<\/p>\n
Below are companies that have publicly filed for an IPO since August 21st. Companies that are performing a “traditional” IPO have to wait at least two weeks before setting terms for their offering.<\/p>\n
There are also companies that have filed to perform a direct listing: Palantir Technologies, Asana Inc.<\/p>\n
<\/p>\n
\u00a0NEW FILINGS<\/strong><\/span><\/p>\n Company: Athira Pharma, Inc. Company: Dyne Therapeutics Inc. Company: StepStone Group Inc. Company: American Well Corporation Company: Metacrine, Inc. Company: Snowflake Inc. Company: Vitru Limited Company: JFrog Ltd. Company: Unity Software, Inc. Company: Sumo Logic, Inc. Company: Pactiv Evergreen Inc Company: Corsair Gaming, Inc. Company: Bentley Systems, Inc. Company: Outset Medical, Inc. DIRECT LISTINGS<\/strong><\/span><\/p>\n Company: Palantir Technologies Inc.
\nSymbol: ATHA
\nDescription: They are a late clinical-stage biopharmaceutical company focused on developing small molecules to restore neuronal health and stop neurodegeneration.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Goldman Sachs, Jefferies, Stifel
\nCo-Manager: JMP Securities
\nFiled: 8-27-20
\nListed Cash Raise: $100m
\nLINK TO PROSPECTUS<\/strong><\/a><\/p>\n
\nSymbol: DYN
\nDescription: They are building a leading muscle disease company focused on advancing innovative life-transforming therapeutics for patients with genetically driven diseases.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): J.P. Morgan, Jefferies, Piper Sandler, Stifel
\nFiled: 8-25-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: STEP
\nDescription: They are a global private markets investment firm focused on providing customized investment solutions and advisory and data services to our clients.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): J.P. Morgan, Goldman Sachs, Morgan Stanley, Barclays, UBS Investment Bank
\nFiled: 8-24-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: AMWL
\nDescription: They are a leading telehealth company enabling digital delivery of care for healthcare\u2019s key stakeholders.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Morgan Stanley, Goldman Sachs, Piper Sandler, UBS Investment Bank, Credit Suisse, Cowen, Berenberg
\nFiled: 8-24-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/a><\/strong><\/p>\n
\nSymbol: MTCR
\nDescription: They are a clinical-stage biopharmaceutical company focused on discovering and developing differentiated therapies for patients with liver and gastrointestinal, or GI, diseases.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Jefferies, Evercore ISI, RBC Capital Markets
\nCo-Manager(s): Canaccord Genuity
\nFiled: 8-24-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: SNOW
\nDescription: They believe in a data connected world where organizations have seamless access to explore, share, and unlock the value of data. To realize this vision, they are pioneering the Data Cloud, an ecosystem where Snowflake customers, partners, and data providers can break down data silos and derive value from rapidly growing data sets in secure, governed, and compliant ways.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Goldman Sachs, Morgan Stanley, JP Morgan, Allen & Co., Citigroup, Credit Suisse, Barclays, Deutsche Bank, Mizuho Securities, Trust Securities
\nCo-Manager(s): BTIG, Canaccord Genuity, Capital One Securities, Cowen, DA Davidson, JMP Securities, Oppenheimer, Piper Sandler, Stifel, Academy Securities, Loop Capital, Ramirez & Co., Siebert Williams Shank
\nFiled: 8-24-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: VTRU
\nDescription: They are the leading pure distance learning education group in the postsecondary digital education market in Brazil.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Goldman Sachs, BofA Securities, Itau BBA, Morgan Stanley, Bradesco BBI, BTG Pactual, Credit Suisse, Santander XP Investimentos
\nFiled: 8-24-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: FROG
\nDescription: They provide an end-to-end, hybrid, universal DevOps Platform to achieve Continuous Software Release Management, or CSRM.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Morgan Stanley, J.P. Morgan, BofA Securities
\nCo-Manager(s): Keybanc Capital Markets, Piper Sandler, Stifel, William Blair, Oppenheimer & Co., Needham & Company
\nFiled: 8-24-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: U
\nDescription: They are the world\u2019s leading platform for creating and operating interactive, real-time 3D content.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Goldman Sachs, Credit Suisse, BofA Securities, Barclays, William Blair
\nCo-Manager(s): Oppenheimer, Piper Sandler, Stifel, Wedbush Securities, Academy Securities, Siebert Williams Shank
\nFiled: 8-24-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: SUMO
\nDescription: Sumo Logic is the pioneer of Continuous Intelligence, a new category of software, which enables organizations of all sizes to address the challenges and opportunities presented by digital transformation, modern applications, and cloud computing.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Morgan Stanley, JP Morgan, RBC Capital Markets, Jefferies
\nCo-Manager(s): William Blair, Cowen, Piper Sandler, BTIG
\nFiled: 8-24-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: PTVE
\nDescription: They are the largest manufacturer and distributor of fresh foodservice and food merchandising products and fresh beverage cartons in North America (as measured by revenue).
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Baird, BMO Capital, Deutsche Bank, RBC Capital, Academy Securities, Loop Capital, Ramirez & Co., Siebert Williams Shank
\nFiled: 8-24-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: CRSR
\nDescription: They are a leading global provider and innovator of high-performance gear for gamers and content creators.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Goldman Sachs, Barclays, Credit Suisse, Macquarie Capital, Baird, Cowen, Stifel
\nCo-Manager(s): Wedbush Securities, Academy Securities
\nFiled: 8-21-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: BSY
\nDescription: Their mission is to provide innovative software to advance the design, construction, and operations of the world\u2019s infrastructure\u2014sustaining both the global economy and environment, for improved quality of life.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Goldman Sachs, BofA Securities, RBC Capital Markets
\nCo-Manager(s): Baird, KeyBanc Capital Markets, Mizuho Securities
\nFiled: 8-21-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: OM
\nDescription: They are a rapidly growing medical technology company pioneering a first-of-its-kind technology to reduce the cost and complexity of dialysis.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): BofA Securities, Morgan Stanley, Goldman Sachs, SVB Leerink, Stifel
\nFiled: 8-21-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n
\nSymbol: PLTR
\nDescription: They build software platforms for large institutions whose work is essential to our way of life.
\nShares: TBD
\nPrice Range: TBD
\nTrade Date: TBD
\nUnderwriter(s): Direct Listing
\nFiled: 8-25-20
\nListed Cash Raise: $100m
\nLink to Prospectus<\/strong><\/a><\/p>\n