COMPANY |
SYMBOL |
UNDERWRITER |
FILING HISTORY yyyy-mm-dd |
COMMENT |
|---|---|---|---|---|
| KYTHERA Biopharmaceuticals, Inc. | KYTH [ Nasdaq ] | J.P. Morgan | 2012-05-17 Filed | They are a clinical-stage biopharmaceutical company focused on the discovery, development and commercialization of novel prescription products for the aesthetic medicine market. |
| Cancer Genetics | CGIX [ Nasdaq ] | William Blair & Co | 2012-05-17 Postponed 2012-05-07 Terms Added 2011-12-30 Filed | Postponed |
| TIM w.e. SGPS, S.A. | TMWE [ Nasdaq ] | Credit Suisse | 2012-05-17 Postponed 2012-04-26 Terms Re-Added 2011-08-08 Filed 2011-08 Postponed | They are a global provider of mobile monetization solutions to mobile carriers, media groups, governments, nongovernmental organizations, brand owners and content owners. |
| Shutterstock | SSTK [ NYSE ] | Morgan Stanley | 2012-05-14 Filed | They operate an industry-leading global marketplace for commercial digital imagery. |
| West Coast Realty Trust | WCRT [ Nasdaq ] | Maxim Group LLC | 2012-05-14 Filed | They are a recently-formed real estate investment trust, or REIT, that will specialize in the ownership, acquisition, management and financing of necessity-based retail properties, including community and neighborhood shopping centers located in densely populated, middle and upper income markets in the Western United States. |
| Union Agriculture Group Corp. | UAGR | Credit Suisse | 2012-05-14 Withdrawn 2011-07-27 Filed 2011-07 Postponed | Postponed |
| Community Choice Financial, Inc. | CCFI [ Nasdaq ] | Credit Suisse | 2012-05-11 Withdrawn 2012-05-08 Postponed 2012-04-25 Terms Added 2011-10-11 Amendment 2011-08-23 Filed | Postponed |
| Ignite Restaurant Group, Inc. | IRG [ Nasdaq ] | Credit Suisse | 2012-05-11 Opened 2011-09-09 Amendment 2011-07-29 Filed | Opened |
| Edwards Group Limited | EVAC [ Nasdaq ] | Goldman Sachs | 2012-05-11 Opened 2012-04-26 Terms Added 2012-03-21 Filed | Opened |
| New Source Energy Corporation | NSE [ NYSE ] | BMO Capital Markets | 2012-05-11 Withdrawn 2012-04-23 Terms Added 2011-08-29 Filed | Withdrawn |
| LINC Logistics Company | LLGX [ Nasdaq ] | Citi | 2012-05-11 Postponed 2012-04-26 Terms Added 2011-05-24 Filed | Postponed |
| Lehigh Gas Partners LP | LGP [ NYSE ] | Raymond James | 2012-05-11 Filed | They are a limited partnership formed to engage in the wholesale distribution of motor fuels, consisting of gasoline and diesel fuel, and to own and lease real estate used in the retail distribution of motor fuels. |
| OncoMed Pharmaceuticals | OMED [ Nasdaq ] | Jefferies | 2012-05-11 Filed | They are a clinical development-stage biopharmaceutical company focused on discovering and developing first-in-class monoclonal antibody therapeutics targeting cancer stem cells, or CSCs. |
| Audience, Inc. | ADNC [ Nasdaq ] | J.P. Morgan | 2012-05-10 Opened 2012-04-27 Terms Added 2012-01-13 Filed | Opened |
| Wageworks, Inc. | WAGE [ NYSE ] | William Blair & Co. | 2012-05-10 Opened 2012-04-26 Terms Re-added 2011-08-10 Filed 2011-08 Postponed | Opened |
| Western Asset Mortgage Capital | WMC [ NYSE ] | Deutsche Bank Securities | 2012-05-10 Opened 2012-04-30 Terms Added 2009-06-12 Filed | Opened |
| LegalZoom.com | LGZ [ NYSE ] | Morgan Stanley | 2012-05-10 Filed | They are the leading online provider of services that meet the legal needs of small businesses and consumers in the United States. |
| Customers Bancorp | CUBI [ Nasdaq ] | Macquarie Capital | 2012-05-09 Withdrawn 2012-03-28 Filed | Withdrawn |
| Rib-X Pharmaceuticals | RIBX [ Nasdaq ] | Deutsche Bank Securities | 2012-05-09 Postponed 2012-04-24 Terms Added 2011-11-25 Filed | Postponed |
| Tria Beauty | TRIA [ Nasdaq ] | Morgan Stanley | 2012-05-08 Terms Added 2012-01-30 Filed | They are defining a new category of skincare by bringing clinically-proven light-based aesthetic medical technologies out of the physician’s office and into the home. We sell easy-to-use, FDA-cleared medical devices to consumers that deliver results comparable to professional aesthetic treatments at a fraction of the cost. |
| Alon Brands, Inc. | ABO | Credit Suisse | 2012-05-08 Withdrawn 2010-11-15 Filed | Withdrawn |
| Tilly's, Inc. | TLYS [ NYSE ] | Goldman Sachs | 2012-05-04 Opened 2012-04-23 Terms Added 2011-07-01 Filed | Opened |
| PetroLogistics LP | PDH [ NYSE ] | Morgan Stanley | 2012-05-04 Opened 2012-04-23 Terms Added 2011-06-21 Filed | Opened |
| Maxum Energy Logistics Partners, LP | MXLP [ NYSE ] | BofA Merrill Lynch | 2012-05-04 Filed | They are one of the largest independent marketers and distributors of refined petroleum products and related services to the drilling, exploration and production and coal mining industries in the continental United States. We procure and sell diesel fuel, lubricating oil and custom-blended lubricants to companies engaged in the drilling for and production of oil and natural gas and in the mining of coal. |
| CEVA Logistics | CEVL [ NYSE ] | TBD | 2012-05-04 Filed | They are the world's second largest non-asset based supply chain management company, as measured by 2011 revenues; They design, implement and operate end-to-end supply chain solutions using a combination of international air, ocean and domestic freight forwarding, contract logistics and other value-added services. |
| The Carlyle Group L.P. | CG [ Nasdaq ] | J.P. Morgan | 2012-05-03 Opened 2012-04-13 Terms Added 2012-04-02 Amendment 2011-09-06 Filed | Opened |
| Pacific Coast Oil Trust | ROYT [ NYSE ] | Barclays Capital | 2012-05-03 Opened 2012-04-26 Terms Added 2012-01-06 Filed | Opened |
| EverBank Financial Corp | EVER [ NYSE ] | Goldman Sachs | 2012-05-03 Opened 2012-04-24 Terms Added 2011-08-11 Amendment 2011-02-07 Filed | Opened |
| Facebook, Inc. | FB [ Nasdaq ] | Morgan Stanley | 2012-05-03 Terms Added 2012-03-08 u/w added 2012-02-01 Filed | Their mission is to make the world more open and connected; People use Facebook to stay connected with their friends and family, to discover what is going on in the world around them, and to share and express what matters to them to the people they care about. |
| Supernus Pharmaceuticals, Inc. | SUPN [ Nasdaq ] | Citi | 2012-05-01 Opened 2012-04-11 Terms Added 2010-12-23 Filed | Opened |
| Edgen Group, Inc. | EDG [ NYSE ] | Jefferies & Co. | 2012-04-27 Opened 2012-04-17 Terms Added 2011-12-29 Filed | Opened |
| Acquity Group Limited | AQ [ NYSE ] | Citigroup | 2012-04-27 Opened 2012-04-18 Terms Added 2012-03-08 Filed | Opened |
| Ares Commercial Real Estate Corporation | ACRE [ NYSE ] | Wells Fargo Securities | 2012-04-26 Opened 2012-04-17 Terms Added 2012-03-21 Amendment 2011-09-14 Filed | Opened |
| Brightstar Corp. | STAR [ Nasdaq ] | Goldman Sachs | 2012-04-26 Withdrawn 2011-04-14 Filed | Withdrawn |
| Enerkem | NRKM [ Nasdaq ] | Goldman Sachs | 2012-04-26 Withdrawn 2012-03-19 Terms Added 2012-02-03 Filed | Withdrawn |
| Corsair Components | CRSR [ Nasdaq ] | Stifel Nicolaus Weisel | 2012-04-26 Terms Added 2011-07-22 Amendment 2010-04-23 Filed | They design and supply personal computer gaming hardware components. |
| Envivio, Inc. | ENVI [ Nasdaq ] | Goldman Sachs | 2012-04-25 Opened 2012-04-11 Terms Added 2012-03-15 ReFiled 2011-06-14 Filed 2011-06 Postponed | Opened |
| Loyalty Alliance Enterprise | LAEC [ Nasdaq ] | Macquarie Capital | 2012-04-24 Terms Re-Added 2011-08-10 Filed 2011-08 Postponed | They are a leading provider of data-driven multi-channel direct marketing and customer loyalty solutions in the mobile telecommunications sector in the high-growth China market. |
| China Auto Rental Inc. | CARH [ NYSE ] | Morgan Stanley | 2012-04-24 Postponed 2012-04-10 Terms Added 2012-01-18 Filed | Postponed |
| Luca Technologies, Inc. | LUCA [ Nasdaq ] | Citi | 2012-04-23 Withdrawn 2012-03-15 Terms Added 2011-06-29 Filed | Withdrawn |
| Infoblox | BLOX [ NYSE ] | Morgan Stanley | 2012-04-20 Opened 2012-04-09 Terms Added 2012-01-06 Filed | Opened |
| Midstates Petroleum Company | MPO [ NYSE ] | Goldman Sachs | 2012-04-20 Opened 2012-04-09 Terms Added 2012-02-29 Terms Added 2011-12-14 Amendment 2011-11-14 Filed | Opened |
| Proofpoint | PFPT [ Nasdaq ] | Credit Suisse | 2012-04-20 Opened 2012-04-09 Terms Added 2011-12-14 Filed | Opened |
| Southcross Energy Partners, L.P. | SXE [ NYSE ] | Citigroup | 2012-04-20 Filed | They are a growth-oriented limited partnership that was formed by members of their management team and Charlesbank to own, operate, develop and acquire midstream energy assets. |
| Splunk | SPLK [ Nasdaq ] | Morgan Stanley | 2012-04-19 Opened 2012-04-09 Terms Added 2012-01-12 Filed | Opened |
| Tumi Holdings | TUMI [ NYSE ] | Goldman Sachs | 2012-04-19 Opened 2012-04-06 Terms Added 2011-12-13 Filed | Opened |
| SandRidge Mississippian Trust II | SDR [ NYSE ] | Morgan Stanley | 2012-04-18 Opened 2012-04-05 Terms Added 2012-01-05 Filed | Opened |
| Five Below | TBD [ Nasdaq ] | Goldman Sachs | 2012-04-18 Filed | They are a rapidly growing specialty value retailer offering a broad range of trend-right, high-quality merchandise targeted at the aspirational teen and pre-teen customer. |
| Brookfield Realty Capital | BKF [ NYSE ] | Goldman Sachs | 2012-04-18 Withdrawn 2010-01-08 Amendment 2009-10-21 Filed | Withdrawn |
| Digital Cinema Destinations | DCIN [ Nasdaq ] | Maxim Group | 2012-04-17 Opened 2012-04-09 Terms Added 2011-12-20 Filed | Opened |
| Dynamic Offshore Resources | DOR [ NYSE ] | Citi | 2012-04-17 Withdrawn 2012-01-31 Postponed 2012-01-17 Terms Added 2011-10-04 Amendment 2011-08-26 Filed | Postponed |
| Chesapeake Oilfield Services | COS [ NYSE ] | Goldman Sachs | 2012-04-16 Filed | They are the most active driller of new oil and natural gas wells in the U.S. based on rig count. |
| Hyperion Therapeutics, Inc. | HPTX [ Nasdaq ] | Leerink Swann | 2012-04-13 Filed | They are a biopharmaceutical company focused on the development and commercialization of novel therapeutics to treat disorders in the areas of orphan diseases and hepatology. |
| Midas Medici Group Holdings | WATT [ NYSE ] | 2012-04-13 Withdrawn 2012-02-06 Filed | Withdrawn | |
| Banco Santander Rio S.A. | BRIO [ NYSE ] | Santander | 2012-04-13 Withdrawn 2011-05-26 Filed | Withdrawn |
| Blackstratus, Inc. | BLKS [ Nasdaq ] | Aegis Capital | 2012-04-13 Filed | They are a leading provider of cloud-based security information and event management software solutions deployed and operated by "Security as a Service" providers of all sizes, government agencies and individual enterprises. |
| Forum Energy Technologies, Inc. | FET [ NYSE ] | J.P. Morgan | 2012-04-12 Opened 2012-03-29 Terms Added 2011-09-01 Filed | Opened |
| BrightSource Energy, Inc. | BRSE [ Nasdaq ] | Goldman Sachs | 2012-04-12 Postponed 2012-03-21 Terms Added 2011-04-22 Filed | Postponed |
| MRC Global Inc. | MRC [ NYSE ] | Goldman Sachs | 2012-04-12 Opened 2012-03-28 Terms Added 2012-01-11 Filed | Opened |
| Oaktree Capital Group | OAK [ NYSE ] | Morgan Stanley | 2012-04-12 Opened 2012-03-30 Terms Added 2011-06-17 Filed | Opened |
| Foresight Energy Partners LP | FELP [ NYSE ] | Citigroup | 2012-04-12 Underwriters Added 2012-02-02 Filed | They are a low cost producer of high quality thermal coal with expertise in operating and developing highly productive underground mines in the Illinois Basin. |
| Erickson Air-Crane | EAC [ Nasdaq ] | Stifel Nicolaus Weisel | 2012-04-11 Opened 2012-03-22 Terms Added Again 2012-02-02 Postponed 2012-01-30 Terms Added 2012-01-19 Amendment 2010-12-27 Amendment 2010-05-12 Filed | Opened |
| Aleris Corporation | ARS [ NYSE ] | J.P. Morgan | 2012-04-11 Postponed 2012-03-28 Terms Added 2012-03-08 Amendment 2011-04-26 Filed | Postponed |
| Bloomin Brands | BLM | BofA Merrill Lynch | 2012-04-06 Filed | They are one of the largest casual dining restaurant companies in the world, with a portfolio of leading, differentiated restaurant concepts owning and operating 1,248 restaurants and have 195 restaurants operating under franchise or joint venture arrangements across 49 states and 21 countries and territories which include Outback Steakhouse, Carrabba’s Italian Grill, Bonefish Grill, Fleming’s Prime Steakhouse and Wine Bar and Roy’s. |
| Palo Alto Networks, Inc. | TBD | Morgan Stanley | 2012-04-06 Filed | They have pioneered the next generation of network security with their innovative platform that allows enterprises, service providers, and government entities to secure their networks and safely enable the increasingly complex and rapidly growing number of applications running on their networks. |
| Retail Properties of America, Inc. | RPAI [ NYSE ] | J.P. Morgan | 2012-04-05 Opened 2012-03-23 Terms Added 2011-02-14 Filed | Opened |
| TCP Capital Corporation | TCPC | Deutsche Bank Securities | 2012-04-04 Opened 2012-03-28 Preliminary Filing | Opened |
| Nexsan | NXSN [ Nasdaq ] | Piper Jaffray | 2012-04-02 Withdrawn 2011-01-26 Filed | Withdrawn |
| Stemline Therapeutics | STML [ Nasdaq ] | Opppenheimer | 2012-04-02 Filed | They are a clinical-stage biopharmaceutical company focused on discovering, acquiring, developing and commercializing proprietary therapeutics that target both cancer stem cells and tumor bulk. |
| GasLog Ltd. | GLOG [ NYSE ] | Goldman Sachs | 2012-03-30 Opened 2012-03-17 Terms Added 2012-01-17 Filed | Opened |
| Enphase Energy | ENPH [ Nasdaq ] | Morgan Stanley | 2012-03-30 Opened 2012-03-12 Terms Added 2011-09-23 Amendment 2011-06-15 Filed | Opened |
| Reval Holdings, Inc. | TBD | BofA Merrill Lynch | 2012-03-30 Filed | They are the leading, global SaaS provider of comprehensive and integrated treasury and risk management solutions. |
| Eros International PLC | EROS [ NYSE ] | Deutsche Bank Securities | 2012-03-30 Filed | They are a leading global company in the Indian film entertainment industry, and they co-produce, acquire and distribute Indian language films in multiple formats worldwide. |
| Michaels Stores, Inc. | MIK [ NYSE ] | J.P. Morgan | 2012-03-30 Filed | They are the largest arts and crafts specialty retailer in North America with 1,196 stores and $4.2 billion in sales in fiscal 2011. |
| ServiceNow | NOW [ NYSE ] | Morgan Stanley | 2012-03-30 Filed | They are a leading provider of cloud-based services to automate enterprise IT operations. |
