This two week period's IPO list from www.ipoboutique.com. Close Window


Company: AAC Holdings, Inc.
Symbol: AAC
Price: Priced at $15.00
Description: They are a provider of inpatient substance abuse treatment services for individuals with drug and alcohol addiction.
Trade Date: 10/2
Shares: 5 million
Type: IPO
Underwriter(s)   Co Manager(s)

William Blair, Raymond James   Avondale Partners


Company: Atento S.A.
Symbol: ATTO
Price: Priced at $15.00
Description: They are the leading provider of end-to-end, multi-channel customer relationship management and business process outsourcing ('CRM BPO') services and solutions in Latin America and Spain, and among the top three providers globally, based on revenues.
Trade Date: 10/2
Shares: 10 million
Type: IPO
Underwriter(s)   Co Manager(s)

Morgan Stanley, Credit Suisse, Itau BBA   BofA Merrill Lynch, Bradesco BBI, BTG Pactual, Goldman Sachs, Santander, Baird, BBYA


Company: Calithera Biosciences
Symbol: CALA
Price: Priced at $10.00
Description: They are a clinical-stage pharmaceutical company focused on discovering and developing novel small molecule drugs directed against tumor metabolism and tumor immunology targets for the treatment of cancer.
Trade Date: 10/2
Shares: 8 million
Type: IPO
Underwriter(s)   Co Manager(s)

Citigroup, Leerink Partners   Wells Fargo Securities, JMP Securities


Company: Dave & Busters Entertainment, Inc.
Symbol: PLAY
Price: $16.00-$18.00
Description: They are a leading owner and operator of high-volume venues that combine dining and entertainment in North America for both adults and families.
Trade Date: 10/10
Shares: 5.9 million
Type: IPO
Underwriter(s)   Co Manager(s)

Jefferies, Piper Jaffray   William Blair, Raymond James, Stifel, LOYAL3 Securities


Company: Dermira, Inc.
Symbol: DERM
Price: $14.00-$16.00
Description: They are a specialty biopharmaceutical company focused on bringing innovative and differentiated medical dermatology products to dermatologists and their patients.
Trade Date: 10/3
Shares: 7.8 million
Type: IPO
Underwriter(s)   Co Manager(s)

Citigroup, Leerink Partners   Guggenheim Securities, Needham & Company


Company: Diplomat Pharmacy
Symbol: DPLO
Price: $14.00-$16.00
Description: They are the nation's largest independent specialty pharmacy and are focused on improving the lives of patients with complex chronic diseases.
Trade Date: 10/10
Shares: 13.33 million
Type: IPO
Underwriter(s)   Co Manager(s)

Credit Suisse, Morgan Stanley   J.P. Morgan, Wells Fargo Securities, William Blair, Leerink Partners


Company: Endostim, Inc.
Symbol: STIM
Price: $10.00-$12.00
Description: They are a medical device company focused on the development and commercialization of a novel neurostimulation system for the treatment of severe gastroesophageal reflux disease, or GERD.
Trade Date: 0/0
Shares: 3.2 million
Type: IPO
Underwriter(s)   Co Manager(s)

Wedbush PacGrow Life Sciences   Craig-Hallum Capital Group, Roth Capital Partners


Company: Eyegate Pharmaceuticals, Inc.
Symbol: EYEG
Price: $12.00-$14.00
Description: They are a clinical-stage specialty pharmaceutical company that is focused on developing and commercializing therapeutics and drug delivery systems for treating diseases of the eye.
Trade Date: 10/3
Shares: 1.9 million
Type: IPO
Underwriter(s)   Co Manager(s)

Aegis Capital Corp  


Company: FMSA Holdings
Symbol: FMSA
Price: $21.00-$24.00
Description: They are one of the worlds largest providers of sand-based proppant solutions and for over 30 years have been a pioneer in the development of high performance proppants used by oilfield service and exploration and production ('E&P') companies to enhance the productivity of their oil and gas wells.
Trade Date: 10/3
Shares: 44.5 million
Type: IPO
Underwriter(s)   Co Manager(s)

Morgan Stanley, Wells Fargo Securities, Barclays   Goldman Sachs & Co., Jefferies, J.P. Morgan, KeyBanc Capital Markets, RBC Capital Markets, Baird, Cowen and Company, PNC Capital Markets LLC, Raymond James, Scotiabank / Howard Weil, Simmons & Company International, Tudor Pickering, Holt & Co.


Company: HubSpot
Symbol: HUBS
Price: $19.00-$21.00
Description: They provide a cloud-based marketing and sales software platform that enables businesses to deliver an inbound experience.
Trade Date: 10/9
Shares: 5 million
Type: IPO
Underwriter(s)   Co Manager(s)

Morgan Stanley, J.P. Morgan, UBS Investment Bank   Pacific Crest Securities, Canaccord Genuity, Raymond James


Company: JP Energy Partners LP
Symbol: JPEP
Price: Priced at $20.00
Description: They are a growth-oriented limited partnership formed in May 2010 by members of management and further capitalized in June 2011 by ArcLight to own, operate, develop and acquire a diversified portfolio of midstream energy assets.
Trade Date: 10/2
Shares: 13.75 million
Type: IPO
Underwriter(s)   Co Manager(s)

Barclays, BofA Merrill Lynch, RBC Capital Markets, Deutsche Bank Securities   BMO Capital Markets, Baird, Simmons & Company International, Stephens Inc., Janney Montgomery Scott


Company: MOL Global, Inc.
Symbol: MOLG
Price: $12.50-$14.50
Description: They are the largest e-payment enabler for online goods and services in Southeast Asia by payment volume, according to the Frost & Sullivan report.
Trade Date: 10/9
Shares: 19.5 million
Type: IPO
Underwriter(s)   Co Manager(s)

