comes to the IPO pipeline\u00a0in this article. &nbsp; NEW FILINGS Company:[&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"zakra_general_container_width":0,"zakra_general_content_width":0,"zakra_general_sidebar_width":0,"zakra_sticky_header":"customizer","zakra_header_main_area":true,"zakra_site_logo_width":0,"zakra_header_top_enabled":"customizer","zakra_header_top_style":"customizer","zakra_primary_menu_item_style":"customizer","zakra_page_header_text_color":"","zakra_page_header_layout":"customizer","zakra_page_title_bg":"","zakra_footer_widgets_bg_image":0,"zakra_page_title_bg_repeat":"customizer","zakra_page_title_bg_position":"customizer","zakra_page_title_bg_size":"customizer","zakra_page_title_bg_attachment":"customizer","zakra_breadcrumbs_enabled":"customizer","zakra_breadcrumbs_text_color":"","zakra_breadcrumbs_separator_color":"","zakra_breadcrumbs_link_color":"","zakra_breadcrumbs_link_hover_color":"","zakra_page_title_bg_image":0,"zakra_footer_widgets_enabled":"customizer","zakra_footer_column_layout_1_style":"customizer","zakra_footer_widgets_bg":"","zakra_footer_widgets_bg_repeat":"customizer","zakra_footer_widgets_bg_position":"customizer","zakra_footer_widgets_bg_size":"customizer","zakra_footer_widgets_bg_attachment":"customizer","zakra_footer_bar_enabled":"customizer","zakra_footer_bar_style":"customizer","footnotes":""},"categories":[24],"tags":[1370,1374,1350,1372,1373,1371,1376,1375,1355,1377,1351],"class_list":["post-3097","post","type-post","status-publish","format-standard","hentry","category-ipo","tag-altr","tag-aqua","tag-carg","tag-eye","tag-fsct","tag-hx","tag-kids","tag-mcb","tag-mdb","tag-optn","tag-qd"],"_links":{"self":[{"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/posts\/3097","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/comments?post=3097"}],"version-history":[{"count":3,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/posts\/3097\/revisions"}],"predecessor-version":[{"id":3125,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/posts\/3097\/revisions\/3125"}],"wp:attachment":[{"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/media?parent=3097"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/categories?post=3097"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.ipoboutique.com\/blog\/wp-json\/wp\/v2\/tags?post=3097"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}