| National Bank Holdings Corporation | TBD | Goldman Sachs | 2012-03-30 Filed | They operate a network of 103 full-service banking centers, with the majority of those banking centers located in the greater Kansas City region and Colorado. |
| CafePress Inc. | PRSS [ Nasdaq ] | J.P. Morgan | 2012-03-29 Opened 2012-03-14 Terms Added 2011-09-16 Amendment 2011-06-10 Filed | Opened |
| Millennial Media | MM [ NYSE ] | Morgan Stanley | 2012-03-29 Opened 2012-03-15 Terms Added 2012-01-05 Filed | Opened |
| Merrimack Pharmaceuticals | MACK [ Nasdaq ] | J.P. Morgan | 2012-03-29 Opened 2012-02-01 Postponed 2012-01-13 Terms Added 2011-07-08 Filed | Opened |
| Rexnord Corporation | RXN [ NYSE ] | BofA Merrill Lynch | 2012-03-29 Opened 2012-03-19 Terms Added 2011-08-12 u/w added 2011-05-26 Filed | Opened |
| Vocera Communications | VCRA [ NYSE ] | J.P. Morgan | 2012-03-28 Opened 2012-03-13 Terms Added 2011-09-14 Amendment 2011-08-01 Filed | Opened |
| Regional Management Corporation | RM [ NYSE ] | Jefferies & Co. | 2012-03-28 Opened 2012-03-12 Terms Added 2011-05-16 Filed | Opened |
| Annie's Inc | BNNY [ NYSE ] | Credit Suisse | 2012-03-28 Opened 2012-03-16 Terms Added 2012-01-19 Amendment 2011-12-01 Filed | Opened |
| Globus Medical | GMED [ NYSE ] | BofA Merrill Lynch | 2012-03-28 Filed | They are a medical device company focused exclusively on the design, development and commercialization of products that promote healing in patients with spine disorders. |
| Latrobe Specialty Metals, Inc. | LAT [ NYSE ] | Credit Suisse | 2012-03-27 Withdrawn 2011-05-24 Filed | Withdrawn |
| TCP International Holdings Ltd. | TBD | Jefferies & Co. | 2012-03-26 Filed | They are a leading producer and provider of energy efficient light bulbs to the global structures light bulb market. |
| Whiting USA Trust II | WHZ [ NYSE ] | Raymond James | 2012-03-23 Opened 2012-03-02 Terms Added 2011-12-16 Filed | Opened |
| Vipshop Holdings Limited | VIPS [ NYSE ] | Goldman Sachs (Asia) | 2012-03-23 Opened 2012-03-09 Terms Added 2012-02-17 Filed | Opened |
| Bats Global Markets, Inc. | BATS [ NYSE ] | Morgan Stanley | 2012-03-23 Withdrawn 2012-03-12 Terms Added 2011-05-13 Filed | Withdrawn |
| Bruker Energy & Supercon Technologies | ESCT [ Nasdaq ] | Jefferies & Co. | 2012-03-23 Withdrawn 2011-04-08 Amendment 2010-09-03 Filed | Withdrawn |
| Berry Plastics Group | TBD | TBD | 2012-03-23 Filed | They are a leading provider of value-added plastic consumer packaging and engineered materials with a 30-year track record of delivering high-quality customized solutions to our customers. |
| Tesaro | TSRO [ Nasdaq ] | Citi | 2012-03-23 Filed | They are an oncology-focused biopharmaceutical company dedicated to improving the lives of cancer patients. |
| Exact Target Inc. | ET | J.P. Morgan | 2012-03-22 Opened 2012-03-08 Terms Added 2011-11-23 ReFiled 2009-05 Withdrawn 2007-12-14 Filed | Opened |
| CaesarStone Sdot-Yam Ltd. | CSTE [ Nasdaq ] | J.P. Morgan | 2012-03-22 Opened 2012-02-16 Filed | Opened |
| Vantiv, Inc. | VNTV [ NYSE ] | J.P. Morgan | 2012-03-22 Opened 2012-03-08 Terms Added 2011-11-10 Filed | Opened |
| Durata Therapeutics, Inc. | DRTX [ Nasdaq ] | BofA Merrill Lynch | 2012-03-22 Filed | They are a pharmaceutical company focused on the development and commercialization of novel therapeutics for patients with infectious diseases and acute illnesses. |
| Objet Ltd. | OBJT [ Nasdaq ] | J.P. Morgan | 2012-03-22 Filed | They are a global provider of three-dimensional, or 3D, printing solutions, offering a broad range of 3D printing systems, resin consumables and services. |
| BioHorizons | BHZN | Piper Jaffrey | 2012-03-20 Withdrawn 2011-02-03 Filed 2011-02 Postponed | Postponed |
| Ginkgo Residential Trust | GNKO [ NYSE ] | Baird | 2012-03-19 Filed | Their focus is on mid-market apartment communities in the southern United States in areas where we believe there are above average economic growth prospects and an expanding job base and where we can establish a significant presence. |
| Novaled AG | TBD | Goldman Sachs | 2012-03-19 Filed | They are a leader in the research, development and commercialization of technologies and materials that enhance the performance of organic light-emitting diodes, or OLEDs. |
| SafeNet | SAFE [ Nasdaq ] | Morgan Stanley | 2012-03-16 Withdrawn 2010-07-12 Filed | Withdrawn |
| Exponential Interactive | EXPN | Citigroup | 2012-03-16 Filed | They are a leading global provider of advertising intelligence and digital media solutions to brand advertisers. |
| Allison Transmission Holdings | ALSN [ NYSE ] | BofA Merrill Lynch | 2012-03-15 Opened 2012-02-29 Terms Added 2011-03-18 Filed | Opened |
| Demandware, Inc. | DWRE [ NYSE ] | Goldman Sachs | 2012-03-15 Opened 2012-03-01 Terms Added 2011-09-16 Amendment 2011-07-15 Filed | Opened |
| M/A-COM Technology Solutions Holdings | MTSI [ Nasdaq ] | Barclays Capital | 2012-03-15 Opened 2012-02-28 Terms Added 2011-08-01 Filed | Opened |
| Nationstar Mortgage Holdings Inc. | NSM [ NYSE ] | BofA Merrill Lynch | 2012-03-08 Opened 2012-02-24 Terms Added 2011-05-16 Filed | Opened |
| Fender Musical Instruments | FNDR [ Nasdaq ] | J.P. Morgan | 2012-03-08 Filed | They are a leading, global musical instruments company whose portfolio of renowned, music lifestyle brands brings the passion of music to life. |
| Crescent Capital Finance Group, Inc. | CCFG [ NYSE ] | UBS Investment Bank | 2012-03-07 Postponed 2012-02-29 Terms Added 2011-07-22 Amendment 2011-03-10 Filed | Postponed |
| Select Income REIT | SIR [ NYSE ] | Morgan Stanley | 2012-03-07 Opened 2012-02-27 terms added 2011-12-22 Filed | Opened |
| Argos Therapeutics | ARGS [ Nasdaq ] | Lazard Capital Markets | 2012-03-06 Withdrawn 2012-02-16 Terms Added 2011-07-29 Filed | Withdrawn |
| Yelp | YELP [ NYSE ] | Goldman Sachs | 2012-03-02 Opened 2012-02-16 Terms Added 2011-11-17 Filed | Opened |
| GCT Semiconductor, Inc. | GCTS [ Nasdaq ] | BofA Merrill Lynch | 2012-03-01 Postponed 2012-02-15 Terms Added 2011-09-15 Filed | Postponed |
| Home Loan Servicing Solutions, Ltd. | HLSS [ Nasdaq ] | Wells Fargo Securities | 2012-02-29 Opened 2012-02-13 Terms Updated 2011-11-03 Share size reduced 2011-09-23 Amendment 2011-02-24 Filed | Opened |
| Provident Mortgage Capital Associates | PMCA [ NYSE ] | UBS Investment Bank | 2012-02-29 Postponed 2012-02-21 Terms Added 2011-03-08 Filed | Postponed |
| Bazaarvoice, Inc. | BV [ NYSE ] | Morgan Stanley | 2012-02-24 Opened 2012-02-09 Terms Added 2011-08-26 Filed | Opened |
| Proto Labs | PRLB [ NYSE ] | Jefferies | 2012-02-24 Opened 2012-02-13 Terms Added 2011-07-25 Filed | Opened |
| Newsummit Biopharma Holdings | NSB [ NYSE ] | Oppenheimer & Co. | 2012-02-24 Filed | They are a leading China-based new drug development process solutions provider. |
| Ceres, Inc. | CERE [ Nasdaq ] | Goldman Sachs | 2012-02-22 Opened 2012-01-25 Terms Added 2011-09-16 Amendment 2011-07-25 Filed | Opened |
| Brightcove Inc. | BCOV [ Nasdaq ] | Morgan Stanley | 2012-02-17 Opened 2012-02-06 Terms Added 2011-08-24 Filed | Opened |
| TVAX Biomedical | TVAX [ Nasdaq ] | Roth Capital | 2012-02-17 Postponed 2012-01-23 Terms Added 2011-11-07 Filed | Postponed |
| E2open | TBD | William Blair & Co. | 2012-02-17 Filed | They are a leading provider of cloud-based, on-demand software solutions delivered on an integrated platform that enables companies to collaborate with their trading partners to procure, manufacture, sell and distribute products more efficiently. |
| AdChina Ltd. | ADCN [ Nasdaq ] | Goldman Sachs (Asia) | 2012-02-17 Filed | They operate a leading integrated internet advertising platform in China. |
| Atossa Genetics, Inc. | ATOS [ Nasdaq ] | Dawson James Securities | 2012-02-14 ReFiled 2011-02 Withdrawn 2010-10-01 Filed | They are a healthcare company focused on the prevention of breast cancer through the commercialization of diagnostic tests that can detect precursors to breast cancer, and through the research, development, and ultimate commercialization of treatments for pre-cancerous lesions. |
| Diamondback Energy | FANG [ Nasdaq ] | TBD | 2012-02-14 Filed | They are an independent oil and natural gas company currently focused on the acquisition, development, exploration and exploitation of unconventional, onshore oil and natural gas reserves in the Permian Basin in West Texas. |
| ECM Realty Trust | ECMR [ NYSE ] | Wells Fargo Securities | 2012-02-14 Withdrawn 2010-12-28 Amendment 2010-08-26 Filed | Withdrawn |
| EQT Midstream Partners, LP | EQM [ NYSE ] | Citigroup | 2012-02-13 Filed | They are a growth-oriented limited partnership formed by EQT Corporation to own, operate, acquire and develop midstream assets in the Appalachian Basin. |
| Empire State Realty Trust | ESB [ NYSE ] | BofA Merrill Lynch | 2012-02-13 Filed | They are a REIT operating 12 properties, including the Empire State Building, in the greater New York City area. |
| Synacor | SYNC [ Nasdaq ] | BofA Merrill Lynch | 2012-02-10 Opened 2012-01-30 Terms Added 2011-11-18 ReFiled 2008-10 Withdrawn 2007-08-02 Filed | Opened |
| GSE Holding | GSE [ NYSE ] | Oppenheimer & Co. | 2012-02-10 Opened 2012-01-30 Terms Added 2011-12-15 Postponed 2011-11-23 Terms Added 2011-10-19 Amendment 2011-07-11 Filed | Opened |
| Quicksilver Production Partners LP | QPP [ NYSE ] | J.P. Morgan | 2012-02-10 Filed | They are a Delaware limited partnership formed in November 2011 by Quicksilver to own and acquire oil and gas properties in North America that fit their acquisition criteria of mature onshore properties with long-lived reserves, predictable production profiles and modest capital requirements. |
| HomeStreet, Inc. | HMST [ Nasdaq ] | FBR Capital Markets | 2012-02-10 Opened 2012-02-07 Terms Added 2011-12-08 Postponed 2011-11-03 Terms Added 2011-08-09 Filed | Opened |
| FX Alliance, Inc. | FX [ NYSE ] | BofA Merrill Lynch | 2012-02-09 Opened 2012-01-27 Terms Added 2011-09-19 Filed | Opened |
| Caesars Entertainment Corporation | CZR [ Nasdaq ] | Credit Suisse | 2012-02-08 Opened 2012-02-02 Terms Added 2011-11-01 refiled 2010-11-05 Filed 2010-11 Postponed | Opened |
| Epam Systems, Inc. | EPAM [ NYSE ] | Citi | 2012-02-08 Opened 2012-01-23 Terms Added 2011-09-26 Amendment 2011-06-10 Filed | Opened |
| Roundys | RNDY [ NYSE ] | Credit Suisse | 2012-02-08 Opened 2012-01-26 Terms Added 2011-12-05 Filed | Opened |
| Radius Health | RDUS [ Nasdaq ] | UBS Investment Bank | 2012-02-06 Filed | They are a biopharmaceutical company focused on developing new therapeutics for the treatment of osteoporosis and other women's health conditions. |
| Cempra Holdings | CEMP [ Nasdaq ] | Stifel Nicolaus Weisel | 2012-02-03 Opened 2012-01-13 Terms Added 2011-10-12 Filed | Opened |
| Matador Resources Company | MTDR [ NYSE ] | RBC Capital Markets | 2012-02-02 Opened 2012-01-19 Terms Added 2011-08-12 Filed | Opened |
| AVG Technologies | AVG [ NYSE ] | Morgan Stanley | 2012-02-02 Opened 2012-01-13 Filed | Opened |
| Greenway Medical Technologies, Inc. | GWAY [ NYSE ] | J.P. Morgan | 2012-02-02 Opened 2012-01-18 Terms Added 2011-09-23 Amendment 2011-07-15 Filed | Opened |
| Platinum Energy Solutions, Inc. | FRAC [ NYSE ] | Morgan Stanley | 2012-02-02 Postponed 2012-01-23 Terms Added 2011-09-28 Filed | Postponed |
| Marathon Real Estate Mortgage | MRE | Credit Suisse | 2012-02-02 Withdrawn 2009-08-28 Filed | Withdrawn |
| U.S. Silica Holdings | SLCA [ NYSE ] | Morgan Stanley | 2012-02-01 Opened 2012-01-17 Terms Added 2011-07-18 Filed | Opened |
| IntelePeer, Inc. | PEER [ Nasdaq ] | J.P. Morgan | 2012-02-01 Withdrawn 2012-01-26 Postponed 2012-01-11 Terms Added 2011-05-10 Filed | Postponed |
| Reply! | RPLY [ Nasdaq ] | Jefferies | 2012-02-01 Withdrawn 2010-02-22 Filed | Withdrawn |
| Younan Properties | YPI [ NYSE ] | BofA Merrill Lynch | 2012-01-31 Withdrawn 2010-10-18 Amendment 2010-04-09 Filed | Withdrawn |
| Verastem, Inc. | VSTM [ Nasdaq ] | UBS Investment Bank | 2012-01-27 Opened 2012-01-13 Terms Added 2011-11-03 Filed | Opened |
| Three Rivers Operating Company | TROC [ NYSE ] | Goldman Sachs | 2012-01-27 Filed | They are an independent exploration and production company engaged in the exploration, development, production and acquisition of oil and natural gas in the Permian Basin of West Texas and Southeast New Mexico. |
| Brand Energy | BEI | Goldman Sachs | 2012-01-27 Withdrawn 2008-07-17 Filed | Withdrawn |
| Del Frisco's Restaurant Group | TBD [ Nasdaq ] | Deutsche Bank Securities | 2012-01-24 Refiled 2008-12 Withdrawn 2007-10-23 Filed | They develop, own and operate three contemporary, high end, complementary restaurant concepts: Del Frisco's Double Eagle Steak House, Sullivan's Steakhouse and Del Frisco's Grille. |
| ChemoCentryx | CCXI [ Nasdaq ] | J.P. Morgan | 2012-01-23 Terms Added 2011-10-14 Refiled 2008-11-11 Withdrawn 2007-11-09 Filed | They are a biopharmaceutical company specializing in orally-administered drugs and therapies for auto-immune diseases. |
| Renewable Energy Group | REGI [ Nasdaq ] | UBS Investment Bank | 2012-01-19 Opened 2012-01-03 Terms Added 2011-07-18 Filed | Opened |
| Cementos Pacasmayo S.A.A. | CPAC [ NYSE ] | J.P. Morgan | 2012-01-19 Terms Added 2012-01-06 Filed | They are a leading Peruvian cement company, and the only cement manufacturer in the northern region of Peru. They have applied for listing of their ADSs on the New York Stock Exchange under the symbol "CPAC". Their common shares and our non-voting investment shares are listed on the Lima Stock Exchange (Bolsa de Valores de Lima) under the symbols "CPACASC1" and "CPACASCI1", respectively. On January 17, 2012, the last reported sales price of their common shares on the Lima Stock Exchange was S/.5.84 per common share (equivalent to US$10.85 per ADS based on the exchange rate on such date). |
| Sprott Physical Platinum and Palladium Trust | SPPP [ NYSE ] | Morgan Stanley | 2012-01-13 Filed | They seek to provide a secure, convenient and exchange-traded investment alternative for investors interested in holding physical platinum and palladium bullion without the inconvenience that is typical of a direct investment in physical platinum and palladium bullion. |