Citigroup, Deutsche Bank Securities, UBS Investment Bank   CIMB Securities


Company: Neurosigma
Symbol: NSIG
Price: $13.00-$15.00
Description: They are a life sciences company focused on developing bioelectronic products with the potential to transform the lives of patients suffering from major neurological and neuropsychiatric disorders such as epilepsy and depression.
Trade Date: 10/9
Shares: 3.6 million
Type: IPO
Underwriter(s)   Co Manager(s)

Jefferies   BTIG, Craig-Hallum Capital Group


Company: OM Asset Management Limited
Symbol: OMAM
Price: $15.00-$17.00
Description: They are a global, diversified, multi-boutique asset management company with approximately $203.1 billion of assets under management as of March 31, 2014.
Trade Date: 10/9
Shares: 22 million
Type: IPO
Underwriter(s)   Co Manager(s)

BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse   RBC Capital Markets, Wells Fargo Securities, Keefe Bruyette & Woods, Sandler O'Neill + Partners, Sanford C. Bernstein


Company: rEVO Biologics, Inc.
Symbol: RBIO
Price: $13.00-$15.00
Description: They are a commercial-stage biopharmaceutical company focused on the development and commercialization of specialty therapeutics to address unmet medical needs in patients with rare, life-threatening conditions.
Trade Date: 0/0
Shares: 3.6 million
Type: IPO
Underwriter(s)   Co Manager(s)

Piper Jaffray, Guggenheim Securities   Roth Capital Partners, BTIG


Company: USD Partners LP
Symbol: USDP
Price: $19.00-$21.00
Description: They are a fee-based, growth-oriented master limited partnership formed by US Development Group LLC to acquire, develop and operate energy-related rail terminals and other high-quality and complementary midstream infrastructure assets and businesses.
Trade Date: 10/9
Shares: 8.85 million
Type: IPO
Underwriter(s)   Co Manager(s)

Citigroup, Barclays, Credit Suisse, BofA Merrill Lynch   Evercore, BMO Capital Market, Deutsche Bank Securities, RBC Capital Markets, Janney Montgomery Scott


Company: Vascular Biogenics, Ltd.
Symbol: VBLT
Price: Priced at $6.00
Description: They are a clinical-stage biopharmaceutical company committed to the discovery, development and commercialization of first-in-class treatments for cancer and immune-inflammatory diseases.
Trade Date: 10/1
Shares: 6.66 million
Type: IPO
Underwriter(s)   Co Manager(s)

Deutsche Bank Securities   JMP Securities, Oppenheimer & Co.


Company: Veritex Holdings
Symbol: VBTX
Price: $12.00-$14.00
Description: They are a bank holding company headquartered in Dallas, Texas.
Trade Date: 0/0
Shares: 2.7 million
Type: IPO
Underwriter(s)   Co Manager(s)

Sandler O' Neill + Partners LP, Stephens Inc.   Sterne Agee


Company: Viking Therapeutics, Inc.
Symbol: VKTX
Price: $10.00-$12.00
Description: They are a clinical-stage biopharmaceutical company focused on the development of novel, first-in-class or best-in-class therapies for metabolic and endocrine disorders.
Trade Date: 0/0
Shares: 5 million
Type: IPO
Underwriter(s)   Co Manager(s)

Oppenheimer & Co., Roth Capital Partners   Craig-Hallum Capital Group, MLV & Co., Summer Street Research Partners


Company: Vivint Solar
Symbol: VSLR
Price: Priced at $16.00
Description: They offer distributed solar energy - electricity generated by a solar energy system installed at customers' locations - to residential customers based on 20-year contracts at prices below their current utility rates.
Trade Date: 10/1
Shares: 20.6 million
Type: IPO
Underwriter(s)   Co Manager(s)

Goldman Sachs & Co., BofA Merrill Lynch, Credit Suisse   Citigroup, Morgan Stanley, Deutsche Bank Securities, Barclays, Blackstone Capital Market


Company: VWR Corporation
Symbol: VWR
Price: Priced at $21.00
Description: They are a leading, independent provider of laboratory products, services and solutions to the global life science, general research and applied markets.
Trade Date: 10/2
Shares: 25.5 million
Type: IPO
Underwriter(s)   Co Manager(s)

BofA Merrill Lynch, Goldman Sachs & Co.,J.P. Morgan   Barclays, Deutsche Bank Securities, Citigroup, Jefferies, William Blair, Cowen and Company, Mizuho Securities, SMBC Nikko, Drexel Hamilton, Loop Capital Markets


Company: Wayfair Inc.
Symbol: W
Price: Priced at $29.00
Description: They have created one of the world's largest online destinations for the home. Through their e-commerce business model, they offer visually inspiring browsing, compelling merchandising, easy product discovery and attractive prices for over seven million products from over 7,000 suppliers across five distinct brands
Trade Date: 10/2
Shares: 11 million
Type: IPO
Underwriter(s)   Co Manager(s)

Goldman Sachs, BofA Merrill Lynch, Citigroup   Allen and Company, Pacific Crest, Piper Jaffray, Wells Fargo, Canaccord Genuity, Cowen and Company, Raymond James


Company: Yodlee, Inc.
Symbol: YDLE
Price: $11.00-$13.00
Description: They are a leading technology and applications platform powering dynamic innovation for digital financial services in the cloud.
Trade Date: 10/3
Shares: 6.25 million
Type: IPO
Underwriter(s)   Co Manager(s)

Goldman Sachs, Credit Suisse, BofA Merrill Lynch   UBS Investment Bank, Pacific Crest Securities