| Cinco Resources | CINC [ Nasdaq ] | Citigroup | 2012-01-12 Filed | They are an independent exploration and production company focused on the acquisition and development of unconventional oil and natural gas resources. |
| Extend Health | XH [ NYSE ] | Morgan Stanley | 2012-01-06 Filed | They are a leading provider of health benefit management services and operates the largest private Medicare exchange in the United States. |
| Ute Energy | UTE [ NYSE ] | Credit Suisse | 2012-01-05 Filed | They are an independent oil and natural gas company engaged in the exploration, development, production and acquisition of oil and natural gas reserves with a primary focus on acquiring and developing oil reserves. |
| Artisan Partners Asset Management | APAM | Citi | 2011-12-29 Withdrawn 2011-04-06 Filed | Withdrawn |
| Lucid, Inc. | LUCD [ Nasdaq ] | Roth Capital Partners | 2011-12-28 Opened 2011-09-20 Filed | Opened |
| Gogo Inc. | GOGO | Morgan Stanley | 2011-12-23 Filed | They are the world's leading provider of in-flight connectivity and a pioneer in wireless in-cabin digital entertainment solutions. |
| Cantor Entertainment Technology | CETI [ Nasdaq ] | Cantor Fitzgerald & Co. | 2011-12-22 Filed | They are a leading technology company that provides, through our subsidiary Cantor G&W (Nevada), software, services, data and content to the gaming industry and additional entertainment channels worldwide. |
| NBH Holdings | TBD [ NYSE ] | Goldman Sachs | 2011-12-22 Amendment 2011-11-14 Filed | They are a bank holding company that operates a network of 103 banking centers in Kansas and Colorado. |
| Avast Software | AVST | UBS Investment Bank | 2011-12-21 Filed | They provide the world's most widely-used consumer security software through a freemium model. |
| NDS Group Holdings | NDSG [ NYSE ] | Morgan Stanley | 2011-12-19 Filed | They are a leading global provider of end-to-end software solutions to the pay-television industry. |
| Inergy Midstream, L.P. | NRGM [ NYSE ] | Morgan Stanley | 2011-12-16 Opened 2011-12-06 Terms Added 2011-08-24 Filed | Opened |
| Coskata, Inc. | TBD [ Nasdaq ] | Citigroup | 2011-12-16 Filed | They are a technology leader in renewable fuels and bio-based chemicals. |
| Fusionstorm Global, Inc. | FSTM [ Nasdaq ] | FBR Capital Markets | 2011-12-16 Postponed 2011-11-22 Terms Added 2011-10-18 Amendment 2011-08-12 Filed | Postponed |
| Zheng Hui Industry Corp. | ZHIC [ Nasdaq ] | Rodman & Renshaw | 2011-12-16 Withdrawn 2011-03-23 Amendment 2010-07-12 Filed | Withdrawn |
| Bonanza Creek Energy, Inc. | BCEI [ NYSE ] | Morgan Stanley | 2011-12-15 Opened 2011-12-05 Terms Added 2011-06-07 Filed | Opened |
| Laredo Petroleum Holdings, Inc. | LPI [ NYSE ] | J.P. Morgan | 2011-12-15 Opened 2011-11-28 Terms Added | Opened |
| Luxfer Holdings PLC | LXFR [ NYSE ] | Jefferies | 2011-12-14 Postponed 2011-12-02 Filed | Postponed |
| Sanchez Energy Corporation | SN [ NYSE ] | Johnson Rice & Co. | 2011-12-14 Opened 2011-11-28 Terms Added 2011-09-01 Filed | Opened |
| Newgistics, Inc. | NEWG [ Nasdaq ] | Stifel Nicolaus Weisel | 2011-12-14 Withdrawn 2011-03-10 Filed | Withdrawn |
| Jive Software, Inc. | JIVE [ Nasdaq ] | Morgan Stanley | 2011-12-13 Opened 2011-11-30 Terms Added 2011-08-24 Filed | Opened |
| Northern Tier Energy | NTI [ NYSE ] | Goldman Sachs | 2011-12-13 Filed | They are an independent downstream energy company with refining, retail, and pipeline operations that serve the PADD II region of the United States. |
| China For-Gen | CFG [ NYSE ] | Maxim Group LLC | 2011-12-13 Withdrawn 2011-01-07 Filed | Withdrawn |
| Memorial Production Partners LP | MEMP [ Nasdaq ] | Citi | 2011-12-09 Opened 2011-11-30 Terms Added 2011-11-09 Terms Added 2011-06-23 Filed | Opened |
| Rose Rock Midstream, L.P. | RRMS [ NYSE ] | Barclays Capital | 2011-12-09 Opened 2011-12-01 Terms Added 2011-08-12 Filed | Opened |
| Mascoma Corporation | MCM [ NYSE ] | Morgan Stanley | 2011-12-09 Amendment 2011-09-16 Filed | They are a renewable fuels company that has developed innovative technology for the low-cost conversion of abundant biomass. |
| Peak Resorts, Inc. | PEAK [ Nasdaq ] | Raymond James | 2011-12-08 Postponed 2011-11-21 Terms Added 2011-04-18 Filed | Postponed |
| WhiteSmoke, Inc. | WHSM [ Nasdaq ] | Aegis Capital Corp | 2011-12-08 Postponed 2011-11-22 ReScheduled 2011-11-21 Postponed 2011-05-12 Filed | Postponed |
| China Dredging Group | CLFF [ Nasdaq ] | Chardan Capital Markets | 2011-12-07 Withdrawn 2011-06-28 Amendment 2010-12-30 Filed | Withdrawn |
| GlassHouse Technologies | GLAS [ Nasdaq ] | Stifel Nicolaus Weisel | 2011-12-07 Withdrawn 2011-09-09 Amendment 2010-01-28 Filed | Withdrawn |
| National Beef NBP | NBP | BofA Merrill Lynch | 2011-12-07 Withdrawn 2010-04-21 Filed 2010-04 Postponed | Withdrawn |
| Mid-Con Energy Partners, LP | MCEP [ Nasdaq ] | RBC Capital Markets | 2011-12-02 Terms Added 2011-08-12 Filed | They are a Delaware limited partnership formed in July 2011 to own, operate, acquire, exploit and develop producing oil and natural gas properties in North America, with a focus on the Mid-Continent region of the United States. |
| Mountain Valley Spring | WATR [ Nasdaq ] | Rodman & Renshaw | 2011-12-02 Filed | They are in the business of bottling and selling natural spring water and manufacturing preformed bottles and finished bottles from polyethylene terephthalate resin. |
| WPX Energy | WPX [ NYSE ] | Barclays Capital | 2011-12-01 Withdrawn 2011-09-01 Amendment 2011-07-19 Filed | Withdrawn |
| Velocity Commercial Capital, Inc. | VCC [ NYSE ] | Credit Suisse | 2011-12-01 Withdrawn 2011-05-13 Amendment 2010-08-27 Filed | Withdrawn |
| Panther Expedited Services | PTHR | J.P. Morgan | 2011-11-29 Withdrawn 2010-08-06 Filed | Withdrawn |
| Manning & Napier, Inc. | MN [ NYSE ] | BofA Merrill Lynch | 2011-11-18 Opened 2011-11-07 Terms Added 2011-07-01 Filed | Opened |
| Intermolecular, Inc. | IMI [ Nasdaq ] | Morgan Stanley | 2011-11-18 Opened 2011-11-07 Terms Added 2011-07-29 Filed | Opened |
| Mattress Firm Holding Corp. | MFRM [ Nasdaq ] | Barclays Capital | 2011-11-18 Opened 2011-11-07 Terms Added 2011-06-10 Filed | Opened |
| Digital Domain Media Group, Inc. | DDMG [ NYSE ] | Roth Capital Partners | 2011-11-18 Opened 2011-11-04 Terms Added 2011-09-20 Amendment 2011-05-16 Filed | Opened |
| Delphi Automotive PLC | DLPH [ NYSE ] | Goldman Sachs | 2011-11-17 Opened 2011-11-07 Terms Added 2011-08-19 Amendment 2011-05-25 Filed | Opened |
| Applied Medical Corporation | TBD | WR Hambrecht & Co. | 2011-11-16 Filed | We develop, manufacture and market medical devices for general, colorectal, bariatric, vascular, gynecological, urological and pediatric surgical procedures. |
| PBF Energy | PBF [ NYSE ] | Citi | 2011-11-14 Filed | They are one of the leading independent petroleum refiners and suppliers of unbranded transportation fuels, heating oil, petrochemical feedstocks, lubricants and other petroleum products in the United States. |
| BioAmber | BIOA | Goldman Sachs | 2011-11-14 Filed | They are a next-generation chemicals company; their technology platform combines industrial biotechnology, an innovative purification process and chemical catalysis to convert renewable feedstocks into chemicals that are cost-competitive replacements for petroleum-derived chemicals. |
| Muni Funding Company of America | MUNF [ Nasdaq ] | Ladenburg Thalmann & Co. | 2011-11-14 Withdrawn 2010-05-14 Filed | Withdrawn |
| Chesapeake Granite Wash Trust | CHKR [ NYSE ] | Morgan Stanley | 2011-11-11 Opened 2011-10-18 Terms Added 2011-09-19 Filed 2011-09-16 Amendment | Opened |
| NewLink Genetics | NLNK [ Nasdaq ] | Stifel Nicholaus Weisel | 2011-11-11 Opened 2011-10-26 Filed | Opened |
| LRR Energy, LP | LRE [ NYSE ] | Wells Fargo | 2011-11-11 Opened 2011-10-28 Terms Added 2011-05-06 Filed | Opened |
| Pacific Drilling | PACD [ NYSE ] | Morgan Stanley | 2011-11-11 Opened 2011-11-07 Filed | Opened |
| LaShou Group | LASO [ Nasdaq ] | Barclays Capital | 2011-11-10 Postponed 2011-11-07 Terms Added 2011-10-28 Filed | Postponed |
| Smith Electric Vehicles | SMTH [ Nasdaq ] | UBS Investment Bank | 2011-11-10 Filed | They design, produce and sell zero emission commercial electric vehicles designed to be a superior performing alternative to traditional diesel trucks due to higher efficiency and lower total cost of ownership. |
| Spirit Finance Corporation | TBD [ NYSE ] | Morgan Stanley | 2011-11-10 Filed | They invest in single-tenant, operationally essential real estate throughout the United States that is leased on a long-term, triple-net basis primarily to tenants engaged in retail, service and distribution industries. |
| Imperva | IMPV [ NYSE ] | J.P. Morgan | 2011-11-09 Opened 2011-10-27 Filed 2011-09-06 Amendment | Opened |
| South Valley Bancorp, Inc. | SVBT [ Nasdaq ] | D.A. Davidson & Co. | 2011-11-07 Withdrawn 2011-07-29 Filed | Withdrawn |
| Groupon, Inc. | GRPN [ Nasdaq ] | Morgan Stanley | 2011-11-04 Opened 2011-10-21 Terms Added 2011-10-07 Amendment 2011-09-23 Filed | Opened |
| Enduro Royalty Trust | NDRO [ NYSE ] | Barclays Capital | 2011-11-03 Opened 2011-10-27 Filed | Opened |
| Rentech Nitrogen Partners, L.P. | RNF [ NYSE ] | Morgan Stanley | 2011-11-03 Opened 2011-10-26 Filed | Opened |
| Midland States Bancorp | MSBI | Sandler O'Neill | 2011-10-31 Withdrawn 2011-08-10 Filed | Withdrawn |
| Isola Group | ISLA [ Nasdaq ] | UBS Investment Bank | 2011-10-31 Filed | They are a leading global material sciences company that designs, develops and manufactures copper-clad laminate and prepreg used to fabricate advanced multilayer printed circuit boards. |
| Bluestem Brands, Inc. | BSTM [ Nasdaq ] | Deutsche Bank Securities | 2011-10-31 Terms Added 2011-04-21 Filed | They are a leading national multi-brand, multi-channel retailer of a broad selection of name brand and private label general merchandise. |
| Global Brass and Copper Holdings | BRSS [ NYSE ] | Goldman Sachs | 2011-10-28 Filed | They are a leading, value-added converter, fabricator, distributor and processor of specialized copper and brass products in North America. |
| Cutanea Life Sciences | CTNA [ Nasdaq ] | Brean Murray | 2011-10-24 Withdrawn 2010-11-09 Filed | Withdrawn |
| ZELTIQ Aesthetics, Inc. | ZLTQ [ Nasdaq ] | J.P. Morgan | 2011-10-19 Opened 2011-10-07 Terms Added 2011-09-23 Amendment 2011-07-13 Filed | Opened |
| Staffmark Holdings, Inc. | STMK [ NYSE ] | UBS Investment Bank | 2011-10-19 Withdrawn 2011-04-12 Filed | Withdrawn |
| Liberty Mutual Agency Corporation | LMA | Citi | 2011-10-18 Withdrawn 2010-09-13 Filed 2010-09 Postponed | Postponed |
| Glacier Water Services, Inc. | DRNK [ Nasdaq ] | William Blair | 2011-10-18 Withdrawn 2011-05-13 Filed | Withdrawn |
| Ubiquiti Networks | UBNT [ Nasdaq ] | UBS Investment Bank | 2011-10-14 Opened 2011-10-04 terms added 2011-06-17 Filed | Opened |
| ERA Group, Inc. | ERA [ NYSE ] | Goldman Sachs | 2011-10-14 Amendment 2011-08-01 Filed | They are one of the largest helicopter operators in the world and the longest serving helicopter transport operator in the United States, which is their primary area of operations. |
| Sinocom Pharmaceutical, Inc. | TBD [ Nasdaq ] | Cowen & Co. | 2011-10-13 Withdrawn 2011-05-05 Filed | Withdrawn |
| Armstrong Energy | TBD [ Nasdaq ] | FBR Capital Markets | 2011-10-12 Filed | They are a diversified producer of low chlorine, high sulfur thermal coal from the Illinois Basin with both surface and underground mines. |
| Armstrong Resource Partners, L.P. | TBD [ Nasdaq ] | Raymond James | 2011-10-12 Filed | They are a royalty business that owns and manages mineral reserves. |
| Exa Corporation | EXA [ Nasdaq ] | Stifel Nicolaus Weisel | 2011-10-07 Amendment 2011-08-03 Filed | They develop, sell and support simulation software and services that vehicle manufacturers use to enhance the performance of their products, reduce product development costs and improve the efficiency of their design and engineering processes. |
| Glori Energy Inc. | GLRI [ Nasdaq ] | Credit Suisse | 2011-10-04 Filed | They are a clean-energy company that uses biotechnology designed to release potentially large quantities of oil that remain trapped in oil reservoirs after implementation of conventional oilfield technologies. |
| Xunlei Limited | XNET | J.P. Morgan | 2011-10 Withdrawn 2011-07-01 Filed | Withdrawn |
| The Aveon Group L.P. | AVO | J.P. Morgan | 2011-09-30 Filed 2011-02 Withdrawn | Withdrawn |
| CyOptics | CYOP [ Nasdaq ] | J.P. Morgan | 2011-09-30 Amendment 2011-08-12 Filed | They are a leading platform-based provider of core optical technologies enabling bandwidth for high-speed networks. |
| Dave & Busters Entertainment, Inc. | PLAY | Goldman Sachs | 2011-09-29 Amendment 2011-07-15 Filed | They are a leading owner and operator of high-volume venues that combine dining and entertainment in North America for both adults and families. |
| Eloqua Limited | ELOQ [ Nasdaq ] | J.P. Morgan | 2011-09-29 Amendment 2011-08-24 Filed | They are a leading provider of on-demand Revenue Performance Management, or RPM, software solutions that are designed to enable businesses to accelerate revenue growth and improve revenue predictability by automating, monitoring and measuring their complex marketing and sales initiatives. |
| Genomatica, Inc. | GENO [ Nasdaq ] | Morgan Stanley | 2011-09-29 Amendment 2011-08-24 Filed | They are a technology leader for the global chemical industry. |
| ReSearch Pharmaceutical Services | RPSE | Jefferies & Co. | 2011-09-28 Filed 2011-09 Withdrawn | Withdrawn |
| The Telx Group | TELX | Goldman Sachs | 2011-09-27 Filed 2011-09 Withdrawn | Withdrawn |
| Cloudary Corporation | READ [ NYSE ] | BofA Merrill Lynch | 2011-09-27 Amendment 2011-07 Postponed 2011-05-24 Filed | Postponed |
| Trellis Earth Products | TREL [ Nasdaq ] | Aegis Capital | 2011-09-23 Filed | They develop, market and sell bioplastics-based products for use primarily in the food service industry, including disposable deliware, cutlery, trash liners and shopping bags. |
| WhiteGlove Health | WGH [ NYSE ] | WR Hambrecht | 2011-09-22 Filed 2011-09 Withdrawn | Withdrawn |
| Fulcrum BioEnergy, Inc. | FLCM | UBS Investment Bank | 2011-09-22 Filed | They produce advanced biofuel from garbage. |
| Elevance Renewable Sciences, Inc. | ERSI [ Nasdaq ] | Morgan Stanley | 2011-09-20 Filed | They produce high performance specialty chemicals and intermediate chemicals from renewable natural oils. |
| Enova International, Inc. | ENVA [ NYSE ] | UBS Investment Bank | 2011-09-15 Filed | They are a leading provider of online financial services to alternative credit consumers in the United States, United Kingdom, Australia and Canada, with over 60 million website page views and over $2.0 billion in credit extended in 2010. |
| Americold Realty Trust | ACRE | Goldman Sachs | 2011-09-14 Filed 2010-12 Withdrawn | Withdrawn |
| FTS International Inc. | FTS [ NYSE ] | BofA Merrill Lynch | 2011-09-09 Filed | We are a leading independent provider of oil and natural gas well stimulation services and products with expertise in high-pressure hydraulic fracturing. |
| Restoration Hardware Holdings | TBD | BofA Merrill Lynch | 2011-09-09 Filed | They are one of the fastest growing and most innovative luxury brands in the home furnishings marketplace. |
| West Corporation | WEST [ Nasdaq ] | Goldman Sachs | 2011-09-09 Amendment 2009-11-06 Filed | They provide conferencing, notification and call center services. |
| Gamefly, Inc. | GFLY [ Nasdaq ] | BofA Merrill Lynch | 2011-09-09 Amendment 2010-02-10 Filed | They are the largest online video game rental subscription service in the United States. |
| BlueArc Corporation | BLRC [ Nasdaq ] | J.P. Morgan | 2011-09-08 Filed 2011-09 Withdrawn | Withdrawn |
| Prometheus Laboratories | RXDX | Goldman Sachs | 2011-09-07 Filed 2011-09 Withdrawn | Withdrawn |
| JTH Holding, Inc. | TAX [ NYSE ] | Jefferies | 2011-09-02 Filed | They are one of the leading providers of tax preparation services in the United States and Canada. |
| ILFC Holdings, Inc. | ILFC [ NYSE ] | Citigroup | 2011-09-01 Filed | They are the world's largest independent aircraft lessor. |
| MobiTv, Inc. | MBTV | J.P. Morgan | 2011-08-31 Filed | They are a leading provider of comprehensive managed services that deliver live and on-demand television and related media content across mobile devices, tablets, personal computers and other Internet-enabled consumer electronics. |
| Pioneer Power Solutions | PPSI | Oppenheimer & Co. | 2011-08-25 Filed 2011-08 Withdrawn | Withdrawn |
| SiGe Semiconductor | SIGE | Barclays Capital | 2011-08-18 Filed 2011-08 Withdrawn | Withdrawn |
| Tudou Holdings Limited | TUDO | Credit Suisse | 2011-08-17 Filed 2011-08 Opened | Opened |
| Pembrook Realty Capital, LLC | PRC [ NYSE ] | Deutsche Bank Securities | 2011-08-12 Filed | They are a newly formed Delaware limited liability company that will focus primarily on investing in target assets on both a taxable and U.S. federally tax-exempt basis. |
| Carbonite | CARB | BofA Merrill Lynch | 2011-08-11 Filed 2011-08 Opened | Opened |
| SandRidge Permian Trust | PER | Morgan Stanley | 2011-08-11 Filed 2011-08 Opened | Opened |
| Expedite 4 | TBD | Rodman & Renshaw | 2011-08-11 Withdrawn 2010-05-27 Filed | Withdrawn |
| Trustwave Holdings | TWAV | Morgan Stanley | 2011-08-10 Filed 2011-08 Postponed | Postponed |
| Cathay Industrial Biotech | CBIO | Morgan Stanley | 2011-08-06 Filed 2011-08 Postponed | Postponed |
| Eola Property Trust | EOLA | BofA Merrill Lynch | 2011-08-05 Filed 2011-08 Withdrawn | Withdrawn |
| Apache Design Solutions | APAD | Deutsche Bank Securities | 2011-08-05 Filed 2011-08 Withdrawn | Withdrawn |
| Orchid Island Capital, Inc. | ORC | Barclays Capital | 2011-08-05 Filed 2011-08 Withdrawn | Withdrawn |
| Chuy's Holdings | TBD [ Nasdaq ] | Jefferies | 2011-08-05 Filed | They are a fast-growing, value-driven, full-service restaurant concept offering a distinct menu of authentic, high-quality Mexican food. |
| CPG International, Inc. | AZEK [ NYSE ] | Barclays Capital | 2011-08-05 Amendment 2011-04-22 Filed | They are a leading manufacturer and innovator of low maintenance, premium branded synthetic building products that are replacing wood, wood composites, metal and other materials in the residential, institutional, commercial and industrial end-markets. |
| Richmond Honan Medical Properties, Inc. | MOB [ NYSE ] | Baird | 2011-08-03 Filed | They are a fully-integrated, self-managed real estate company that acquires, owns, manages, develops and re-develops medical office buildings that are strategically aligned with healthcare delivery systems through proximity, including on-campus properties, as well as through tenancy and other arrangements. |
| AgFeed Animal Nutrition Holdings | AGF | Rodman & Renshaw | 2011-08-02 Filed 2011-08 Withdrawn | Withdrawn |
| IMH Financial Corporation | IFC | TBD | 2011-08-02 Filed 2011-08 Withdrawn | Withdrawn |
| ArborGen Inc. | ARBR | Goldman Sachs | 2011-08-01 Filed 2011-08 Withdrawn | Withdrawn |
| Great White Energy Services | JAWS | Raymond James | 2011-08-01 Filed 2011-08 Withdrawn | Withdrawn |
| Horizon Pharma | HZNP | Stifel Nicolaus Weisel | 2011-07-28 Filed 2011-07 Opened | Opened |
| ADS Tactical | ADSI | J.P. Morgan | 2011-07-27 Filed 2011-07 Withdrawn | Withdrawn |
| Morgan Properties Trust | MPT [ NYSE ] | BofA Merrill Lynch | 2011-07-27 Filed | They are a REIT specializing in the multifamily properties in the Tri-State and D.C. metropolitan areas. |
| Sprague Resources LP | SRLP [ NYSE ] | Barclays Capital | 2011-07-27 Filed | They are a Delaware limited partnership engaged in the purchase, storage, distribution and sale of refined petroleum products, which they refer to as refined products, and natural gas, and they also provide storage and handling services for a broad range of materials. |
| Monroe Capital Corporation | MRCC [ Nasdaq ] | RBC Capital Markets | 2011-07-25 Amendment 2011-03-04 Filed | They are a newly-formed, specialty finance company focused on providing financing primarily to lower middle-market companies in the United States and Canada |
| NEXX Systems | NEXX [ Nasdaq ] | Needham & Company | 2011-07-22 Filed | They manufacture highly-engineered semiconductor process equipment automating device packaging. |
| Planet Payment | PLPM | J.P. Morgan | 2011-07-21 Filed | They are the leading provider of international payment processing and multi-currency processing services. |
| Force 10 Networks, Inc. | FTEN | J.P. Morgan | 2011-07-20 Filed 2011-07 Withdrawn | Withdrawn |
| ConvergEX | CVGX | J.P. Morgan | 2011-07-20 Filed 2011-07 Withdrawn | Withdrawn |
| AmREIT, Inc. | AMRE | Jefferies & Co. | 2011-07-19 Filed | They are a full-service, vertically integrated and self-administered real estate investment trust, or REIT, that owns, operates, acquires and selectively develops and redevelops primarily neighborhood and community shopping centers located in high-traffic, densely populated, affluent areas with significant barriers to entry. |
| C and J Energy Services, Inc. | CJES | Goldman Sachs | 2011-07-18 Filed 2011-07 Opened | Opened |
| American Midstream Partners, LP | AMID | Citi | 2011-07-18 Filed 2011-07 Opened | Opened |
| Teavana Holdings, Inc. | TEA | BofA Merrill Lynch | 2011-07-18 Filed 2011-07 Opened | Opened |
| Trinseo S.A. | TSE | Deutsche Bank Securities | 2011-07-18 Filed | They are a global materials company engaged in the manufacture of specialty polymers and plastics. |
| Red Stone Tax Exempt Partners LP | RTEP [ Nasdaq ] | Deutsche Bank Securities | 2011-07-18 Filed | They are a newly-organized limited partnership formed to invest in, finance and manage a portfolio of U.S. federally tax-exempt mortgage revenue bonds that are issued by state and local housing authorities to provide debt capital for affordable multifamily housing properties throughout the United States. |
| Chefs' Warehouse Holdings, LLC | CHEF | Jefferies | 2011-07-15 Filed 2011-07 Opened | Opened |
| Norwegian Cruise Line Holdings Ltd. | NCLH | UBS Investment Bank | 2011-07-15 Filed | They are a leading global cruise line operator, offering cruise experiences for travelers with a wide variety of itineraries in North America (including Alaska and Hawaii), the Mediterranean, the Baltic, Central America, Bermuda and the Caribbean. |
| Oiltanking Partners, L.P. | OILT | Citi | 2011-07-14 Filed 2011-07 Opened | Opened |
| Wesco Aircraft Holdings | WAIR | Barclays Capital | 2011-07-14 Filed 2011-07 Opened | Opened |
| Impinj, Inc. | TBD | Morgan Stanley | 2011-07-14 Amendment 2011-04-21 Filed | They are the leading provider of UHF RFID solutions for identifying, locating and authenticating everyday items. |
| ALDA Office Properties, Inc. | AOPI [ Nasdaq ] | Maxim Group LLC | 2011-07-12 Filed | They are a full-service, internally-managed real estate company focused on owning, operating and acquiring office properties in select markets primarily in Northern and Southern California. |
| MacDermid Group | MRD [ NYSE ] | Credit Suisse | 2011-07-11 Filed | They are a global producer of high technology specialty chemical products and provider of technical services with a proven track record of success and innovation spanning our 89-year history. |
| Skullcandy, Inc. | SKUL | BofA Merrill Lynch | 2011-07-08 Filed 2011-07 Opened | Opened |
| Sunshine Silver Mines | AGS [ NYSE ] | UBS Investment Bank | 2011-07-07 Filed | They are a U.S.-based precious metals exploration and development company with the objective of becoming a premier silver producer. |
| Silver Spring Networks, Inc. | SSNI [ NYSE ] | Morgan Stanley | 2011-07-07 Filed | They provide a leading networking platform and solutions that enable utilities to transform the power grid infrastructure into the smart grid. |
| SunCoke Energy, Inc. | SXC | Credit Suisse | 2011-07-06 Filed 2011-07 Opened | Opened |
| Zillow, Inc. | Z | Citi | 2011-07-06 Filed 2011-07 Opened | Opened |
| Independent Bank Corporation | IBCP | Stifel Nicolaus | 2011-07-06 Withdrawn 2010-07-08 Filed | Withdrawn |
| TransUnion Corp. | TRUN [ NYSE ] | BofA Merrill Lynch | 2011-07-05 Filed | They are a leading global provider of information and risk management solutions. |
| BioLineRx Ltd. | BLRX | JMP Securities | 2011-07-01 Filed 2011-07 Withdrawn | Withdrawn |
| NCL Corporation | TBD | TBD | 2011-07 Withdrawn 2010-10-26 Filed | Withdrawn |
| Avenue Capital Mortgage REIT Inc. | AVRE | TBD | 2011-06-29 Filed | They are a newly organized Maryland corporation formed primarily to invest in, finance and manage residential mortgage assets, including jumbo mortgage loans and RMBS, as well as other mortgage-related assets, which we refer to as our target assets. |
| ESCO Corporation | ESCO [ Nasdaq ] | Goldman Sachs | 2011-06-28 Amendment 2011-05-02 Filed | They are a leading, independent designer, developer and manufacturer of highly engineered wear parts and replacement products used in surface mining, infrastructure development, power generation, aerospace and industrial applications. |
| Aspen Aerogels, Inc. | ASPN | Goldman Sachs | 2011-06-24 Filed | They are an energy efficiency company that designs, develops and manufactures innovative, high-performance aerogel insulation. |
| KiOR | KIOR | Credit Suisse | 2011-06-23 Filed 2011-06 Opened | Opened |
| Liposcience, Inc. | LPDX [ Nasdaq ] | Barclays Capital | 2011-06-23 Filed | They are an in vitro diagnostic company committed to advancing patient care in cardiovascular, metabolic and other diseases using our innovative and proprietary technology platform based on nuclear magnetic resonance, or NMR. |
| North American Financial Holdings, Inc. | TBD [ Nasdaq ] | Credit Suisse | 2011-06-23 Filed | They are a bank holding company incorporated in late 2009 with the goal of creating a regional banking franchise in the southeastern region of the United States through organic growth and acquisitions of other banks, including failed, underperforming and undercapitalized banks. |
| Stewart & Stevenson | SNS | J.P. Morgan | 2011-06-22 Filed 2011-06 Postponed | Postponed |
| Centre Lane Investment Corp. | CNLI | Stifel Nicolaus | 2011-06-21 Filed 2011-06 Postponed | Postponed |
| HomeAway, Inc. | AWAY | Morgan Stanley | 2011-06-16 Filed 2011-06 Opened | Opened |
| Pandora Media, Inc. | P | Morgan Stanley | 2011-06-10 Filed 2011-06 Opened | Opened |
| Ambarella, Inc. | AMBA | Morgan Stanley | 2011-06-10 Filed | They are a leading developer of semiconductor processing solutions for video that enable high-definition video capture, sharing and display. |
| Fidus Investment Corporation | FDUS | Morgan Keegan | 2011-06-10 Filed 2011-06 Opened | Opened |
| Avaya Holdings Corp | AVYA | Morgan Stanley | 2011-06-09 Filed | They are a leading global provider of next-generation business collaboration and communications solutions that bring people together with the right information at the right time in the right context, enabling business users to improve their efficiency and quickly solve critical business challenges. |
| USA Compression Partners, LP | USAC [ NYSE ] | Barclays Capital | 2011-06-09 Filed | They are a growth-oriented Delaware limited partnership and one of the largest independent providers of compression services in the U.S. |
| Tripwire | TPWR | J.P. Morgan | 2011-06-07 Filed 2011-06 Withdrawn | Withdrawn |
| Vanguard Health Systems, Inc. | VHS | BofA Merrill Lynch | 2011-06-06 Filed 2011-06 Opened | Opened |
| Reunion Hospitality Trust | RBSC [ Nasdaq ] | FBR Capital Markets | 2011-06-03 Filed | They are a hospitality REIT with a focus on distressed assets in the United States and Canada. |
| Geotag | GTG | C.K. Cooper | 2011-06-02 Filed 2011-06 Withdrawn | Withdrawn |
| Global Aviation Holdings | GLAH | Morgan Stanley | 2011-06-02 Filed 2011-06 Withdrawn | Withdrawn |
| Sabre Industries | SABR | Stifel Nicolaus Weisel | 2011-06-02 Filed 2011-06 Withdrawn | Withdrawn |
| China Oumei Real Estate, Inc. | OMEI [ Nasdaq ] | Brean Murray | 2011-06-01 Amendment 2011-03-22 Filed | They are one of the leading real estate development companies located in Qingdao, Shandong province, China. |
| Cortina Systems | CRTN [ Nasdaq ] | J.P. Morgan | 2011-06-01 Amendment 2011-03-15 Filed | They are a leading provider of high-performance communications semiconductor solutions enabling next generation network connectivity and efficient bandwidth delivery from the core network to the home network. |
| Ellie Mae | ELLI | Barclays Capital | 2011-06 Opened 2011-03-28 Filed | Opened |
| Compressco Partners, L.P. | GSJK | Raymond James | 2011-06 Opened 2011-02-10 Filed | Opened |
| Ambit Biosciences Corporation | AMBT | J.P. Morgan | 2011-06 Withdrawn 2010-11-05 Filed | Withdrawn |
| Taomee Holdings Limited | TAOM | Credit Suisse | 2011-06 Opened 2011-05-24 Filed | Opened |
| CC Jewelry | TBD | TBD | 2011-05-27 Filed 2011-05 Withdrawn | Withdrawn |
| Newegg.com | EGGZ | J.P. Morgan | 2011-05-27 Filed 2011-05 Withdrawn | Withdrawn |
| Solazyme, Inc. | SZYM | Morgan Stanley | 2011-05-27 Filed 2011-05 Opened | Opened |
| Myriant Corporation | MYRT [ Nasdaq ] | UBS Investment Bank | 2011-05-27 Filed | They are an industrial biotechnology company focused on becoming a low-cost producer of high-value biochemicals that substitute for traditional petroleum-based industrial chemicals. |
| Nobao Renewable Energy Holdings Limited | NRE | Citi | 2011-05-26 Filed 2011-05 Withdrawn | Withdrawn |
| The Active Network | ACTV | BofA Merrill Lynch | 2011-05-25 Filed 2011-05 Opened | Opened |
| Skype | TBD | Goldman Sachs | 2011-05-20 Filed 2011-05 Withdrawn | Withdrawn |
| Portrait Innovations | PTRT | J.P. Morgan | 2011-05-20 Filed 2011-05 Withdrawn | Withdrawn |
| AutoGenomics | AGMX | Jefferies & Co. | 2011-05-18 Filed 2011-05 Withdrawn | Withdrawn |
| Advanced BioHealing | ABHB | BofA Merrill Lynch | 2011-05-17 Filed 2011-05 Withdrawn | Withdrawn |
| Schottenstein Realty Trust | SCRT | Raymond James | 2011-05-16 Filed 2011-05 Postponed | Postponed |
| BancTec, Inc. | BTEC | William Blair | 2011-05-13 Filed | They provide payment processing and document and content processing services and solutions. |
| Springleaf REIT Inc. | TBD [ NYSE ] | TBD | 2011-05-13 Filed | They are a leading U.S. residential real estate and consumer finance company with a long track record of originating, underwriting and servicing residential real estate loans and consumer loans |
| Bond Street Holdings, Inc. | TBD [ NYSE ] | Deutsche Bank Securities | 2011-05-13 Filed | They are a bank holding company with one wholly-owned national bank subsidiary, Premier American Bank, National Association, headquartered in Miami, Florida and operates 39 full-service retail bank branches in Florida. |
| SRAM International Corporation | SRAM [ Nasdaq ] | J.P. Morgan | 2011-05-12 Filed | They are a leading global designer, manufacturer and marketer of premium bicycle components. |
| Grand Farm | GRFM [ Nasdaq ] | Newbridge Securities Corporation | 2011-05-12 Filed | They currently produce three types of milled rice that they prepackage and sell under the "Grand Farm" brand to their distributors for wholesale and retail distributions throughout Fujian. |
| Lone Pine Resources | LPR | J.P. Morgan | 2011-05-11 Filed 2011-05 Opened | Opened |
| Prommis Solutions Holding | TBD | Credit Suisse | 2011-05-10 Filed 2011-05 Withdrawn | Withdrawn |
| Freescale Semiconductor Holdings I, Ltd. | FSL | Citi | 2011-05-09 Filed 2011-05 Opened | Opened |
| New Mountain Finance Corporation | NMFC | Goldman Sachs | 2011-05-09 Opened | Opened |
| Yandex N.V. | YNDX | Morgan Stanley | 2011-05-09 Filed 2011-05 Opened | Opened |
| VOC Energy Trust | VOC | Raymond James | 2011-05 Opened 2011-04-26 Filed | Opened |
| FriendFinder Networks, Inc. | FFN | Imperial Capital | 2011-05 Opened 2011-04-27 Filed | Opened |
| RLJ Lodging Trust | RLJ | BofA Merrill Lynch | 2011-05 Opened 2011-02-02 Filed | Opened |
| Kosmos Energy, Ltd. | KOS | Credit Suisse | 2011-05 Opened 2011-04-26 Filed | Opened |
| Boingo Wireless | WIFI | Credit Suisse | 2011-05 Opened 2011-04-13 Filed | Opened |
| Thermon Group Holdings, Inc. | THR | Barclays Capital | 2011-05 Opened 2011-04-13 Filed | Opened |
| NGL Energy Partners LP | NGL | Wells Fargo Securities | 2011-05 Opened 2011-04-28 Filed | Opened |
| NetQin Mobile | NQ | Piper Jaffray | 2011-05 Opened 2011-04-08 Filed | Opened |
| Renren Inc. | RENN | Morgan Stanley | 2011-05 Opened 2011-04-18 Filed | Opened |
| China Zenix Auto International Limited | ZX | Morgan Stanley | 2011-05 Opened 2011-04-27 Filed | Opened |
| Jiayuan.com International Ltd. | DATE | BofA Merrill Lynch | 2011-05 Opened 2011-04-20 Filed | Opened |
| Phoenix New Media | FENG | Morgan Stanley | 2011-05 Opened 2011-04-31 Filed | Opened |
| Fallbrook Technologies | TBD | CIBC World Markets | 2011-04-29 Filed 2011-04 Withdrawn | Withdrawn |
| Global Market Group Limited | GMC | Roth Capital | 2011-04-27 Filed 2011-04 Postponed | Postponed |
| Party City Holdings, Inc. | PRTY | Goldman Sachs | 2011-04-22 Filed | We are a global leader in decorated party supplies making it easy and fun to enhance special occasions with the widest assortment of innovative and exciting merchandise at a compelling value. |
| Targeted Medical Pharma, Inc. | TBD [ Nasdaq ] | Sunrise Securities Corp. | 2011-04-22 Filed | They are a specialty pharmaceutical company that develops and sells nutrient- and pharmaceutical-based therapeutic systems. |
| Mirion Technologies | MION | Credit Suisse | 2011-04-21 Filed 2011-04 Withdrawn | Withdrawn |
| Momentive Performance Materials Holdings | TBD | TBD | 2011-04-21 Filed | They are one of the world's largest global manufacturers of specialty chemicals and materials with leadership in the production of thermosetting resins, or thermosets, silicones and silicone derivatives. |
| Ryerson Holding Corporation | RYL [ NYSE ] | BofA Merrill Lynch | 2011-04-19 Filed | They are one of the largest processors and distributors of metals in North America measured in terms of sales, with operations in the United States, Canada, Mexico and an established and growing presence in China. |
| CastleRock Security | CRSC | Rodman & Renshaw | 2011-04-13 Filed 2011-04 Withdrawn | Withdrawn |
| Putnam Mortgage Opportunities | PMOC [ NYSE ] | Barclays Capital | 2011-04-12 Filed | They are a newly-organized Delaware corporation formed to invest primarily in residential mortgage-backed securities for which the principal and interest payments are guaranteed by a U.S. Government agency or a U.S. Government-sponsored entity. |
| Arbolada Capital Management Company | ACAP [ NYSE ] | Deutsche Bank Securities | 2011-04-12 Filed | They were formed to invest in, finance and manage residential mortgage-backed securities, including single-family residential mortgage pass-through securities and collateralized mortgage obligations. |
| TMS International | TMS | BofA Merrill Lynch | 2011-04-06 Filed 2011-04 Opened | Opened |
| Sagent Pharmaceuticals | SGNT | Morgan Stanley | 2011-04-06 Filed 2011-04 Opened | Opened |
| PIMCO REIT, Inc. | PIMR [ NYSE ] | Credit Suisse | 2011-04-05 Filed | They are a newly organized real estate finance company that intends to acquire, manage and finance, directly or through their subsidiaries, including Agency MBS, Non-Agency RMBS, CMBS, residential and commercial real estate loans, other commercial real estate debt, residential and commercial real estate-related assets and real estate assets. |
| Responsys, Inc. | MKTG | Morgan Stanley | 2011-04-04 Filed 2011-04 Opened | Opened |
| STAG Industrial, Inc. | STIR | BofA Merrill Lynch | 2011-04-04 Opened | Opened |
| Tesoro Logistics LP | TLLP | Citi | 2011-04-04 Filed 2011-04 Opened | Opened |
| Air Lease Corporation | AL | J.P. Morgan | 2011-04-04 Filed 2011-04 Opened | Opened |
| Box Ships Inc. | TEU | UBS Investment Bank | 2011-04-04 Filed 2011-04 Opened | Opened |
| PennantPark Floating Rate Capital | PFLT | Morgan Stanley | 2011-04-04 Filed 2011-04 Opened | Opened |
| 21Vianet Group, Inc. | VNET | Morgan Stanley | 2011-04-04 Filed 2011-04 Opened | Opened |
| Freedom Group | FG | BofA Merrill Lynch | 2011-04-01 Withdrawn 2010-05-17 Filed | Withdrawn |
| CVR Partners, LP | UAN | Morgan Stanley | 2011-04 Opened 2011-03-29 Filed | Opened |
| TMAC Mortgage Co. | TMAC | Deutsche Bank | 2011-04 Withdrawn 2011-03-11 Filed | Withdrawn |
| Legacy Healthcare Properties Trust | LRP | Jefferies & Co. | 2011-04 Withdrawn 2010-09-16 Filed | Withdrawn |
| Tranzyme | TZYM | Citi | 2011-04 Opened 2010-11-19 Filed | Opened |
| Zipcar, Inc. | ZIP | Goldman Sachs | 2011-04 Opened 2011-03-30 Filed | Opened |
| Aldagen | ALDH | Boenning & Scattergood | 2011-04 Withdrawn 2010-05-05 Filed | Withdrawn |
| SandRidge Mississippian Trust I | SDT | Raymond James | 2011-04 Opened 2011-03-30 Filed | Opened |
| Sequans Communications S.A. | SQNS | UBS Investment Bank | 2011-04 Opened 2011-03-22 Filed | Opened |
| Golar LNG Partners LP | GMLP | Citi | 2011-04 Opened 2011-03-30 Filed | Opened |
| Ally Financial Inc. | ALLY | Citi | 2011-03-31 Filed | They are a leading global auto finance company and former unit of GM (GMAC). |
| Insys Therapeutics, Inc. | INRX [ Nasdaq ] | Wells Fargo Securities | 2011-03-30 Filed | They are a specialty pharma preparing to commercialize a fentanyl spray to treat breakthrough cancer pain. |
| Neutron Energy | TBD [ NYSE ] | Roth Capital | 2011-03-30 Filed | They are a natural resource company engaged in the acquisition and exploration of uranium properties in the United States. |
| Toys R Us | TOYS [ NYSE ] | Goldman Sachs | 2011-03-28 Amendment 2010-05-28 Filed | They are the leading global specialty retailer of toys and juvenile products as measured by net sales. |
| Remy International | RMYI [ NYSE ] | J.P. Morgan | 2011-03-25 Filed | They are a global market leader in the design, manufacture, remanufacture, marketing and distribution of non-discretionary, rotating electrical components for light and commercial vehicles for original equipment manufacturers, or OEMs, and the aftermarket. |
| Planet Beach Franchising | PBFCU | C.K. Cooper | 2011-03-23 Filed 2011-03 Withdrawn | Withdrawn |
| Apollo Global Management | APO | Goldman Sachs | 2011-03-21 Filed 2011-03 Opened | Opened |
| Qihoo 360 Technology Co. Ltd. | QIHU | UBS Investment Bank | 2011-03-17 Filed 2011-03 Opened | Opened |
| Trident Resources | TZ | Deutsche Bank | 2011-03-09 Filed 2011-03 Withdrawn | Withdrawn |
| AG Financial Investment Trust | AGFI | JP Morgan | 2011-03-07 Filed 2011-03 Withdrawn | Withdrawn |
| Cornerstone OnDemand, Inc. | CSOD | Goldman Sachs | 2011-03-02 Filed 2011-03 Opened | Opened |
| China Sunflower Group Limited | TBD [ Nasdaq ] | Rodman & Renshaw | 2011-03-02 Amendment 2010-12-30 Filed | They are among the leading companies in the sunflower industry in China and promote green agriculture in Gansu Province. |
| Greenwich Kahala Aviation Ltd. | GKH | FBR Capital Markets | 2011-03 Withdrawn 2011-02-17 Filed | Withdrawn |
| HCA Holdings, Inc. | HCA | BofA Merrill Lynch | 2011-03 Opened 2011-02-22 Filed | Opened |
| Verde Realty | RYI | Goldman Sachs | 2011-03 Withdrawn 2010-01-22 Filed | Withdrawn |
| Preferred Apartment Communities, Inc. | APTS | Wunderlich Securities | 2011-03 Opened 2010-12-14 Filed | Opened |
| Solar Senior Capital | SUNS | Citi | 2011-02-14 Filed 2011-02 Opened | Opened |
| China Wesen Recycling Technology, Inc. | TBD [ Nasdaq ] | WestPark Capital | 2011-02-11 Filed | They recycle engineering plastics from complex waste streams and end-of-life plastic-rich durable goods such as computer and business equipment, household appliances, house wares, toys and many other sources. |
| Lighting Science Group Corporation | LSGC | Credit Suisse | 2011-02-10 Filed | They design and manufacture LED-based retrofit lamps and luminaires. |
| Primus Therapeutics, Inc. | PRTH [ Nasdaq ] | Maxim Group | 2011-02-10 Filed | They plan to license, develop, market and sell consumer self-care products for preventing and ameliorating the symptoms of common ailments such as cough, cold, influenza, joint pain, gingivitis, products promoting cardiovascular health and analgesics for muscle pain/inflammation. |
| Kinder Morgan, Inc. | KMI | Goldman Sachs | 2011-02-03 Filed 2011-02 Opened | Opened |
| Masergy Communications | MSGY | BofA Merrill Lynch | 2011-02-03 Filed 2011-02 Withdrawn | Withdrawn |
| BG Medicine | BGMD | Lazard Capital Markets | 2011-02-01 Filed 2011-02 Opened | Opened |
| Trunkbow International Holdings | TBOW | Roth Capital | 2011-02 Opened 2011-01-06 Filed | Opened |
| MedQuist Holdings | MEDH | Lazard Capital Markets | 2011-02 Opened 2011-01-21 Filed | Opened |
| Wave2Wave | WAV | Aegis Capital | 2011-02 Postponed 2010-12-17 Filed | Postponed |
| Clarus Therapeutics | CLRS | Piper Jaffray | 2011-02 Withdrawn 2011-01-24 Filed | Withdrawn |
| Gevo, Inc. | GEVO | UBS Investment Bank | 2011-02 Opened 2011-01-19 Filed | Opened |
| Imperial Holdings | IFT | FBR Capital Markets | 2011-02 Opened 2011-01-12 Filed | Opened |
| Epocrates, Inc. | EPOC | J.P Morgan | 2011-02 Opened 2011-01-20 Filed | Opened |
| Tornier | TRNX | BofA Merrill Lynch | 2011-02 Opened 2011-01-18 Filed | Opened |
| China Century Dragon Media | TBD | WestPark Capital | 2011-02 Opened 2010-10-28 Filed | Opened |
| IASO Pharma | IASO | Ladenburg Thalmann | 2011-02 Postponed 2010-12-27 Filed | Postponed |
| NeoPhotonics Corporation | NPTN | J.P. Morgan | 2011-02 Opened 2011-01-18 Filed | Opened |
| Kips Bay Medical, Inc. | KIPS | Rodman & Renshaw | 2011-02 Opened 2011-01-18 Filed | Opened |
| AcelRx | ACRX | Piper Jaffray | 2011-02 Opened 2011-01-20 Filed | Opened |
| Zuoan Fashion Limited | ZA | Cowen & Co. | 2011-02 Opened 2011-01-04 Filed | Opened |
| Fluidigm Corporation | FLDM | Deutsche Bank Securities | 2011-02 Opened 2011-01-28 Filed | Opened |
| Summit Hotel Properties | INN | Deutsche Bank Securities | 2011-02 Opened 2011-01-28 Filed | Opened |
| Arizona Chemical | ARZ | Goldman Sachs | 2011-01-24 Filed 2011-01 Withdrawn | Withdrawn |
| BankUnited, Inc. | BKU | Morgan Stanley | 2011-01-18 Filed 2011-01 Opened | Opened |
| Adecoargro S.A. | AGRO | Credit Suisse | 2011-01-13 Filed 2011-01 Opened | Opened |
| Demand Media, Inc. | DMD | Goldman Sachs | 2011-01-12 Filed 2011-01 Opened | Opened |
| InterXion N.V. | INXN | BofA Merrill Lynch | 2011-01-12 Filed 2011-01 Opened | Opened |
| China SLP Filtration Technology, Inc. | SLPC | Brean Murray | 2011-01-07 Filed | They are a leading PRC-based manufacturer of nonwoven fabrics in the PRC. |
| BCD Semiconductor Manufacturing | BCDS | Jefferies & Co. | 2011-01-05 Filed 2011-01 Opened | Opened |
| American Assets Trust | AAT | BofA Merrill Lynch | 2011-01-03 Filed 2011-01 Opened | Opened |
| JBS USA Holdings | JBS | JP Morgan | 2011-01-03 Filed 2011-01 Withdrawn | Withdrawn |
| Pacific Office Properties Trust, Inc. | PCE | Credit Suisse | 2011-01-03 Filed 2011-01 Withdrawn | Withdrawn |
| Wintegra | WNTG | Barclays Capital | 2011-01 Withdrawn 2010-05-07 Filed | Withdrawn |
| Energy and Power Solutions | EPS | (tbd) | 2010-12-30 Filed 2010-12 Withdrawn | Withdrawn |
| BJB Career Education | BJB | Goldman Sachs (Asia) L.L.C. | 2010-12-22 Filed 2010-12 Withdrawn | Withdrawn |
| Ossen Innovations | OSN | Global Hunter Securities | 2010-12-13 Filed 2010-12 Opened | Opened |
| Fortegra Financial | FRF | Piper Jaffray | 2010-12-03 Filed 2010-12 Opened | Opened |
| Gain Capital Holdings, Inc. | GCAP | Morgan Stanley | 2010-12-02 Filed 2010-12 Opened | Opened |
| SS/L Holdings, Inc. | TBD [ Nasdaq ] | Credit Suisse | 2010-12-02 Filed | They are a leading designer, manufacturer and integrator of powerful satellites and satellite systems for commercial and government customers worldwide. |
| Walker & Dunlop, Inc. | WD | Credit Suisse | 2010-12-01 Filed 2010-12 Opened | Opened |
| Beceem Communications | BECM | J.P. Morgan | 2010-12-01 Filed 2010-12 Withdrawn | Withdrawn |
| RigNet, Inc. | RNET | Deutsche Bank Securities | 2010-12 Opened 2010-11-29 Filed | Opened |
| CTPartners Executive Search LLC | CTP | William Blair | 2010-12 Opened 2010-11-17 Filed | Opened |
| SemiLEDS Corporation | LEDS | BofA Merrill Lynch | 2010-12 Opened 2010-11-22 Filed | Opened |
| Swift Transportation Company | SWFT | Morgan Stanley | 2010-12 Opened 2010-11-30 Filed | Opened |
| Lentuo International Inc. | LAS | Cowen & Co. | 2010-12 Opened 2010-11-24 Filed | Opened |
| MIE Holdings | MIE | BofA Merrill Lynch | 2010-12 Withdrawn 2010-04-22 Filed | Withdrawn |
| NorthStar Healthcare Investors | NRH | [TBD] | 2010-12 Withdrawn 2009-12-07 Filed | Withdrawn |
| China Time Share Media | CTSM | Morgan Stanley | 2010-12 Withdrawn 2008-09-10 Filed | Withdrawn |
| Bona Film Group Limited | BONA | BofA Merrill Lynch | 2010-12 Opened 2010-11-17 Filed | Opened |
| Sky-mobi Limited | MOBI | Citi | 2010-12 Opened 2010-11-29 Filed | Opened |
| iSoftStone Holdings Limited | ISS | UBS Investment Bank | 2010-12 Opened 2010-11-30 Filed | Opened |
| E-Commerce China DangDang Inc. | DANG | Credit Suisse | 2010-12 Opened 2010-11-17 Filed | Opened |
| UCI International | UCII | BofA Merrill Lynch | 2010-11-29 Filed 2010-11 Withdrawn | Withdrawn |
| China Shengda Packaging | CPAK | Oppenheimer & Co. | 2010-11-23 Filed | They are a leading paper packaging company in China. |
| Peregrine Semiconductor | TBD [ Nasdaq ] | Deutsche Bank Securities | 2010-11-19 Filed | They are a fabless provider of radio frequency integrated circuits used in a variety of wireless applications. |
| Kayak Software Corporation | KYAK [ Nasdaq ] | Morgan Stanley | 2010-11-17 Filed | They operate an online platform that allows users to compare flight, hotel and travel information. |
| Everyday Health | EVDY | Goldman Sachs | 2010-11-12 Filed 2010-11 Withdrawn | Withdrawn |
| Syswin | SYSW | Morgan Stanley | 2010-11-11 Filed 2010-11 Opened | Opened |
| US Federal Properties Trust | USFP | Deutsche Bank Securities | 2010-11-09 Filed 2010-11 Withdrawn | Withdrawn |
| Rules-Based Medicine | RULE | Jefferies | 2010-11-09 Filed 2010-11 Withdrawn | Withdrawn |
| Bitauto Holdings Limited | BITA | Citi | 2010-11-04 Filed 2010-11 Opened | Opened |
| China Xiniya Fashion Limited | XNY | Cowen & Co. | 2010-11-04 Filed 2010-11 Opened | Opened |
| Booz Allen Hamilton | BAH | Morgan Stanley | 2010-11-04 Filed 2010-11 Opened | Opened |
| General Motors Company | GM | Morgan Stanley | 2010-11-03 Filed 2010-11 Opened | Opened |
| Xueda Education Group | XUE | Goldman Sachs (Asia) | 2010-11 Opened 2010-10-20 Filed | Opened |
| SinoTech Energy Limited | CTE | Citi | 2010-11 Opened 2010-10-19 Filed | Opened |
| Lizhan Environmental Corporation | LEC | Maxim Group LLC | 2010-11 Opened 2010-09-16 Filed | Opened |
| Inphi Corporation | IPHI | Morgan Stanley | 2010-11 Opened 2010-10-29 Filed | Opened |
| Ikaria | IKAR | Goldman Sachs | 2010-11 Postponed 2010-10-27 Filed | Postponed |
| Hirschfeld Industries | HSFD | J.P. Morgan | 2010-11 Withdrawn 2009-11-16 Filed | Withdrawn |
| Noah Holdings Limited | NOAH | J.P. Morgan | 2010-11 Opened 2010-10-28 Filed | Opened |
| RDA Microelectronics | RDA | Morgan Stanley | 2010-11 Opened 2010-10-27 Filed | Opened |
| SP Bancorp | SPBC | Sandler O'Neill | 2010-10-27 Filed | They are a Maryland corporation offering up to 1,725,000 shares of common stock on a best efforts basis in connection with the conversion of SharePlus Federal Bank, a federally chartered savings bank, from the mutual to the stock form of organization. |
| Horizon Technology Finance | HRZN | Morgan Stanley | 2010-10-26 Filed 2010-10 Opened | Opened |
| Halvern Realty | HALV | J.P. Morgan | 2010-10-18 Filed 2010-10 Withdrawn | Withdrawn |
| Le Gaga Holdings Limited | GAGA | BofA Merrill Lynch | 2010-10-15 Filed 2010-10 Opened | Opened |
| Euramax Holdings, Inc. | EMAX | BofA Merrill Lynch | 2010-10-15 Amendment 2010-07-22 Filed | They are a leading international producer of metal and vinyl products sold to the residential repair and remodel, non-residential construction and recreational vehicle (RV) markets primarily in North America and Europe. |
| Intelius | INTL | Deutsche Bank | 2010-10-14 Filed 2010-10 Withdrawn | Withdrawn |
| First Wind Holdings | WIND | Credit Suisse | 2010-10-13 Filed 2010-10 Postponed | Postponed |
| ExamWorks | EXAM | Goldman Sachs | 2010-10-13 Filed 2010-10 Opened | Opened |
| Mecox Lane Limited | MCOX | Credit Suisse | 2010-10-12 Filed 2010-10 Opened | Opened |
| SeaCube Container Leasing | BOX | J.P. Morgan | 2010-10-12 Filed 2010-10 Opened | Opened |
| Campus Crest Communities | CCG | Raymond James | 2010-10-12 Filed 2010-10 Opened | Opened |
| Bravo Brio | BBRG | Jefferies & Co. | 2010-10-07 Filed 2010-10 Opened | Opened |
| TAL Education Group | XRS | Credit Suisse | 2010-10-07 Filed 2010-10 Opened | Opened |
| Gladstone Land Corporation | LAND [ Nasdaq ] | TBD | 2010-10-07 Amendment 2010-08-06 Filed | They are an externally managed REIT planning to acquire agricultural real estate. |
| Pacific Biosciences of CA | PACB | J.P. Morgan | 2010-10-05 Filed 2010-10 Opened | Opened |
| Tower International | TOWR | Goldman Sachs | 2010-10-04 Filed 2010-10 Opened | Opened |
| Body Central | BODY | Piper Jaffray | 2010-10-04 Filed 2010-10 Opened | Opened |
| Netspend | NTSP | Goldman Sachs | 2010-10-04 Filed 2010-10 Opened | Opened |
| Ellington Financial | EFC | Deutsche Bank | 2010-10 Opened 2010-09-30 Filed | Opened |
| ShangPharma Corporation | SHP | Citi | 2010-10 Opened 2010-09-30 Filed | Opened |
| Global Education and Technology | GEDU | Credit Suisse | 2010-10 Opened 2010-09-27 Filed | Opened |
| Daqo New Energy Corporation | DQ | Morgan Stanley | 2010-10 Opened 2010-09-24 Filed | Opened |
| KEYW Holding Corporation | KEYW | SunTrust Robinson Humphrey | 2010-10 Opened 2010-09-20 Filed | Opened |
| ChinaCache International Holdings | CCIH | BofA Merrill Lynch | 2010-10 Opened 2010-09-16 Filed | Opened |
| China Ming Yang Wind Power | MY | Morgan Stanley | 2010-10 Opened 2010-09-14 Filed | Opened |
| Clearview Hotel Trust | CVW | Citi | 2010-10 Withdrawn 2010-05-11 Filed | Withdrawn |
| DriveTime Automotive | DTA | Jefferies & Company | 2010-09-30 Filed 2010-09 Withdrawn | Withdrawn |
| Country Style Cooking Chain | CCSC | BofA Merrill Lynch | 2010-09-23 Filed 2010-09 Opened | Opened |
| Sunity Online Entertainment Limited | SUNG [ Nasdaq ] | ICM Capital Markets | 2010-09-22 Filed | They are a rapidly growing online game developer and operator in China; they currently develop game systems and operate game websites and plan to begin developing games for mobile or wireless devices such as cellular telephones in the near future. |
| Saifun Semiconductor | SFUN | Deutsche Bank Securities | 2010-09-17 Filed 2010-09 Opened | Opened |
| Amyris Biotechnologies | AMRS | Morgan Stanley | 2010-09-13 Filed 2010-09 Opened | Opened |
| XStream Systems, Inc. | XTRM [ Nasdaq ] | W R Hambrecht & Co. | 2010-09-13 Amendment 2009-11-12 Filed | They design and develop material authentication and detection solutions that allow molecular screening. |
| Univar Inc. | TBD | Goldman Sachs | 2010-09-08 Filed 2010-09 Withdrawn | Withdrawn |
| Callahan Capital Properties | CCP | BofA Merrill Lynch | 2010-09-07 Filed 2010-09 Withdrawn | Withdrawn |
| China Education | EDUI | Rodman & Renshaw | 2010-09-07 Filed 2010-09 Withdrawn | Withdrawn |
| SciQuest | SQI | Stifel Nicolaus Weisel | 2010-09-02 Filed 2010-09 Opened | Opened |
| Full Circle Capital | FULL | Ladenburg Thalmann | 2010-09 Opened 2010-08-19 Filed | Opened |
| JINTAI MINING GROUP, INC. | JTI | Maxim Group | 2010-08-13 Filed | They are an emerging vertically integrated mining company operating in the Guangxi Province of the People's Republic of China (PRC). |
| Plains Capital | PCB | J.P. Morgan | 2010-08-12 Filed | They are the 9th largest bank in Texas providing banking, mortgage and advisory services. |
| New Century Transportation | NCTX [ Nasdaq ] | Wells Fargo Securities | 2010-08-11 Filed | They offer less-than-truckload and truckload services in the US and Canada. |
| PetroAlgae | PALG | Goldman Sachs | 2010-08-11 Filed | They license a biomass platform that creates petroleum-compatible fuel products using microalgae. |
| Trony Solar Holdings | TRO | J.P. Morgan | 2010-08-03 Filed 2010-08 Withdrawn | Withdrawn |
| DLC Realty Trust | DLC | BofA Merrill Lynch | 2010-08 Postponed 2010-07-30 Filed | Postponed |
| SurgiVision | SRGV | Rodman & Renshaw | 2010-08 Postponed 2010-07-28 Filed | Postponed |
| China Kanghui Holdings | KH | Morgan Stanley | 2010-08 Opened 2010-07-28 Filed | Opened |
| MediaMind Technologies | MDMD | J.P. Morgan | 2010-08 Opened 2010-07-26 Filed | Opened |
| Gordmans Stores | GMAN | Piper Jaffray | 2010-08 Opened 2010-07-23 Filed | Opened |
| NXP Semiconductors | NXPI | Credit Suisse | 2010-08 Opened 2010-07-22 Filed | Opened |
| NuPathe | PATH | Leerink Swann | 2010-08 Opened 2010-07-21 Filed | Opened |
| Film Department Holdings Inc | TFDI | Merriman Curhan Ford | 2010-08 Withdrawn 2010-05-21 Filed | Withdrawn |
| Electromed, Inc. | ELMD | Feltl and Co. | 2010-08 Opened 2010-05-03 Filed | Opened |
| Ambow Education Holdings | AMBO | 2010-08 Opened 2010-07-20 Filed | Opened | |
| Park Sterling Bank | PTSB | Keefe | 2010-07-30 Filed | They provide personal banking services tailored to the needs and goals of its customers and are headquartered in Charlotte, N.C. |
| Linkage Technologies International Holdings | BOSS | Citibank | 2010-07-28 Filed 2010-07 Withdrawn | Withdrawn |
| Green Dot | GDOT | J.P. Morgan | 2010-07-19 Filed 2010-07 Opened | Opened |
| AMC Entertainment | AMC | J.P. Morgan | 2010-07-14 Filed | They are one of the world's leading theatrical exhibition companies. As of April 1, 2010, they owned, operated, or held interests in 380 theatres with a total of 5,325 screens, approximately 99% of which were located in the United States and Canada. |
| Envestnet | ENV | Morgan Stanley | 2010-07-14 Filed 2010-07 Opened | Opened |
| Smart Technologies | SMT | Morgan Stanley | 2010-07-12 Filed 2010-07 Opened | Opened |
| Camelot Information Systems | CIS | Goldman Sachs (Asia) | 2010-07-06 Filed 2010-07 Opened | Opened |
| Ameresco | AMRC | BofA Merrill Lynch | 2010-07-06 Filed 2010-07 Opened | Opened |
| Oxford Resource Partners, L.P. | OXF | Barclays Capital | 2010-07-02 Filed 2010-07 Opened | Opened |
| Ridgebury Tankers | RDGE [ Nasdaq ] | Jefferies & Co. | 2010-07-02 Filed | They formed to acquire a spot market folcused initial fleet of three to four Suezmax tankers. |
| RealD | RLD | J.P. Morgan | 2010-07 Opened 2010-06-28 Filed | Opened |
| Welsh Property Trust | WLS | UBS Investment Bank | 2010-07 Postponed 2010-06-28 Filed | Postponed |
| Qlik Technologies | QLIK | Morgan Stanley | 2010-07 Opened 2010-06-28 Filed | Opened |
| Fortune Bank | FBBC | Keefe Bruyette Woods | 2010-07 Postponed 2010-06-24 Filed | Postponed |
| AutoNavi Holdings | AMAP | Goldman Sachs (Asia) | 2010-07 Opened 2010-06-22 Filed | Opened |
| Affinia Group Holdings | AFN [ NYSE ] | J.P. Morgan | 2010-06-25 Filed | They are a global provider of light and commercial vehicle replacement products and services. |
| HiSoft Technology | HSFT | Deutsche Bank | 2010-06-22 Filed 2010-06 Opened | Opened |
| Motricity | MOTR | Goldman Sachs | 2010-06-17 Filed 2010-06 Opened | Opened |
| Tesla Motors | TSLA | Goldman Sachs | 2010-06-15 Filed 2010-06 Opened | Opened |
| China Intelligent Lighting and Electronics, Inc. | CIL | West Park Capital | 2010-06-14 Filed 2010-06 Opened | Opened |
| Fabrinet | FN | Morgan Stanley | 2010-06-14 Filed 2010-06 Opened | Opened |
| CBOE Holdings | CBOE | Goldman Sachs | 2010-06-11 Filed 2010-06 Opened | Opened |
| Space Systems/Loral, Inc. | TBD [ Nasdaq ] | Credit Suisse | 2010-06-09 Filed | They are a leading designer, manufacturer and integrator of powerful satellites and satellite systems for commercial and government customers worldwide. |
| Resaca Exploitation | RSOX | RBC Capital Markets | 2010-06-08 Filed 2010-06 Withdrawn | Withdrawn |
| LRI Holdings, Inc. | LGNS | Credit Suisse | 2010-06-04 Filed | 2010 |
| Oasis Petroleum | OAS | Morgan Stanley | 2010-06-03 Filed 2010-06 Opened | Opened |
| Higher One Holdings | ONE | Goldman Sachs | 2010-06-02 Filed 2010-06 Opened | Opened |
| Broadsoft | BSFT | Goldman Sachs | 2010-06-01 Filed 2010-06 Opened | Opened |
| China New Borun | BORN | Piper Jaffray | 2010-06 Opened 2010-05-20 Filed | Opened |
| Vringo | VRNGU | Maxim Group LLC | 2010-06 Opened 2010-01-29 Filed | Opened |
| Solyndra | SOLY | Goldman Sachs | 2010-06 Withdrawn 2009-12-18 Filed | Withdrawn |
| Pyramid Hotels & Resorts | PYR | UBS Investment Bank | 2010-06 Withdrawn 2009-12-07 Filed | Withdrawn |
| Metropark | MTPK | Goldman Sachs | 2010-06 Withdrawn 2008-06-13 Filed | Withdrawn |
| Ply Gem Holdings | PGEM [ NYSE ] | J.P. Morgan | 2010-05-28 Filed | They are a leading manufacturer of residential exterior building products in North America, mainly focused on siding, fencing, stone, windows and doors. |
| Kingstone Wirelessinfo Solution | KONE | Roth Capital | 2010-05-11 Filed 2010-05 Opened | Opened |
| Jinko Solar Holdings | JKS | Credit Suisse | 2010-05-05 Filed 2010-05 Opened | Opened |
| Accretive Health | AH | Goldman Sachs | 2010-05-04 Filed 2010-05 Opened | Opened |
| ReachLocal | RLOC | J.P. Morgan | 2010-05-03 Filed 2010-05 Opened | Opened |
| Niska Gas Storage Partners | NKA | Goldman Sachs | 2010-05 Opened 2010-04-30 Filed | Opened |
| S & W Seed Company | SANWU | Paulson Investment Company | 2010-05 Opened 2010-04-27 Filed | Opened |
| Madison Square Capital | MDQ | Lazard | 2010-05 Postponed 2010-04-27 Filed | Postponed |
| TeleNav | TNAV | J.P. Morgan | 2010-05 Opened 2010-04-27 Filed | Opened |
| Roadrunner Transportation | RRTS | Robert W. Baird | 2010-05 Opened 2010-04-23 Filed | Opened |
| Smile Brands Group | GRIN | Credit Suisse | 2010-05 Withdrawn 2010-04-23 Filed | Withdrawn |
| Charm Communications | CHRM | Credit Suisse | 2010-05 Opened 2010-04-20 Filed | Opened |
| NewPage Group | NWP | Goldman Sachs | 2010-05 Withdrawn 2008-05-05 Filed | Withdrawn |
| Aurora Diagnostics | ARDX | Morgan Stanley | 2010-04-30 Filed | They are a specialized diagnostics company providing services that play a key role in the diagnosis of cancer and other diseases. |
| PAA Natural Gas Storage, L.P. | PNG | Barclays Capital | 2010-04-22 Filed 2010-04 Opened | Opened |
| NuCO2 | NUCO [ NYSE ] | UBS Investment Bank | 2010-04-20 Filed | They provide soda and beer carbonation solutions to the restaurant and hospitality industry. |
| THL Credit | TCRD | BofA Merrill Lynch | 2010-04-13 Filed 2010-04 Opened | Opened |
| Convio | CNVO | Thomas Weisel Partners | 2010-04-08 Filed 2010-04 Opened | Opened |
| DynaVox | DVOX | Piper Jaffray | 2010-04-08 Filed 2010-04 Opened | Opened |
| SMG Indium Resources LTD. | TBD | Sunrise Securities Corp. | 2010-04-07 Filed | They were formed to purchase and stockpile the metal indium. |
| Global Geophysical Services | GGS | Credit Suisse | 2010-04-06 Filed 2010-04 Opened | Opened |
| Alimera Sciences | ALIM | Credit Suisse | 2010-04-06 Filed 2010-04 Opened | Opened |
| Golub Capital | GBDC | Wells Fargo | 2010-04-06 Filed 2010-04 Opened | Opened |
| Chatham Lodging Trust | CLDT | Barclays Capital | 2010-04-05 Filed 2010-04 Opened | Opened |
| Alpha and Omega Semiconductors | AOSL | Deutsche Bank | 2010-04 Opened 2010-03-31 Filed | Opened |
| Codexis | CDXS | Credit Suisse | 2010-04 Opened 2010-03-31 Filed | Opened |
| Mitel Networks | MITL | BofA Merrill Lynch | 2010-04 Opened 2010-03-30 Filed | Opened |
| Redgate Media Group | RGM | Brean Murray | 2010-04 Withdrawn 2010-03-29 Filed | Withdrawn |
| Metals USA Holdings | MUSA | Goldman Sachs | 2010-04 Opened 2010-03-26 Filed | Opened |
| Tengion | TNGN | Piper Jaffray | 2010-04 Opened 2010-03-19 Filed | Opened |
| American Tire Distributors | ATD | BofA Merrill Lynch | 2010-04 Withdrawn 2010-02-05 Filed | Withdrawn |
| Alma Maritime Limited | AAM | BofA Merrill Lynch | 2010-03-23 Filed 2010-03 Postponed | Postponed |
| MaxLinear | MXL | Morgan Stanley | 2010-03-22 Filed 2010-03 Opened | Opened |
| IronPlanet | IRON [ Nasdaq ] | J.P. Morgan | 2010-03-18 Filed | They provide an online marketplace for used heavy equipment. |
| China Lodging Group | HTHT | Goldman Sachs | 2010-03-18 Filed 2010-03 Opened | Opened |
| Meru Networks | MERU | BofA Merrill Lynch | 2010-03-16 Filed 2010-03 Opened | Opened |
| Financial Engines | FNGN | Goldman Sachs | 2010-03-11 Filed 2010-03 Opened | Opened |
| First Interstate BancSystem | FIBK | Barclays Capital | 2010-03-10 Filed 2010-03 Opened | Opened |
| Calix Networks | CALX | Goldman Sachs | 2010-03-08 Filed 2010-03 Opened | Opened |
| CorMedix | CRMD.U | Maxim Group | 2010-03-04 Filed 2010-03 Opened | Opened |
| Baltic Trading Limited | BALT | Morgan Stanley | 2010-03-03 Filed 2010-03 Opened | Opened |
| Petra Real Estate Trust | PET | Friedman Billings | 2010-03-02 Filed 2010-03 Withdrawn | Withdrawn |
| Crude Carriers | CRU | UBS Investment Bank | 2010-03-01 Filed 2010-03 Opened | Opened |
| Sensata Technologies Holdings | ST | Morgan Stanley | 2010-03 Opened 2010-02-26 Filed | Opened |
| InfrastruX | IFR | Credit Suisse | 2010-03 Withdrawn 2009-08-10 Filed | Withdrawn |
| Intcomex | ICMX | Citigroup | 2010-02-26 Filed | They are a leading independent value-added distributor of IT products in Latin American and the Caribbean. |
| Patriot Risk Management, Inc. | PMG | Friedman Billings | 2010-02-04 Filed 2010-02 Postponed | Postponed |
| RealPage | RP | Credit Suisse | 2010-02 Withdrawn 2009-11-27 Filed | Withdrawn |
| Generac Holdings | GNRC | Goldman Sachs | 2010-02 Opened 2010-01-29 Filed | Opened |
| Solar Capital Ltd. | SLRC | CitiBank | 2010-02 Opened 2010-01-27 Filed | Opened |
| QuinStreet | QNST | Credit Suisse | 2010-02 Opened 2010-01-26 Filed | Opened |
| Graham Packaging Company | GRM | CitiBank | 2010-02 Opened 2010-01-26 Filed | Opened |
| Ladder Capital Realty Finance | LCG | JP Morgan | 2010-02 Withdrawn 2009-09-17 Filed | Withdrawn |
| CapitalSource Healthcare Reit | CHR | Banc of America | 2010-02 Withdrawn 2008-08-06 Filed | Withdrawn |
| Ellora Energy | LORA | Merrill Lynch | 2010-01-21 Filed 2010-01 Withdrawn | Withdrawn |
| Chesapeake Lodging | CHSP | J.P. Morgan | 2010-01-19 Filed 2010-01 Opened | Opened |
| IFM Investments Ltd. | CTC | Goldman Sachs | 2010-01-13 Filed 2010-01 Opened | Opened |
| Cellu Tissue | CLU | Goldman Sachs | 2010-01-08 Filed 2010-01 Opened | Opened |
| Symetra Financial | SYA | BofA Merrill Lynch | 2010-01-06 Filed 2010-01 Opened | Opened |
| Andatee China Marine Fuel Services | AMCF | Rodman & Renshaw | 2010-01 Opened 2009-12-10 Filed | Opened |
| China Hydroelectric | CHC | Broadband Capital Management | 2010-01 Opened 2009-12-08 Filed | Opened |
| Language Line Services Holdings | LLSH | Morgan Stanley | 2009-12-07 Filed | They provide on-demand language interpretation services, supporting over 170 languages. |
| Aviv REIT | AVI | Morgan Stanley | 2009-12-07 Filed 2009-12 Withdrawn | Withdrawn |
| Kraton Performance Polymers | KRA | Credit Suisse | 2009-12-02 Filed 2009-12 Opened | Opened |
| Edgen Murray LTD | EMY | Jefferies & Co. | 2009-12 Withdrawn 2008-12-08 Filed | Withdrawn |
| KAR Auction Services | KAR | Goldman Sachs | 2009-12 Opened 2009-11-30 Filed | Opened |
| Concord Medical Services | CCM | Morgan Stanley | 2009-12 Opened 2009-11-27 Filed | Opened |
| Pebblebrook Hotel Trust | PEB | Raymond James | 2009-12 Opened 2009-11-25 Filed | Opened |
| China Nuokang Pharmaceutical | NKBP | Jefferies | 2009-12 Opened 2009-11-24 Filed | Opened |
| Birds Eye Foods | BRDE | J.P. Morgan | 2009-11-23 Filed 2009-11 Withdrawn | Withdrawn |
| Cloud Peak Energy | CLD | Credit Suisse | 2009-11-16 Filed 2009-11 Opened | Opened |
| 7 Days Group Holding | SVN | J.P. Morgan | 2009-11-09 Filed 2009-11 Opened | Opened |
| Gomez | GOMZ | Credit Suisse | 2009-11-09 Filed 2009-11 Withdrawn | Withdrawn |
| HealthPort | HPRT | Deutsche Bank | 2009-11-09 Filed 2009-11 Withdrawn | Withdrawn |
| Archipelago Learning | ARCL | Bank of America | 2009-11-09 Filed 2009-11 Opened | Opened |
| STR Holding | STRI | Credit Suisse | 2009-11-05 Filed 2009-11 Opened | Opened |
| Global Defense Technology | GTEC | Cowen & Co | 2009-11-05 Filed 2009-11 Opened | Opened |
| Duoyuan Printing | DYP | Piper Jaffray | 2009-11-04 Filed 2009-11 Opened | Opened |
| rue21 | RUE | Bank of America | 2009-11-02 Filed 2009-11 Opened | Opened |
| AEI | AEI | Goldman Sachs | 2009-10-29 Filed 2009-10 Withdrawn | Withdrawn |
| Vitamin Shoppe | VSI | JP Morgan | 2009-10-14 Filed 2009-10 Opened | Opened |
| ZST Digital Networks | ZSTN | Rodman & Renshaw | 2009-10-12 Filed 2009-10 Opened | Opened |
| Dole Foods | DOLE | Goldman Sachs | 2009-10-09 Filed 2009-10 Opened | Opened |
| Banco Santander | BSBR | Santander | 2009-10-02 Filed 2009-10 Opened | Opened |
| China Real Estate | CRIC | UBS Investment Bank | 2009-10-02 Filed 2009-10 Opened | Opened |
| Addus HomeCare | ADUS | Robert W. Baird | 2009-10-02 Filed 2009-10 Opened | Opened |
| AGA Medical Holdings | AGAM | BofA Merrill Lynch | 2009-10-01 Filed 2009-10 Opened | Opened |
| RailAmerica | RA | JP Morgan | 2009-10 Opened 2009-09-29 Filed | Opened |
| Education Management Corp. | EDMC | Goldman Sachs | 2009-10 Opened 2009-09-21 Filed | Opened |
| Verisk Analytics | VRSK | Morgan Stanley | 2009-10 Opened 2009-09-21 Filed | Opened |
| Omeros | OMER | Deutsche Bank | 2009-10 Opened 2009-09-16 Filed | Opened |
| Echo Global Logistics | ECHO | Morgan Stanley | 2009-10 Opened 2009-09-16 Filed | Opened |
| Talecris BioTherapeutics | TLCR | Morgan Stanley | 2009-10 Opened 2009-09-15 Filed | Opened |
| A123 Systems | AONE | Morgan Stanley | 2009-09-22 Filed 2009-09 Opened | Opened |
| Foursquare Capital | FSQR | Merrill Lynch | 2009-09-14 Filed 2009-09 Postponed | Postponed |
| Shanda Games Limited | GAME | Goldman Sachs | 2009-09-14 Filed 2009-09 Opened | Opened |
| Apollo Commercial Real Estate | ARI | J. P. Morgan | 2009-09-09 Filed 2009-09 Opened | Opened |
| Select Medical Holding | SEM | Goldman Sachs | 2009-09-09 Filed 2009-09 Opened | Opened |
| Artio Global Investors | ART | Goldman Sachs | 2009-09-09 Filed 2009-09 Opened | Opened |
| Colony Financial | CLNY | Merrill Lynch | 2009-09-08 Filed 2009-09 Opened | Opened |
| Bayview Mortgage Capital | BAY | Deutsche Bank | 2009-09-03 Filed | They are a newly-formed REIT that plans to invest in a variety of mortgages and mortgage-backed securities, initially targeting Agency MBS. |
| CreXus Investment Corp. | CXS | Deutsche Bank | 2009-09-03 Filed 2009-09 Opened | Opened |
| Transwestern Realty Finance | TRF | Barclays | 2009-09-01 Filed | They plan to invest in whole mortgage loans and subordinated debt secured by U.S. commercial real estate |
| Vitacost.com | VITC | Jefferies | 2009-09 Opened 2009-08-24 Filed | Opened |
| Lihua International | LIWA | Broadband Capital | 2009-09 Opened 2009-08-17 Filed | Opened |
| Abraxas Energy Partners, L.P. | AXLP | Rodman & Renshaw | 2009-09 Withdrawn 2007-07-13 Filed | Withdrawn |
| Emdeon | EM | Morgan Stanley | 2009-08 Opened 2009-07-28 Filed | Opened |
| Avago Technologies | AVGO | Deutsche Bank | 2009-08 Opened 2009-07-27 Filed | Opened |
| Sutherland Asset Management | SLD | UBS Investment Bank | 2009-08 Postponed 2009-07-20 Filed | Postponed |
| Cumberland Pharmaceuticals | CPIX | UBS Investment Bank | 2009-08 Opened 2009-07-17 Filed | Opened |
| CDC Software | CDCS | Lazard Capital Markets | 2009-08 Opened 2009-07-16 Filed | Opened |
| Open Link Financial | LINK | Credit Suisse | 2009-08 Withdrawn 2008-05-12 Filed | Withdrawn |
| Globe Specialty Metals | GSM | Credit Suisse | 2009-07-16 Filed 2009-07 Opened | Opened |
| PennyMac Mortgage | PMT | BofA Merrill Lynch | 2009-07 Opened 2009-05-26 Filed | Opened |
| GCL Silicon Technology | GCL | Morgan Stanley | 2009-07 Withdrawn 2008-07-21 Filed | Withdrawn |
| Vought Aircraft Holdings | VTC | Lehman Brothers | 2009-07 Withdrawn 2008-05-16 Filed | Withdrawn |
| LogMeIn | LOGM | JP Morgan | 2009-07 Opened 2009-06-16 Filed | Opened |
| Cypress Sharpridge Investments | CYS | Barclays | 2009-06-02 Filed 2009-06 Opened | Opened |
| Duoyuan Global Water | DGW | Piper Jaffray | 2009-06-01 Filed 2009-06 Opened | Opened |
| Chemspec | CPC | Credit Suisse | 2009-06 Opened 2009-05-26 Filed | Opened |
| Medidata | MDSO | Citigroup | 2009-06 Opened 2009-01-26 Filed | Opened |
| Noble Environmental Power | NEPI | Lehman Brothers | 2009-06 Withdrawn 2008-05-08 Filed | Withdrawn |
| DIGITALGLOBE | DGI | Morgan Stanley | 2009-05 Opened 2009-04-29 Filed | Opened |
| OpenTable | OPEN | Merrill Lynch | 2009-05 Opened 2009-01-30 Filed | Opened |
| NextG Networks | NXTG | Merrill Lynch | 2009-05 Withdrawn 2008-06-05 Filed | Withdrawn |
| SolarWinds | SWI | J.P. Morgan | 2009-05 Opened 2008-03-21 Filed | Opened |
| Maxum Petroleum | MXP | Credit Suisse | 2009-05 Withdrawn 2007-08-13 Filed | Withdrawn |
| Changyou.com | CYOU | Credit Suisse | 2009-04 Opened 2009-03-17 Filed | Opened |
| Bridgepoint Education | BPI | Credit Suisse | 2009-04 Opened 2008-12-22 Filed | Opened |
| Rosetta Stone | RST | Morgan Stanley | 2009-04 Opened 2008-09-23 Filed | Opened |
| Current Media | CRTM | J.P. Morgan | 2009-04 Withdrawn 2008-01-28 Filed | Withdrawn |
| Source Photonics | SRSE | Cowen & Co. | 2009-04 Withdrawn 2007-12-26 Filed | Withdrawn |
| NiSource Energy Partners | NIA | Lehman Brothers | 2009-04 Withdrawn 2007-12-21 Filed | Withdrawn |
| McJunkin Red Man | MRC | Goldman Sachs | 2009-03 Postponed 2008-08-20 Filed | Postponed |
| NIVS Intellimedia Technology | NIVS | Westpark Capital | 2009-03 Opened 2008-08-13 Filed | Opened |
| Specialty Metals Group Indium | IND.U | Maxim Group | 2009-03 Withdrawn 2008-02-28 Filed | Withdrawn |
| Valor Computerized System | VLOR | Thomas Weisel | 2009-03 Withdrawn 2008-01-11 Filed | Withdrawn |
| INFONXX, Inc. | INFX | Goldman Sachs | 2009-03 Withdrawn 2007-12-14 Filed | Withdrawn |
| kgb | KGB | Goldman Sachs | 2009-03 Withdrawn 2007-12-14 Filed | Withdrawn |
| Pogo Jet | POGO | WR Hambrecht | 2009-03 Withdrawn 2007-09-13 Filed | Withdrawn |
| Mead Johnson | MJN | Citicorp | 2009-02 Opened 2008-09-15 Filed | Opened |
| TherOx | THER | Citigroup | 2009-02 Withdrawn 2008-09-04 Filed | Withdrawn |
| O'Gara Group | OGAR | Morgan Keegan | 2009-02 Postponed 2008-08-22 Filed | Postponed |
| Changing World Technologies | CWL | WR Hambrecht | 2009-02 Withdrawn 2008-08-13 Filed | Withdrawn |
| Tensar | TXC | Lehman Brothers | 2009-02 Withdrawn 2007-08-28 Filed | Withdrawn |
| Yinlips Technology, Inc. | YTI [ NYSE ] | WestPark Capital | 2009-01-13 Amendment 2008-11-13 Filed | They design, manufacture and market CRT, LCD, and a series of portable electronic devices, including Micro PCs, HD hard disk multimedia players, MP6s, MP5s, MP4s with gaming features, MP3s and digital photo frames. |
| Liquidnet | LNH | Goldman Sachs | 2008-12 Postponed 2008-07-02 Filed | Postponed |
| Zonare Medical Systems | ZONE | Smith Barney | 2008-12 Withdrawn 2008-07-02 Filed | Withdrawn |
| Acclarent | ACLT | J.P. Morgan | 2008-12 Withdrawn 2008-06-06 Filed | Withdrawn |
| BioTrove Inc. | BTRV | Piper Jaffray Co | 2008-12 Withdrawn 2008-04-01 Filed | Withdrawn |
| Big West Oil Partners, L.P. | BWO | Smith Barney | 2008-12 Withdrawn 2007-12-07 Filed | Withdrawn |
| NAMEMEDIA | NAME | Credit Suisse | 2008-12 Withdrawn 2007-11-02 Filed | Withdrawn |
| 1st Security Bancorp, Inc. | FSBW | Keefe | 2008-11-17 Filed | They operate Regional Banks & Thrifts |
| US Power Generating | UPR | Credit Suisse | 2008-11 Withdrawn 2008-08-12 Filed | Withdrawn |
| Grand Canyon Education | LOPE | Credit Suisse | 2008-11 Opened 2008-05-13 Filed | Opened |
| Metastorm | MSTM | Jefferies | 2008-11 Withdrawn 2008-05-13 Filed | Withdrawn |
| Cardiovascular Systems Inc. | CSI | Morgan Stanley | 2008-11 Withdrawn 2008-01-23 Filed | Withdrawn |
| Local Matters | LOCL | Canaccord Adams | 2008-11 Withdrawn 2007-12-11 Filed | Withdrawn |
| Safety-Kleen | SK | Merrill Lynch | 2008-10 Withdrawn 2008-05-01 Filed | Withdrawn |
| CyDex Pharmaceuticals | CYDX | Pacific Growth | 2008-10 Withdrawn 2008-03-12 Filed | Withdrawn |
| K-Sea GP Holdings | KSG | Lehman Brothers | 2008-10 Withdrawn 2008-03-05 Filed | Withdrawn |
| Phenomix | PHMX | Morgan Stanley | 2008-10 Withdrawn 2008-01-25 Filed | Withdrawn |
| SOI Holdings | SOH | Credit Suisse | 2008-10 Withdrawn 2007-10-30 Filed | Withdrawn |
| Turner Investments | TRNR | Goldman Sachs | 2008-10 Withdrawn 2007-09-18 Filed | Withdrawn |
| Value Financial Services | VFSI | JMP Securities | 2008-10 Withdrawn 2007-08-14 Filed | Withdrawn |
| Consonus Technologies | DCTI | Merriman Curhan | 2008-09 Withdrawn 2008-07-24 Filed | Withdrawn |
| Alma Lasers Ltd. | ALMA | Smith Barney | 2008-09 Withdrawn 2007-12-31 Filed | Withdrawn |
| XDx,Inc. | XDXI | J.P. Morgan | 2008-09 Postponed 2007-10-23 Filed | Postponed |
| Resolute Energy Partners L.P. | REN | Lehman Brothers | 2008-09 Withdrawn 2007-09-28 Filed | Withdrawn |
| CWCapital Realty Trust | CWR | Banc of America | 2008-08-15 Filed | They are a real estate specialty finance company that has been formed by CW Financial Services primarily to acquire and invest in commercial mortgage-backed securities, or CMBS, other commercial mortgage securitizations, whole loans, mezzanine loans and B-Notes |
| China Mass Media | CMM | Merrill Lynch | 2008-08 Opened 2008-07-11 Filed | Opened |
| Rackspace Hosting | RAX | Goldman Sachs | 2008-08 Opened 2008-04-25 Filed | Opened |
| Salient Surgical Technologies | SLNT | Bear Stearns | 2008-08 Withdrawn 2008-03-13 Filed | Withdrawn |
| IDS Group Inc. | IDSI | Thomas Weisel | 2008-08 Withdrawn 2008-02-14 Filed | Withdrawn |
| Allegro Microsystems | ALGM | Lehman Brothers | 2008-08 Withdrawn 2007-08-08 Filed | Withdrawn |
| China Distance Education | DL | Smith Barney | 2008-07-07 Filed 2008-07 Opened | Opened |
| Galiot Capital | GTC | Deutsche Bank | 2008-07 Postponed 2008-06-19 Filed | Postponed |
| Energy Recovery | ERII | Smith Barney | 2008-07 Opened 2008-04-01 Filed | Opened |
| Venoco Acquisition Company L.P. | VAC | Lehman Brothers | 2008-07 Withdrawn 2008-02-14 Filed | Withdrawn |
| Broadview Networks | BDNX | Deutsche Bank | 2008-06-27 Filed | They are a leading competitive provider, in terms of revenues, of managed voice and data networking solutions throughout the Northeast and Mid-Atlantic United States. |
| Britannia Bulk Holdings | DWT | Goldman Sachs | 2008-06-04 Filed 2008-06 Opened | Opened |
| CVR Partners L.P. | CVE | 2008-06 Withdrawn 2008-02-28 Filed | Withdrawn | |
| Accuro Healthcare Solutions | ACCU | Smith Barney | 2008-06 Withdrawn 2008-01-23 Filed | Withdrawn |
| Broncus Technologies, Inc. | LUNG | Lehman Brothers | 2008-06 Withdrawn 2007-11-20 Filed | Withdrawn |
| Initiate Systems | INXX | Goldman Sachs | 2008-06 Withdrawn 2007-11-13 Filed | Withdrawn |
| RHI Entertainment | RHIE | J.P. Morgan | 2008-06 Opened 2007-09-14 Filed | Opened |
| Varolii | VRLI | Lehman Brothers | 2008-06 Withdrawn 2007-09-14 Filed | Withdrawn |
| Sonics | SNCS | UBS Investment Bank | 2008-06 Withdrawn 2007-08-24 Filed | Withdrawn |
| Peplin | PLIN | Merrill Lynch | 2008-06 Withdrawn 2007-08-09 Filed | Withdrawn |
| Eyeonics | EYON | Piper Jaffray Co | 2008-06 Withdrawn 2007-07-27 Filed | Withdrawn |
| MFResidential Investments | MFR | UBS Investment Bank | 2008-05 Postponed 2008-02-12 Filed | Postponed |
| Real Goods Solar | RSOL | Think Equity | 2008-05 Opened 2008-02-07 Filed | Opened |
| IPC Systems Holdings | IPCA | 2008-05 Withdrawn 2008-01-04 Filed | Withdrawn | |
| Verso Paper | VRS | TBD | 2008-05 Opened 2007-12-20 Filed | Opened |
| Digital Domain | DTWO | Thomas Weisel | 2008-05 Postponed 2007-12-11 Filed | Postponed |
| Xanodyne | XANO | Morgan Stanley | 2008-05 Withdrawn 2007-11-09 Filed | Withdrawn |
| HK Energy Partners L.P. | HKE | Lehman Brothers | 2008-05 Withdrawn 2007-10-30 Filed | Withdrawn |
| Milestone AV Technologies | MLS | Wachovia Securities | 2008-05 Withdrawn 2007-09-27 Filed | Withdrawn |
| Elixir Pharmaceuticals | ELXR | Credit Suisse | 2008-05 Withdrawn 2007-09-21 Filed | Withdrawn |
| Emphasys Medical | EMPH | Morgan Stanley | 2008-05 Withdrawn 2007-09-21 Filed | Withdrawn |
| CreditCards.com | CCRD | Credit Suisse | 2008-05 Withdrawn 2007-08-10 Filed | Withdrawn |
| ANDA Networks | ANDA | Thomas Weisel | 2008-04 Withdrawn 2007-12-21 Filed | Withdrawn |
| Intrepid Potash | IPI | Morgan Stanley | 2008-04 Opened 2007-12-20 Filed | Opened |
| Aprimo | MKTG | Morgan Stanley | 2008-04 Withdrawn 2007-09-10 Filed | Withdrawn |
| American Water Works | AWK | Goldman Sachs | 2008-04 Opened 2007-08-27 Filed | Opened |
| Bostwick Laboratories | BOST | Banc of America | 2008-03-07 Filed | They are a specialized laboratory focused on the diagnosis of cancer. |
| Visa | V | J.P. Morgan | 2008-03 Opened 2007-11-09 Filed | Opened |
| CardioNet | BEAT | Smith Barney | 2008-03 Opened 2007-08-17 Filed | Opened |
| ViewSonic | VIEW | J.P. Morgan | 2008-03 Withdrawn 2007-07-02 Filed | Withdrawn |
| Point Asset Management | PNT | Deutsche Bank | 2008-02-29 Filed | They are a REIT focused on agency mortgage-backed securities and managed by Federated Investment Counseling |
| Danger | DNGR | Deutsche Bank | 2008-02 Withdrawn 2007-12-19 Filed | Withdrawn |
| Forum Oilfield Technologies | FOT | Credit Suisse | 2008-02 Withdrawn 2007-10-17 Filed | Withdrawn |
| Transoma Medical | TSMA | Piper Jaffray Co | 2008-02 Withdrawn 2007-10-12 Filed | Withdrawn |
| Critical Homecare Solutions | CHCS | UBS Investment Bank | 2008-02 Withdrawn 2007-10-10 Filed | Withdrawn |
| Mako Surgical | MAKO | J.P. Morgan | 2008-02 Opened 2007-09-19 Filed | Opened |
| ArcSight | ARST | Morgan Stanley | 2008-02 Opened 2007-09-11 Filed | Opened |
| Plains GP Holdings, L.P. | PGP | Smith Barney | 2008-02 Withdrawn 2007-08-31 Filed | Withdrawn |
| Concentric Medical | CLOT | Merrill Lynch | 2008-02 Withdrawn 2007-08-17 Filed | Withdrawn |
| Biolex Therapeutics | BLEX | Lehman Brothers | 2008-02 Withdrawn 2007-08-14 Filed | Withdrawn |
| Archemix | ARCH | Bear Stearns | 2008-02 Withdrawn 2007-07-25 Filed | Withdrawn |
| BioHeart | BHRT | BMO Capital Markets | 2008-02 Opened 2007-07-12 Filed | Opened |
| ReneSola | SOL | Credit Suisse | 2008-01-09 Filed 2008-01 Opened | Opened |
| ATA Inc | ATAI | Merrill Lynch | 2008-01-08 Filed 2008-01 Opened | Opened |
| Bayhill Therapeutics | BHTX | Pacific Growth | 2008-01-08 Filed | They are a clinical stage biopharmaceutical company developing products to treat autoimmune diseases |
| Cascal BV | HOO | J.P. Morgan | 2008-01-07 Filed 2008-01 Opened | Opened |
| ChinaEdu Corp. | CEDU | Bear Stearns | 2008-01 Opened 2007-11-27 Filed | Opened |
| RiskMetrics | RMG | Credit Suisse | 2008-01 Opened 2007-09-19 Filed | Opened |
| Exco Partners L.P. | XP | Goldman Sachs | 2008-01 Withdrawn 2007-09-13 Filed | Withdrawn |
| Seacastle | SC | Smith Barney | 2008-01 Postponed 2007-09-12 Filed | Postponed |
| Williams Pipeline Partners | WMZ | Lehman Brothers | 2008-01 Opened 2007-09-12 Filed | Opened |
| Cardtronics | CATM | Deutsche Bank | 2008-01 Opened 2007-09-07 Filed | Opened |
| IPC The Hospitalist Company | IPCM | Credit Suisse | 2008-01 Opened 2007-08-31 Filed | Opened |
| EqualLogic | EQLX | Goldman Sachs | 2008-01 Withdrawn 2007-08-09 Filed | Withdrawn |
| Iggys House | IGGY | Northland Securities | 2008-01 Withdrawn 2007-08-09 Filed | Withdrawn |
| CDM Resource Partners | CDM | Lehman Brothers | 2008-01 Withdrawn 2007-07-31 Filed | Withdrawn |
| Gushan Environmental | GU | Merrill Lynch | 2007-12-03 Filed 2007-12 Opened | Opened |
| VanceInfo Technologies | VIT | Smith Barney | 2007-12 Opened 2007-11-23 Filed | Opened |
| Xinyuan Real Estate | XIN | Merrill Lynch | 2007-12 Opened 2007-11-16 Filed | Opened |
| WSP Holdings | WH | J.P. Morgan | 2007-12 Opened 2007-11-13 Filed | Opened |
| VisionChina Media | VISN | Credit Suisse | 2007-12 Opened 2007-11-09 Filed | Opened |
| Memsic | MEMS | Smith Barney | 2007-12 Opened 2007-09-28 Filed | Opened |
| MedAssets | MDAS | Morgan Stanley | 2007-12 Opened 2007-08-24 Filed | Opened |
| Precision Therapeutics | PRCN | J.P. Morgan | 2007-12 Withdrawn 2007-08-24 Filed | Withdrawn |
| Orion Energy Systems | OESX | Thomas Weisel | 2007-12 Opened 2007-08-20 Filed | Opened |
| DLI Holding | DLIH | J.P. Morgan | 2007-12 Withdrawn 2007-08-10 Filed | Withdrawn |
| Accoona | ACNA | Maxim Group | 2007-12 Withdrawn 2007-08-03 Filed | Withdrawn |
| Entropic Communications | ENTR | Credit Suisse | 2007-12 Opened 2007-07-27 Filed | Opened |
| K12 | LRN | Morgan Stanley | 2007-12 Opened 2007-07-27 Filed | Opened |
| Intellon | ITLN | Goldman Sachs | 2007-12 Opened 2007-07-12 Filed | Opened |
| NetSuite | N | Credit Suisse | 2007-12 Opened 2007-07-02 Filed | Opened |
| CGEN Digital Media Company | ADTV | Piper Jaffray Co | 2007-11-14 Filed | They operate one of the largest in-store television advertising networks in China. |
| Global Ship Lease, Inc. | GSL | UBS Investment Bank | 2007-11-01 Filed 2007-11 Postponed | Postponed |
| AirMedia Group | AMCN | Morgan Stanley | 2007-11 Opened 2007-10-19 Filed | Opened |
| Agria Corp. | GRO | Credit Suisse | 2007-11 Opened 2007-10-18 Filed | Opened |
| China Nepstar Chain Drugstore | NPD | Goldman Sachs | 2007-11 Opened 2007-10-17 Filed | Opened |
| Akela Pharma | AKLA | Oppenheimer & Co. | 2007-11 Postponed 2007-10-12 Filed | Postponed |
| Giant Interactive | GA | Merrill Lynch | 2007-11 Opened 2007-10-12 Filed | Opened |
| Scope Metals Group | SCPE | UBS Investment Bank | 2007-11 Postponed 2007-10-12 Filed | Postponed |
| 012 Smile.Com | SMLC | CIBC World Markets | 2007-11 Opened 2007-10-12 Filed | Opened |
| Cninsure | CISG | Morgan Stanley | 2007-11 Opened 2007-10-10 Filed | Opened |
| Rubicon Technology | RBCN | UBS Investment Bank | 2007-11 Opened 2007-09-05 Filed | Opened |
| ARYx | ARYX | Morgan Stanley | 2007-11 Opened 2007-08-31 Filed | Opened |
| Bioform Medical | BFRM | J.P. Morgan | 2007-11 Opened 2007-08-20 Filed | Opened |
| Chimera Investment | CIM | Merrill Lynch | 2007-11 Opened 2007-08-17 Filed | Opened |
| Reliant Technologies | RLNT | Piper Jaffray Co | 2007-11 Withdrawn 2007-08-16 Filed | Withdrawn |
| 3PAR | PAR | Goldman Sachs | 2007-11 Opened 2007-08-14 Filed | Opened |
| OSG America | OSP | Smith Barney | 2007-11 Opened 2007-08-10 Filed | Opened |
| Reliant Pharmaceuticals | RRX | Goldman Sachs | 2007-11 Withdrawn 2007-08-10 Filed | Withdrawn |
| American Public Education | APEI | William Blair | 2007-11 Opened 2007-08-07 Filed | Opened |
| ICX Technologies | ICXT | Lehman Brothers | 2007-11 Opened 2007-08-06 Filed | Opened |
| MSCI | MXB | Morgan Stanley | 2007-11 Opened 2007-07-31 Filed | Opened |
| Success Factors | SFSF | Morgan Stanley | 2007-11 Opened 2007-07-23 Filed | Opened |
| Internet Brands | INET | Credit Suisse | 2007-11 Opened 2007-07-20 Filed | Opened |
| Quest Energy Partners LP | QELP | Wachovia Securities | 2007-11 Opened 2007-07-19 Filed | Opened |
| Longtop Financial | LFT | Goldman Sachs | 2007-10-02 Filed 2007-10 Opened | Opened |
| Textainer Group | TGH | Credit Suisse | 2007-10 Opened 2007-09-26 Filed | Opened |
| Noah Education | NED | Deutsche Bank | 2007-10 Opened 2007-09-24 Filed | Opened |
| China Digital TV Holdings | STV | Morgan Stanley | 2007-10 Opened 2007-09-14 Filed | Opened |
| DuPont Fabros Technology | DFT | Lehman Brothers | 2007-10 Opened 2007-08-09 Filed | Opened |
| Genoptix | GXDX | Lehman Brothers | 2007-10 Opened 2007-07-31 Filed | Opened |
| Maxcom Telecommunications | MXT | Morgan Stanley | 2007-10 Opened 2007-07-24 Filed | Opened |
| Rodman & Renshaw Capital | RODM | Sandler O'neill | 2007-10 Opened 2007-07-19 Filed | Opened |
| Constant Contact | CTCT | CIBC World Markets | 2007-10 Opened 2007-07-06 Filed | Opened |
| Compellent Technologies | CML | Morgan Stanley | 2007-10 Opened 2007-07-02 Filed | Opened |
| Fuqi International | FUQI | Merriman Curhan Ford | 2007-10 Opened 2007-07-02 Filed | Opened |
| IdleAire Technologies | IDLE | J.P. Morgan | 2007-09-18 Filed | They provide in-cab idle reduction services to the trucking industry |
| Transmedics | TMDX | Morgan Stanley | 2007-09-14 Filed | They are a medical device company developing a system to enable live organ transplants. |
| Babcock and Brown Air | FLY | Morgan Stanley | 2007-09-12 Filed 2007-09 Opened | Opened |
| Adnexus Therapeutics | ADNX | Lehman Brothers | 2007-09 Withdrawn 2007-08-21 Filed | Withdrawn |
| Venture Financial Group | VNBK | Keefe Bruyette Woods | 2007-09 Postponed 2007-07-17 Filed | Postponed |
| Classmates Media | CLAS | Goldman Sachs | 2007-08-13 Filed | They are an online social networking and loyalty marketing services firm. |
| WuXi Pharma Tech | WX | Credit Suisse | 2007-08 Opened 2007-07-24 Filed | Opened |
| Paragon Shipping | PRGN | Cantor Fitzgerald | 2007-08 Opened 2007-07-19 Filed | Opened |
| E-House (China) Holdings | EJ | Credit Suisse | 2007-08 Opened 2007-07-10 Filed | Opened |
| Horsehead Holdings | ZINC | Friedman Billings | 2007-08 Opened 2007-07-02 Filed | Opened |
| Voltaire Ltd. | VOLT | J.P. Morgan | 2007-07-10 Filed 2007-07 Opened | Opened |
| Perfect World | PWRD | Morgan Stanley | 2007-07-02 Filed 2007-07 Opened | Opened |
